Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MICROSOFT CORP
Report date June 30, 2006 · Filed July 07, 2006
Section 16 reporting ended · disclosed 2006-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,695 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,695 F1: Includes 918 shares acquired on March 31, 2006 and 12 shares acquired on June 30, 2006 under the Microsoft employee stock purchase plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 918 shares acquired on March 31, 2006 and 12 shares acquired on June 30, 2006 under the Microsoft employee stock purchase plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2006 Filed Feb 9, 2006 21:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $21.59 | $0.00 |
DisclosureSEC source: 0001193117-06-000003 · edgar.xml · derivative · entry 6 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,444 Underlying: Common Stock · 150,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2006 Filed Feb 9, 2006 21:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 25,000 | $27.08 | $677,000.00 |
DisclosureSEC source: 0001193117-06-000003 · edgar.xml · nonDerivative · entry 5 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765 Read SEC document |
| February 08, 2006 Filed Feb 9, 2006 21:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 50,000 | $27.04 | $1,352,000.00 |
DisclosureSEC source: 0001193117-06-000003 · edgar.xml · nonDerivative · entry 4 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,765 Read SEC document |
| February 08, 2006 Filed Feb 9, 2006 21:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 25,000 | $27.02 | $675,500.00 |
DisclosureSEC source: 0001193117-06-000003 · edgar.xml · nonDerivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,765 Read SEC document |
| February 08, 2006 Filed Feb 9, 2006 21:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 50,000 | $27.00 | $1,350,000.00 |
DisclosureSEC source: 0001193117-06-000003 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,765 Read SEC document |
| February 08, 2006 Filed Feb 9, 2006 21:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 150,000 | $21.59 | $3,238,650.00 |
DisclosureSEC source: 0001193117-06-000003 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 23:54 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $21.59 | $0.00 |
DisclosureSEC source: 0001193096-06-000001 · edgar.xml · derivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,444 Underlying: Common Stock · 50,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 23:54 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 50,000 | $27.62 | $1,381,000.00 |
DisclosureSEC source: 0001193096-06-000001 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765 Read SEC document |
| February 02, 2006 Filed Feb 3, 2006 23:54 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 50,000 | $21.59 | $1,079,550.00 |
DisclosureSEC source: 0001193096-06-000001 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2005 Filed Nov 28, 2005 23:20 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $21.59 | $0.00 |
DisclosureSEC source: 0001193096-05-000012 · edgar.xml · derivative · entry 4 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,444 Underlying: Common Stock · 200,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2005 Filed Nov 28, 2005 23:20 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 100,000 | $28.00 | $2,800,000.00 |
DisclosureSEC source: 0001193096-05-000012 · edgar.xml · nonDerivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765 Read SEC document |
| November 23, 2005 Filed Nov 28, 2005 23:20 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 100,000 | $27.97 | $2,797,000.00 |
DisclosureSEC source: 0001193096-05-000012 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,765 Read SEC document |
| November 23, 2005 Filed Nov 28, 2005 23:20 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 200,000 | $21.59 | $4,318,200.00 |
DisclosureSEC source: 0001193096-05-000012 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $21.59 | $0.00 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · derivative · entry 8 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,444 Underlying: Common Stock · 150,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 150,000 | $28.05 | $4,207,500.00 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · nonDerivative · entry 6 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765 Read SEC document |
| November 18, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 150,000 | $21.59 | $3,238,650.00 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · nonDerivative · entry 5 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $21.59 | $0.00 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · derivative · entry 7 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,444 Underlying: Common Stock · 50,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 1,500 | $27.89 | $41,827.50 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · nonDerivative · entry 4 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765 Read SEC document |
| November 17, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 36,500 | $27.88 | $1,017,620.00 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · nonDerivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,765 Read SEC document |
| November 17, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 12,000 | $27.87 | $334,440.00 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,765 Read SEC document |
| November 17, 2005 Filed Nov 21, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 50,000 | $21.59 | $1,079,550.00 |
DisclosureSEC source: 0001193096-05-000011 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 22:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $21.59 | $0.00 |
DisclosureSEC source: 0001193096-05-000010 · edgar.xml · derivative · entry 5 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,444 Underlying: Common Stock · 300,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 22:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 2,000 | $27.01 | $54,020.00 |
DisclosureSEC source: 0001193096-05-000010 · edgar.xml · nonDerivative · entry 4 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 22:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 170 | $27.01 | $4,590.85 |
DisclosureSEC source: 0001193096-05-000010 · edgar.xml · nonDerivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,765 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 22:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 297,930 | $27.00 | $8,044,110.00 |
DisclosureSEC source: 0001193096-05-000010 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,935 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 22:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 300,000 | $21.59 | $6,477,300.00 |
DisclosureSEC source: 0001193096-05-000010 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 22:58 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 941 | $25.92 | $24,390.72 |
DisclosureSEC source: 0001193096-05-000008 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,765 F1 · balance_after: Includes 3 shares as a result of fractional shares that have accumulated over the past year. Read SEC document |
| September 14, 2004 Filed Nov 10, 2004 20:29 UTC | MICROSOFT CORP MSFT · Entity 1016 | PurchaseCommon Stock | 6 | $27.47 | $164.82 |
DisclosureSEC source: 0001193096-04-000004 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,702 F1 · shares: These shares were acquired through a broker-sponsored dividend reinvestment program. Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 847 | $28.52 | $24,156.44 |
