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MICROSOFT CORP

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1016
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0000789019
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1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2002 Filed Aug 8, 2003 23:34 UTC
RUDDER ERIC DSenior Vice President
GrantCommon Stock 13,600 $0.00 $0.00
Disclosure

SEC source: 0001193115-03-000002 · edgar.xml · nonDerivative · entry 1

RUDDER ERIC D · CIK 0001193115 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F2 · balance_after: This total represents shares owned as of June 30, 2003.

Read SEC document
July 31, 2002 Filed Aug 8, 2003 23:35 UTC
VASKEVITCH DAVIDSenior Vice President
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001193123-03-000001 · edgar.xml · nonDerivative · entry 1

VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F2 · balance_after: Includes 32 shares acquired on March 7, 2003 under the Microsoft dividend reinvestment plan and 930 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan.

F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
July 31, 2002 Filed Aug 8, 2003 22:07 UTC Amendment
COLE DAVID WAYNESenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $23.99 $0.00
Disclosure

SEC source: 0001196623-03-000003 · edgar.xml · derivative · entry 7

COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2012-07-31

F5 · derivative.exercise_price: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F5 · shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F6 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% on January 31, 2004 and then at the rate of 12.5% each six months thereafter.

F5 · derivative.underlying_shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F5 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

Read SEC document
July 31, 2002 Filed Aug 8, 2003 22:07 UTC Amendment
COLE DAVID WAYNESenior Vice President
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001196623-03-000003 · edgar.xml · nonDerivative · entry 3

COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,920

F3 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F4 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
July 31, 2002 Filed Aug 13, 2004 23:03 UTC Amendment
RAIKES JEFFREY SGroup Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 1,300,000 $0.00 Strike: $23.99 $0.00
Disclosure

SEC source: 0001193123-04-000003 · edgar.xml · derivative · entry 3

RAIKES JEFFREY S · CIK 0001193112 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires 2012-07-31

F4 · derivative.exercise_price: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F4 · shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F5 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% on January 31, 2004 and then at the rate of 12.5% each six months thereafter.

F4 · derivative.underlying_shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F4 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

Read SEC document
July 31, 2002 Filed Aug 13, 2004 23:03 UTC Amendment
RAIKES JEFFREY SGroup Vice President
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001193123-04-000003 · edgar.xml · nonDerivative · entry 1

RAIKES JEFFREY S · CIK 0001193112 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,280,131

F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F2 · balance_after: Includes 930 shares acquired on June 30, 2003 under the employee stock purchase plan.

F3 · balance_after: This total represents shares owned as of June 30, 2003.

Read SEC document
July 31, 2002 Filed Aug 26, 2004 17:26 UTC Amendment
BURGUM DOUGLAS JSenior Vice President
GrantCommon Stock 8,200 $0.00 $0.00
Disclosure

SEC source: 0001054822-04-000008 · edgar.xml · nonDerivative · entry 1

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641,116

F1 · shares: Represents vesting stock award, which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect 2-for-1 stock split effective February 14, 2003.

F2 · balance_after: This amendment filing is made to include 27 shares that were inadvertently missing in amount of securities beneficially owned as of June 30, 2003.

F3 · balance_after: Includes 930 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan.

F4 · balance_after: This total represents shares owned as of June 30, 2003.

Read SEC document
July 31, 2002 Filed Aug 31, 2004 23:02 UTC Amendment
Connors John GSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $23.99 $0.00
Disclosure

SEC source: 0001116726-04-000004 · edgar.xml · derivative · entry 4

CONNORS JOHN G · CIK 0001116726 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2012-07-31

F3 · derivative.exercise_price: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F3 · shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F4 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% on January 31, 2004 and then at the rate of 12.5% each six months thereafter.

F3 · derivative.underlying_shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

Read SEC document
July 31, 2002 Filed Aug 31, 2004 23:02 UTC Amendment
Connors John GSenior Vice President
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001116726-04-000004 · edgar.xml · nonDerivative · entry 1

CONNORS JOHN G · CIK 0001116726 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,224

F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F2 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
July 31, 2002 Filed Aug 31, 2004 23:06 UTC Amendment
VASKEVITCH DAVIDSenior Vice President
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001116726-04-000006 · edgar.xml · nonDerivative · entry 1

VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,468

F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F2 · balance_after: Includes 930 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan.

