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Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2017 Filed Apr 4, 2017 15:07 UTC OtherCommon Stock 20,769 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000559 · primary_01.xml · nonDerivative · entry 2

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Red Bird Investors, LLC

Disclosed balance after: 62,306

F1 · kind: Distribution of shares between members of RedBird LLC. 13,846 of the shares previously held by the reporting person were distributed to parties not related to the reporting person.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
March 31, 2017 Filed Apr 4, 2017 15:07 UTC OtherCommon Stock 6,923 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000559 · primary_01.xml · nonDerivative · entry 1

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,266

F1 · kind: Distribution of shares between members of RedBird LLC. 13,846 of the shares previously held by the reporting person were distributed to parties not related to the reporting person.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
March 31, 2017 Filed Apr 4, 2017 15:05 UTC GrantCommon Stock 19.51 $34.39 $670.95
Disclosure

SEC source: 0001593968-17-000557 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,417.913

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

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March 31, 2017 Filed Apr 4, 2017 14:57 UTC GrantCommon Stock 96.306 $34.39 $3,311.96
Disclosure

SEC source: 0001593968-17-000551 · primary_01.xml · nonDerivative · entry 2

Ludwig Jeffrey G. · CIK 0001526235 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,159.935

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:57 UTC GrantCommon Stock 767.813 $32.56 $24,999.99
Disclosure

SEC source: 0001593968-17-000551 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,063.629

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:54 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 51.442 $34.39 $1,769.09
Disclosure

SEC source: 0001593968-17-000549 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,474.982

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:54 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 93.076 $32.56 $3,030.55
Disclosure

SEC source: 0001593968-17-000549 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,423.54

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 11:05 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 12,722 $0.00 Strike: $14.60 $0.00
Disclosure

SEC source: 0001593968-17-000428 · primary_01.xml · derivative · entry 6

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,722 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 08/15/2007 date of grant.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 11:05 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 12,722 $34.03 $432,937.29
Disclosure

SEC source: 0001593968-17-000428 · primary_01.xml · nonDerivative · entry 4

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,774

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 - $34.25 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
March 13, 2017 Filed Mar 14, 2017 11:05 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 12,722 $14.60 $185,741.20
Disclosure

SEC source: 0001593968-17-000428 · primary_01.xml · nonDerivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
March 10, 2017 Filed Mar 14, 2017 11:05 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 37,278 $0.00 Strike: $14.60 $0.00
Disclosure

SEC source: 0001593968-17-000428 · primary_01.xml · derivative · entry 5

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,722

Underlying: Common Stock · 38,278 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 08/15/2007 date of grant.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 11:05 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 37,278 $34.11 $1,271,664.41
Disclosure

SEC source: 0001593968-17-000428 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,774

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 - $34.635 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
March 10, 2017 Filed Mar 14, 2017 11:05 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 37,278 $14.60 $544,258.80
Disclosure

SEC source: 0001593968-17-000428 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:54 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionOption (right to buy) · Derivative 2,436 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001593968-17-000415 · primary_01.xml · derivative · entry 6

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 2,436 shares

Expires 2020-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:54 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionCommon Stock 2,436 $17.50 $42,630.00
Disclosure

SEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 4

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:54 UTC
Tucker Douglas J.SVP Corporate Counsel
SaleCommon Stock 2,436 $35.00 $85,260.00
Disclosure

SEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 3

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

Read SEC document
March 06, 2017 Filed Mar 8, 2017 15:54 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionOption (right to buy) · Derivative 2,564 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001593968-17-000415 · primary_01.xml · derivative · entry 5

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,436

Underlying: Common Stock · 2,564 shares

Expires 2020-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 15:54 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionCommon Stock 2,564 $17.50 $44,870.00
Disclosure

SEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 15:54 UTC
Tucker Douglas J.SVP Corporate Counsel
SaleCommon Stock 2,564 $35.01 $89,753.59
Disclosure

SEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,338

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 - $35.02 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

Read SEC document
March 03, 2017 Filed Apr 11, 2017 14:16 UTC OtherCommon Stock 203 $35.16 $7,137.83
Disclosure

SEC source: 0001593968-17-000601 · primary_01.xml · nonDerivative · entry 2

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Summit Investors, LLP

Disclosed balance after: 35,845

F3 · shares: 203 shares have been added to reflect automatic dividend reinvestments since the Reporting Persons last Form 4, pursuant to Rule 16a-11

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
March 03, 2017 Filed Apr 11, 2017 14:16 UTC OtherCommon Stock 11 $35.22 $387.42
Disclosure

SEC source: 0001593968-17-000601 · primary_01.xml · nonDerivative · entry 1

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 2,055

F1 · shares: 11 shares have been added to reflect automatic dividend reinvestments since the Reporting Persons last Form 4, pursuant to Rule 16a-11

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
March 01, 2017 Filed Mar 3, 2017 13:59 UTC SaleCommon Stock 1,000 $35.75 $35,751.20
Disclosure

SEC source: 0001593968-17-000388 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 88,903

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 - $37.76 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
March 01, 2017 Filed Mar 3, 2017 13:59 UTC SaleCommon Stock 1,000 $35.75 $35,750.00
Disclosure

SEC source: 0001593968-17-000388 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,026

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:04 UTC SaleCommon Stock 25,000 $35.05 $876,317.50
Disclosure

SEC source: 0001593968-17-000366 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,295.816

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 - $35.15 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 11:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 2,532 $35.29 $89,354.28
Disclosure

SEC source: 0001593968-17-000352 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,064

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant

F2 · derivative.exercise_date: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant

F2 · derivative.expiration_date: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant

Read SEC document
February 23, 2017 Filed Feb 27, 2017 11:19 UTC
HOLSCHBACH LEON JDirector · CEO
Disposition to issuerCommon Stock 2,532 $35.29 $89,354.28
Disclosure

SEC source: 0001593968-17-000352 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,774

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
February 23, 2017 Filed Feb 27, 2017 11:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,532 $35.29 $89,354.28
Disclosure

SEC source: 0001593968-17-000352 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
Exercise / conversionOption (right to buy) · Derivative 3,170 $0.00 Strike: $18.16 $0.00
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · derivative · entry 8

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,170 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
Exercise / conversionOption (right to buy) · Derivative 7,500 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · derivative · entry 7

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
Exercise / conversionOption (right to buy) · Derivative 7,500 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · derivative · entry 6

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
Tax withholdingCommon Stock 2,508 $35.14 $88,131.12
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 5

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,054

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
Exercise / conversionCommon Stock 7,500 $11.75 $88,125.00
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 4

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
SaleCommon Stock 10,670 $34.99 $373,335.83
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 3

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.85 - $35.10 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
Exercise / conversionCommon Stock 3,170 $18.16 $57,567.20
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 2

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:21 UTC
Schaubert Sharon A.SVP Banking Services
Exercise / conversionCommon Stock 7,500 $15.20 $114,000.00
Disclosure

SEC source: 0001593968-17-000343 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 17:46 UTC SaleCommon Stock 1,000 $33.61 $33,611.40
Disclosure

SEC source: 0001593968-17-000184 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 89,903

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.6101 - $33.62 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
February 01, 2017 Filed Feb 2, 2017 17:46 UTC SaleCommon Stock 1,000 $33.61 $33,611.40
Disclosure

SEC source: 0001593968-17-000184 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,026

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.6101 - $33.62 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 31, 2016 Filed Jan 4, 2017 15:07 UTC
HOLSCHBACH LEON JDirector · CEO
GrantCommon Share Equivalent · Derivative 18.2281 $36.18 $659.49
Disclosure

SEC source: 0001593968-17-000039 · primary_01.xml · derivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,987.8992

Underlying: Common Stock · 18.2281 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 1.5140 shares that were overstated in last Form 4 filed for the reporting person.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2016 Filed Jan 4, 2017 20:04 UTC GrantCommon Share Equivalents · Derivative 8.2615 $36.18 $298.90
Disclosure

SEC source: 0001593968-17-000036 · primary_01.xml · derivative · entry 3

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913.9414

Underlying: Common Stock · 8.2615 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of .6148 shares that were overstated in last Form 4 filed for the reporting person.