DisclosureSEC source: 0001193096-04-000002 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,696 F1 · balance_after: Includes 910 shares acquired on June 30, 2004 under the Microsoft employee stock purchase plan. Read SEC document |
| April 27, 2004 Filed Apr 27, 2004 23:21 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001193096-04-000001 · edgar.xml · derivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2004-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 27, 2004 23:21 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 120,000 | $27.14 | $3,256,800.00 |
DisclosureSEC source: 0001193096-04-000001 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,633 Read SEC document |
| April 27, 2004 Filed Apr 27, 2004 23:21 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 120,000 | $2.98 | $358,128.00 |
DisclosureSEC source: 0001193096-04-000001 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:24 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 2,000,000 | $1.96 Strike: $33.31 | $3,928,800.00 |
DisclosureSEC source: 0001193096-03-000008 · edgar.xml · derivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2010-04-24 F4 · derivative.exercise_price: This option was previously reported as an option for 1,000,000 shares with an exercise price of $66.63 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F4 · shares: This option was previously reported as an option for 1,000,000 shares with an exercise price of $66.63 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F3 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% after 18 months from the date of grant and then at the rate of 12.5% each 6 months thereafter. F4 · derivative.underlying_shares: This option was previously reported as an option for 1,000,000 shares with an exercise price of $66.63 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:24 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 4,000,000 | $0.11 Strike: $45.31 | $456,000.00 |
DisclosureSEC source: 0001193096-03-000008 · edgar.xml · derivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000,000 shares Expires 2010-03-06 F1 · derivative.exercise_price: This option was previously reported as an option for 2,000,000 shares with an exercise price of $90.63 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F1 · shares: This option was previously reported as an option for 2,000,000 shares with an exercise price of $90.63 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F3 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% after 18 months from the date of grant and then at the rate of 12.5% each 6 months thereafter. F1 · derivative.underlying_shares: This option was previously reported as an option for 2,000,000 shares with an exercise price of $90.63 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 22:56 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001193096-03-000006 · edgar.xml · derivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 60,000 shares Expires 2004-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 22:56 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 60,000 | $28.24 | $1,694,400.00 |
DisclosureSEC source: 0001193096-03-000006 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,633 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 22:56 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 60,000 | $2.98 | $179,064.00 |
DisclosureSEC source: 0001193096-03-000006 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:25 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001193096-03-000005 · edgar.xml · derivative · entry 4 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,000 Underlying: Common Stock · 60,000 shares Expires 2004-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:25 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 60,000 | $26.92 | $1,615,200.00 |
DisclosureSEC source: 0001193096-03-000005 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,480 Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:25 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 60,000 | $2.98 | $179,064.00 |
DisclosureSEC source: 0001193096-03-000005 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Sep 2, 2003 21:25 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 847 | $26.41 | $22,369.27 |
DisclosureSEC source: 0001193096-03-000005 · edgar.xml · nonDerivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,633 Read SEC document |
| May 20, 2003 Filed May 21, 2003 18:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001193096-03-000003 · edgar.xml · derivative · entry 4 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 50,000 shares Expires 2004-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2003 Filed May 21, 2003 18:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 25,000 | $24.84 | $620,875.00 |
DisclosureSEC source: 0001193096-03-000003 · edgar.xml · nonDerivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550 Read SEC document |
| May 20, 2003 Filed May 21, 2003 18:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 25,000 | $24.81 | $620,250.00 |
DisclosureSEC source: 0001193096-03-000003 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,550 Read SEC document |
| May 20, 2003 Filed May 21, 2003 18:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 50,000 | $2.98 | $149,220.00 |
DisclosureSEC source: 0001193096-03-000003 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2003 Filed May 14, 2003 14:40 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001193096-03-000002 · edgar.xml · derivative · entry 3 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 50,000 shares Expires 2004-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was last reported as an option for 170,000 shares at an exercise price of $5.96875 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · balance_after: This option was last reported as an option for 170,000 shares at an exercise price of $5.96875 per share, but was adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| May 13, 2003 Filed May 14, 2003 14:40 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 50,000 | $26.12 | $1,306,000.00 |
DisclosureSEC source: 0001193096-03-000002 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550 F1 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| May 12, 2003 Filed May 14, 2003 14:40 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 50,000 | $2.98 | $149,220.00 |
DisclosureSEC source: 0001193096-03-000002 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2002 Filed Aug 8, 2003 23:15 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,300,000 | $0.00 Strike: $23.99 | $0.00 |
DisclosureSEC source: 0001193096-03-000004 · edgar.xml · derivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 Underlying: Common Stock · 1,300,000 shares Expires 2012-07-31 F3 · derivative.exercise_price: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F3 · shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F4 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% on January 31, 2004 and then at the rate of 12.5% each six months thereafter. F3 · derivative.underlying_shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| July 31, 2002 Filed Aug 8, 2003 23:15 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193096-03-000004 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,480 F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · balance_after: Includes 930 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan. This total represents shares owned as of June 30, 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.