Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MICROSOFT CORP
Report date June 30, 2006 · Filed July 07, 2006
Section 16 reporting ended · disclosed 2006-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,231 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 50,231 F1: Includes 643 shares acquired on March 31, 2006 and 280 shares acquired on June 30, 2006 under the Microsoft employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,978 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,978 F2: 401(k) balance as of June 30, 2006. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 499,201 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 499,201 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 643 shares acquired on March 31, 2006 and 280 shares acquired on June 30, 2006 under the Microsoft employee stock purchase plan.
F2: 401(k) balance as of June 30, 2006.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2005 Filed Sep 26, 2005 23:57 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001248254-05-000005 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,308 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2006 and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| August 31, 2005 Filed Sep 2, 2005 23:03 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 556 | $27.38 | $15,223.28 |
DisclosureSEC source: 0001324935-05-000020 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,108 Read SEC document |
| August 29, 2005 Filed Aug 31, 2005 22:17 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 485 | $27.15 | $13,167.75 |
DisclosureSEC source: 0001324935-05-000011 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,664 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 23:08 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 353 | $25.92 | $9,149.76 |
DisclosureSEC source: 0001248254-05-000003 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,149 Read SEC document |
| May 19, 2005 Filed May 19, 2005 21:27 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantPerformance Rights · Derivative | 61,111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001248254-05-000001 · edgar.xml · derivative · entry 4 MATHEW MICH · CIK 0001248254 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,111 Underlying: Common Stock · 61,111 shares Expires 2008-08-31 F3 · derivative.exercise_price: 1-for-1 F4 · shares: As a result of a promotion to Senior Vice President, the reporting person received an increase in the number of specified performance target shares under a shared performance stock award ("SPSA") previously reported on a Form 5 filed on August 13, 2004. F5 · shares: The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F6 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F4 · derivative.underlying_shares: As a result of a promotion to Senior Vice President, the reporting person received an increase in the number of specified performance target shares under a shared performance stock award ("SPSA") previously reported on a Form 5 filed on August 13, 2004. F5 · derivative.underlying_shares: The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · balance_after: As a result of a promotion to Senior Vice President, the reporting person received an increase in the number of specified performance target shares under a shared performance stock award ("SPSA") previously reported on a Form 5 filed on August 13, 2004. F5 · balance_after: The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 22:10 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 9,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001248254-04-000005 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,357 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| September 14, 2004 Filed Nov 10, 2004 20:08 UTC | MICROSOFT CORP MSFT · Entity 1016 | PurchaseCommon Stock | 2 | $27.47 | $54.94 |
DisclosureSEC source: 0001248254-04-000006 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,909 F1 · shares: These shares were acquired through a broker-sponsored dividend reinvestment program. Read SEC document |
| August 30, 2004 Filed Aug 31, 2004 23:14 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 437 | $27.30 | $11,930.10 |
DisclosureSEC source: 0001116726-04-000012 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,907 Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 20:23 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 318 | $28.52 | $9,069.36 |
DisclosureSEC source: 0001248254-04-000003 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,346 Read SEC document |
| July 07, 2004 Filed Jul 29, 2004 00:11 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCall Option (Obligation to Buy) · Derivative | 165,000 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001248254-04-000002 · edgar.xml · derivative · entry 5 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 165,000 shares Expires 2004-07-07 Read SEC document |
| July 07, 2004 Filed Jul 29, 2004 00:11 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherPut Option (Right to Sell) · Derivative | 165,000 | $0.00 Strike: $24.35 | $0.00 |
DisclosureSEC source: 0001248254-04-000002 · edgar.xml · derivative · entry 4 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 165,000 shares Expires 2004-07-07 Read SEC document |
| July 07, 2004 Filed Aug 13, 2004 23:17 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | OtherCall Option (Obligation to Buy) · Derivative | 165,000 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001193123-04-000007 · edgar.xml · derivative · entry 5 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 165,000 shares Expires 2004-07-07 Read SEC document |
| July 07, 2004 Filed Aug 13, 2004 23:17 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | OtherPut Option (Right to Sell) · Derivative | 165,000 | $0.00 Strike: $24.35 | $0.00 |
DisclosureSEC source: 0001193123-04-000007 · edgar.xml · derivative · entry 4 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 165,000 shares Expires 2004-07-07 Read SEC document |
| April 20, 2004 Filed Apr 21, 2004 22:55 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCall Option (Obligation to Sell) · Derivative | 1,200,000 | $0.00 Strike: $49.39 | $0.00 |
DisclosureSEC source: 0001248254-04-000001 · edgar.xml · derivative · entry 5 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,200,000 shares Expires 2004-04-20 Read SEC document |
| April 20, 2004 Filed Apr 21, 2004 22:55 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherPut Option (Right to Sell) · Derivative | 1,200,000 | $0.00 Strike: $35.03 | $0.00 |