F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
January 08, 2002 Filed Aug 8, 2003 22:07 UTC Amendment
COLE DAVID WAYNESenior Vice President
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001196623-03-000003 · edgar.xml · nonDerivative · entry 1

COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,950

F1 · shares: This amendment is to report a gift of 900 shares made on January 8, 2002 which was inadvertently not previously reported. This number has been adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

Read SEC document
June 02, 2000 Filed Jan 6, 2005 22:28 UTC
COLE DAVID WAYNESenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001196623-05-000001 · edgar.xml · nonDerivative · entry 4

COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By dependent child

Disclosed balance after: 20

F2 · shares: Gift from aunt to reporting person's dependent children. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F1 · balance_after: Holdings as of January 6, 2005

Read SEC document
June 02, 2000 Filed Jan 6, 2005 22:28 UTC
COLE DAVID WAYNESenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001196623-05-000001 · edgar.xml · nonDerivative · entry 3

COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By dependent child

Disclosed balance after: 20

F2 · shares: Gift from aunt to reporting person's dependent children. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F1 · balance_after: Holdings as of January 6, 2005

Read SEC document
June 02, 2000 Filed Jan 6, 2005 22:28 UTC
COLE DAVID WAYNESenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001196623-05-000001 · edgar.xml · nonDerivative · entry 2

COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By dependent child

Disclosed balance after: 20

F2 · shares: Gift from aunt to reporting person's dependent children. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

F1 · balance_after: Holdings as of January 6, 2005

Read SEC document
January 02, 1996 Filed Jan 11, 2005 22:14 UTC Amendment Exercise / conversionOption (Right to Buy) · Derivative 5,000 $0.00 Strike: $89.75 $0.00
Disclosure

SEC source: 0001215228-05-000001 · edgar.xml · derivative · entry 2

MARQUARDT DAVID F · CIK 0001193109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2006-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 1995 Filed Jan 5, 2005 22:29 UTC Amendment Exercise / conversionOption (Right to Buy) · Derivative 5,000 $0.00 Strike: $60.19 $0.00
Disclosure

SEC source: 0001193109-05-000001 · edgar.xml · derivative · entry 2

MARQUARDT DAVID F · CIK 0001193109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2005-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 1988 Filed Jun 10, 2003 16:59 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193117-03-000015 · edgar.xml · nonDerivative · entry 8

SHIRLEY JON A · CIK 0001193117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shirley Family Limited Partnership

Disclosed balance after: 1,308,940

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person

Read SEC document
August 08, 1988 Filed May 12, 2003 16:42 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193117-03-000014 · edgar.xml · nonDerivative · entry 3

SHIRLEY JON A · CIK 0001193117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shirley Family Limited Partnership

Disclosed balance after: 1,308,940

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person

Read SEC document
August 08, 1988 Filed Jun 4, 2003 18:14 UTC
RAIKES JEFFREY SGroup Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193112-03-000004 · edgar.xml · nonDerivative · entry 2

RAIKES JEFFREY S · CIK 0001193112 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 15,114

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed Jun 2, 2003 21:06 UTC
RAIKES JEFFREY SGroup Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193112-03-000003 · edgar.xml · nonDerivative · entry 2

RAIKES JEFFREY S · CIK 0001193112 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 15,114

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed May 29, 2003 19:54 UTC
RAIKES JEFFREY SGroup Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193112-03-000002 · edgar.xml · nonDerivative · entry 2

RAIKES JEFFREY S · CIK 0001193112 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 15,114

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed May 12, 2003 18:17 UTC
RAIKES JEFFREY SGroup Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193112-03-000001 · edgar.xml · nonDerivative · entry 2

RAIKES JEFFREY S · CIK 0001193112 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 15,114

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

F4 · balance_after: 401(k) balance as of April 30, 2003. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

Read SEC document
August 08, 1988 Filed May 29, 2003 19:42 UTC
AYALA ORLANDOGroup Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193098-03-000002 · edgar.xml · nonDerivative · entry 9

AYALA ORLANDO · CIK 0001193098 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 8,356

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

F4 · balance_after: 401(k) balance as of April 30, 2003. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

Read SEC document
August 08, 1988 Filed Jun 5, 2003 19:48 UTC Amendment
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000007 · edgar.xml · nonDerivative · entry 14

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 5,331

F4 · date: This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

F4 · balance_after: This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

Read SEC document
August 08, 1988 Filed Jun 5, 2003 19:48 UTC Amendment
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000007 · edgar.xml · nonDerivative · entry 13

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 36,214

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed Jun 5, 2003 19:48 UTC Amendment
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000007 · edgar.xml · nonDerivative · entry 12

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 59,632

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed Jun 5, 2003 19:48 UTC Amendment
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000007 · edgar.xml · nonDerivative · entry 11

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas Alton Burgum Trust

Disclosed balance after: 55,284

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed Jun 5, 2003 19:48 UTC Amendment
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000007 · edgar.xml · nonDerivative · entry 10

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Jessamine Ada Burgum Trust

Disclosed balance after: 55,284

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed Jun 5, 2003 19:48 UTC Amendment
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000007 · edgar.xml · nonDerivative · entry 9

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Joseph Ernest Burgum Trust

Disclosed balance after: 55,282

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed May 19, 2003 16:38 UTC
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000005 · edgar.xml · nonDerivative · entry 14

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 5,331

F3 · date: This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

F3 · balance_after: This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

Read SEC document
August 08, 1988 Filed May 19, 2003 16:38 UTC
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000005 · edgar.xml · nonDerivative · entry 13

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 36,214

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed May 19, 2003 16:38 UTC
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000005 · edgar.xml · nonDerivative · entry 12

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 59,632

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed May 19, 2003 16:38 UTC
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000005 · edgar.xml · nonDerivative · entry 11

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas Alton Burgum Trust

Disclosed balance after: 55,284

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

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August 08, 1988 Filed May 19, 2003 16:38 UTC
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000005 · edgar.xml · nonDerivative · entry 10

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Jessamine Ada Burgum Trust

Disclosed balance after: 55,284

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

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August 08, 1988 Filed May 19, 2003 16:38 UTC
BURGUM DOUGLAS JSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001054822-03-000005 · edgar.xml · nonDerivative · entry 9

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Joseph Ernest Burgum Trust

Disclosed balance after: 55,282

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person.