F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2016 Filed Jan 4, 2017 20:04 UTC GrantCommon Share Equivalents · Derivative 24.1846 $36.18 $875.00
Disclosure

SEC source: 0001593968-17-000036 · primary_01.xml · derivative · entry 2

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905.6799

Underlying: Common Stock · 24.1846 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2016 Filed Jan 4, 2017 20:04 UTC GrantCommon Share Equivalents · Derivative 96.7385 $36.18 $3,500.00
Disclosure

SEC source: 0001593968-17-000036 · primary_01.xml · derivative · entry 1

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881.4953

Underlying: Common Stock · 96.7385 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2016 Filed Jan 4, 2017 15:13 UTC GrantCommon Share Equivalent · Derivative 92.5869 $36.18 $3,349.79
Disclosure

SEC source: 0001593968-17-000043 · primary_01.xml · derivative · entry 6

Shaw Thomas D · CIK 0001672607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,678.3206

Underlying: Common Stock · 92.5869 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 7.4079 shares that were overstated in last Form 4 filed for the reporting person.

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2016 Filed Jan 4, 2017 15:13 UTC GrantCommon Share Equivalent · Derivative 95.8748 $36.18 $3,468.75
Disclosure

SEC source: 0001593968-17-000043 · primary_01.xml · derivative · entry 5

Shaw Thomas D · CIK 0001672607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,585.7337

Underlying: Common Stock · 95.8748 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 15:13 UTC GrantCommon Share Equivalent · Derivative 383.4992 $36.18 $13,875.00
Disclosure

SEC source: 0001593968-17-000043 · primary_01.xml · derivative · entry 4

Shaw Thomas D · CIK 0001672607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,489.8589

Underlying: Common Stock · 383.4992 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2016 Filed Jan 4, 2017 20:03 UTC GrantCommon Share Equivalent · Derivative 71.3974 $36.18 $2,583.16
Disclosure

SEC source: 0001593968-17-000035 · primary_01.xml · derivative · entry 9

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,042.5339

Underlying: Common Stock · 71.3974 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 5.6479 shares that were overstated in last Form 4 filed for the reporting person.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:03 UTC GrantCommon Share Equivalent · Derivative 95.8748 $36.18 $3,468.75
Disclosure

SEC source: 0001593968-17-000035 · primary_01.xml · derivative · entry 8

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,971.1365

Underlying: Common Stock · 95.8748 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:03 UTC GrantCommon Share Equivalent · Derivative 383.4992 $36.18 $13,875.00
Disclosure

SEC source: 0001593968-17-000035 · primary_01.xml · derivative · entry 7

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875.2617

Underlying: Common Stock · 383.4992 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:11 UTC GrantCommon Share Equivalent · Derivative 79.1135 $36.18 $2,862.33
Disclosure

SEC source: 0001593968-17-000041 · primary_01.xml · derivative · entry 6

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521.4188

Underlying: Common Stock · 79.1135 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 6.4289 shares that were overstated in last Form 4 filed for the reporting person.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:11 UTC GrantCommon Share Equivalent · Derivative 48.3693 $36.18 $1,750.00
Disclosure

SEC source: 0001593968-17-000041 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,442.3053

Underlying: Common Stock · 48.3693 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:11 UTC GrantCommon Share Equivalent · Derivative 193.4771 $36.18 $7,000.00
Disclosure

SEC source: 0001593968-17-000041 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,393.936

Underlying: Common Stock · 193.4771 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.