DisclosureSEC source: 0001248254-04-000001 · edgar.xml · derivative · entry 4 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,200,000 shares Expires 2004-04-20 Read SEC document |
| April 20, 2004 Filed Apr 21, 2004 22:55 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 1,200,000 | $35.03 | $42,030,000.00 |
DisclosureSEC source: 0001248254-04-000001 · edgar.xml · nonDerivative · entry 3 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 499,201 F3 · shares: Represents the exercise of a put option under a "zero-cost collar" arrangement entered into by the reporting person's spouse on April 20, 2001. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:30 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 400,000 | $2.02 Strike: $33.10 | $806,880.00 |
DisclosureSEC source: 0001248254-03-000012 · edgar.xml · derivative · entry 10 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2011-07-31 F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F5 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% after 18 months from the date of grant and then at the rate of 12.5% each 6 months thereafter. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:30 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 320,000 | $1.96 Strike: $33.31 | $628,608.00 |
DisclosureSEC source: 0001248254-03-000012 · edgar.xml · derivative · entry 9 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 320,000 shares Expires 2010-04-24 F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F5 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% after 18 months from the date of grant and then at the rate of 12.5% each 6 months thereafter. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:30 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $1.96 Strike: $33.31 | $78,576.00 |
DisclosureSEC source: 0001248254-03-000012 · edgar.xml · derivative · entry 8 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2010-04-24 F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F4 · derivative.exercise_date: The option vests over 7 years at the rate of 7.7% after 12 months from the date of grant and then at the rate of 7.7% each 6 months thereafter. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:30 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $1.96 Strike: $33.31 | $78,576.00 |
DisclosureSEC source: 0001248254-03-000012 · edgar.xml · derivative · entry 7 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2007-04-24 F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F3 · derivative.exercise_date: The option vests over 4-1/2 years at the rate of 12.5% after 12 months from the date of grant and then at the rate of 12.5% each 6 months thereafter. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:30 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 640,000 | $0.11 Strike: $45.31 | $72,960.00 |
DisclosureSEC source: 0001248254-03-000012 · edgar.xml · derivative · entry 6 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 640,000 shares Expires 2010-03-06 F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F5 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% after 18 months from the date of grant and then at the rate of 12.5% each 6 months thereafter. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:30 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.41 Strike: $44.91 | $16,276.00 |
DisclosureSEC source: 0001248254-03-000012 · edgar.xml · derivative · entry 5 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2009-11-22 F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F4 · derivative.exercise_date: The option vests over 7 years at the rate of 7.7% after 12 months from the date of grant and then at the rate of 7.7% each 6 months thereafter. Read SEC document |
| December 11, 2003 Filed Dec 12, 2003 19:30 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.42 Strike: $42.91 | $16,616.00 |
DisclosureSEC source: 0001248254-03-000012 · edgar.xml · derivative · entry 4 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2006-07-30 F2 · kind: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F2 · price: The reporting person has elected to transfer these options to JPMorgan Chase Bank under the Microsoft Stock Option Transfer Program, which is described in the Schedule TO filed with the Securities and Exchange Commission on October 15, 2003, as amended. The payment to the reporting person for each such option is reported in Item 8 of Table II of this Form 4. One-third of the total payment is expected to be paid no later than December 31, 2003. One-half of the remainder of the total payment, plus interest equivalent for this payment, is scheduled to be made in December 2005 and the remaining amount, plus interest equivalent for this payment, is schedule to be made in December 2006. The payments in 2005 and 2006 are contingent upon continued employment with Microsoft. F3 · derivative.exercise_date: The option vests over 4-1/2 years at the rate of 12.5% after 12 months from the date of grant and then at the rate of 12.5% each 6 months thereafter. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001248254-03-000011 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,060 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:17 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | GrantPerformance Rights · Derivative | 33,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193123-04-000007 · edgar.xml · derivative · entry 6 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2008-08-31 F3 · derivative.exercise_price: 1-for-1 F4 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F5 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F4 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| July 31, 2003 Filed Jul 29, 2004 00:11 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 318 | $26.41 | $8,398.38 |
DisclosureSEC source: 0001248254-04-000002 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,664 F1 · balance_after: Includes 910 shares acquired on June 30, 2004 under the Microsoft employee stock purchase plan. Read SEC document |
| July 31, 2003 Filed Aug 13, 2004 23:17 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 318 | $26.41 | $8,398.38 |
DisclosureSEC source: 0001193123-04-000007 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,664 F1 · balance_after: Includes 910 shares acquired on June 30, 2004 under the Microsoft employee stock purchase plan. Read SEC document |