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August 08, 1988 Filed Jul 9, 2003 21:32 UTC
MATHEW MICHCorporate Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001248254-03-000009 · edgar.xml · nonDerivative · entry 3

MATHEW MICH · CIK 0001248254 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,699,201

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the direct or indirect holdings for this reporting person.

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August 08, 1988 Filed Jul 9, 2003 21:32 UTC
MATHEW MICHCorporate Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001248254-03-000009 · edgar.xml · nonDerivative · entry 2

MATHEW MICH · CIK 0001248254 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 982

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the direct or indirect holdings for this reporting person.

Read SEC document
August 08, 1988 Filed Jul 9, 2003 21:32 UTC
MATHEW MICHCorporate Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001248254-03-000009 · edgar.xml · nonDerivative · entry 1

MATHEW MICH · CIK 0001248254 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,808

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings in a 401(k) account as of April 30, 2003, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the direct or indirect holdings for this reporting person.

F3 · balance_after: Includes vesting stock award of 6,000 shares, which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment.

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August 08, 1988 Filed Jul 24, 2003 19:07 UTC
VALENTINE H BRIANSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 5

VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 1,964

F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F5 · kind: There has been no transaction in the indirect holdings for this reporting person.

F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
August 08, 1988 Filed Jul 24, 2003 19:07 UTC
VALENTINE H BRIANSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 4

VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,856

F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F5 · kind: There has been no transaction in the indirect holdings for this reporting person.

F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
August 08, 1988 Filed Jul 24, 2003 19:07 UTC
VALENTINE H BRIANSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 3

VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 572

F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F5 · kind: There has been no transaction in the indirect holdings for this reporting person.

F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
August 08, 1988 Filed Jul 24, 2003 19:07 UTC
VALENTINE H BRIANSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 2

VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 572

F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F5 · kind: There has been no transaction in the indirect holdings for this reporting person.

F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.

Read SEC document
August 08, 1988 Filed Jul 25, 2003 20:52 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193117-03-000020 · edgar.xml · nonDerivative · entry 2

SHIRLEY JON A · CIK 0001193117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shirley Family Limited Partnership

Disclosed balance after: 1,308,940

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person

Read SEC document
August 08, 1988 Filed Jul 23, 2003 20:50 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193117-03-000019 · edgar.xml · nonDerivative · entry 2

SHIRLEY JON A · CIK 0001193117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shirley Family Limited Partnership

Disclosed balance after: 1,308,940

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person

Read SEC document
August 08, 1988 Filed Jul 2, 2003 19:25 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193117-03-000018 · edgar.xml · nonDerivative · entry 3

SHIRLEY JON A · CIK 0001193117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shirley Family Limited Partnership

Disclosed balance after: 1,308,940

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person

Read SEC document
August 08, 1988 Filed Jul 1, 2003 19:54 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193117-03-000017 · edgar.xml · nonDerivative · entry 2

SHIRLEY JON A · CIK 0001193117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shirley Family Limited Partnership

Disclosed balance after: 1,308,940

F2 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F3 · kind: There has been no transaction in the indirect holdings for this reporting person

Read SEC document
August 08, 1988 Filed Jun 23, 2003 23:37 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193117-03-000016 · edgar.xml · nonDerivative · entry 2

SHIRLEY JON A · CIK 0001193117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shirley Family Limited Partnership

Disclosed balance after: 1,308,940

F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F2 · kind: There has been no transaction in the indirect holdings for this reporting person

Read SEC document
August 08, 1988 Filed Jun 23, 2003 23:39 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193114-03-000002 · edgar.xml · nonDerivative · entry 2

REED WILLIAM JR · CIK 0001193114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,744

F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F5 · kind: There has been no transaction in the indirect holdings for this reporting person.

F2 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.

Read SEC document
August 08, 1988 Filed Jul 24, 2003 19:10 UTC
RASHID RICHARD FSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193113-03-000003 · edgar.xml · nonDerivative · entry 3

RASHID RICHARD F · CIK 0001193113 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 5,981

F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F5 · kind: There has been no transaction in the indirect holdings for this reporting person.

F3 · balance_after: This total represents shares owned as of June 30, 2003.

Read SEC document
August 08, 1988 Filed Jul 24, 2003 19:10 UTC
RASHID RICHARD FSenior Vice President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001193113-03-000003 · edgar.xml · nonDerivative · entry 2

RASHID RICHARD F · CIK 0001193113 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 802

F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F5 · kind: There has been no transaction in the indirect holdings for this reporting person.

F3 · balance_after: This total represents shares owned as of June 30, 2003.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.