| July 07, 2003 Filed Jul 9, 2003 21:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | PurchasePut Option (right to sell) · Derivative | 0 | $0.00 Strike: $24.35 | $0.00 |
DisclosureSEC source: 0001248254-03-000009 · edgar.xml · derivative · entry 7 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2006-07-07 F4 · kind: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F4 · shares: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F5 · price: The premium in the case of each respective put and call for each respective transaction was offsetting with the effect that no premium was due on the transaction. F4 · balance_after: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. Read SEC document |
| July 07, 2003 Filed Jul 9, 2003 21:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCall Option (obligation to sell) · Derivative | 0 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0001248254-03-000009 · edgar.xml · derivative · entry 6 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 165,000 shares Expires 2006-07-07 F4 · kind: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F4 · shares: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F5 · price: The premium in the case of each respective put and call for each respective transaction was offsetting with the effect that no premium was due on the transaction. F4 · balance_after: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. Read SEC document |
| July 07, 2003 Filed Jul 9, 2003 21:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | PurchasePut Option (right to sell) · Derivative | 0 | $0.00 Strike: $24.35 | $0.00 |
DisclosureSEC source: 0001248254-03-000009 · edgar.xml · derivative · entry 5 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2004-07-07 F4 · kind: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F4 · shares: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F5 · price: The premium in the case of each respective put and call for each respective transaction was offsetting with the effect that no premium was due on the transaction. F4 · balance_after: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. Read SEC document |
| July 07, 2003 Filed Jul 9, 2003 21:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCall Option (obligation to sell) · Derivative | 0 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001248254-03-000009 · edgar.xml · derivative · entry 4 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 165,000 shares Expires 2004-07-07 F4 · kind: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F4 · shares: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. F5 · price: The premium in the case of each respective put and call for each respective transaction was offsetting with the effect that no premium was due on the transaction. F4 · balance_after: The reporting person's spouse has entered into a "zero-cost collar" arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. These transactions were triggered automatically as part of a previously established trading program. Read SEC document |
| August 08, 1988 Filed Jul 9, 2003 21:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001248254-03-000009 · edgar.xml · nonDerivative · entry 3 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,699,201 F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities. F2 · kind: There has been no transaction in the direct or indirect holdings for this reporting person. Read SEC document |
| August 08, 1988 Filed Jul 9, 2003 21:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001248254-03-000009 · edgar.xml · nonDerivative · entry 2 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 982 F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities. F2 · kind: There has been no transaction in the direct or indirect holdings for this reporting person. Read SEC document |
| August 08, 1988 Filed Jul 9, 2003 21:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001248254-03-000009 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,808 F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities. F2 · kind: There has been no transaction in the direct or indirect holdings for this reporting person. F3 · balance_after: Includes vesting stock award of 6,000 shares, which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| Date not disclosed Filed Jul 9, 2003 21:31 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 1,699,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001248254-03-000008 · edgar.xml · nonDerivative · entry 3 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: Not disclosed Read SEC document |
| Date not disclosed Filed Jul 9, 2003 21:31 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001248254-03-000008 · edgar.xml · nonDerivative · entry 2 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: Not disclosed Read SEC document |
| Date not disclosed Filed Jul 9, 2003 21:31 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 19,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001248254-03-000008 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: Includes vesting stock award of 6,000 shares, of which 1,800 shares will vest and be issued on 7/31/2005, 1,800 shares will vest and be issued on 7/31/2008 and 2,400 shares will vest and be issued on 7/31/2012, provided that the reporting person is an employee of MSFT on each of those dates. Read SEC document |
| Date not disclosed Filed Jul 9, 2003 00:26 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 349,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001248254-03-000007 · edgar.xml · nonDerivative · entry 3 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: Not disclosed Read SEC document |
| Date not disclosed Filed Jul 9, 2003 00:26 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001248254-03-000007 · edgar.xml · nonDerivative · entry 2 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: Not disclosed Read SEC document |
| Date not disclosed Filed Jul 9, 2003 00:26 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 19,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001248254-03-000007 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: Includes vesting stock award of 6,000 shares, of which 1,800 shares will vest and be issued on 7/31/2005, 1,800 shares will vest and be issued on 7/31/2008 and 2,400 shares will vest and be issued on 7/31/2012, provided that the reporting person is an employee of MSFT on each of those dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.