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Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jan 3, 2019 15:13 UTC GrantCommon Share Equivalents · Derivative 37.5505 $22.34 $838.88
Disclosure

SEC source: 0001593968-19-000024 · primary_01.xml · derivative · entry 4

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,242.3068

Underlying: Common Stock · 37.5505 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:13 UTC GrantCommon Share Equivalents · Derivative 78.3348 $22.34 $1,750.00
Disclosure

SEC source: 0001593968-19-000024 · primary_01.xml · derivative · entry 3

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,204.7563

Underlying: Common Stock · 78.3348 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:13 UTC GrantCommon Share Equivalents · Derivative 313.3393 $22.34 $7,000.00
Disclosure

SEC source: 0001593968-19-000024 · primary_01.xml · derivative · entry 2

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126.4215

Underlying: Common Stock · 313.3393 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:11 UTC GrantCommon Share Equivalent · Derivative 763.19 $22.34 $17,049.66
Disclosure

SEC source: 0001593968-19-000022 · primary_01.xml · derivative · entry 10

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,047.7244

Underlying: Common Stock · 763.19 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes addition of 548.66 shares that were understated in last Form 4 filed for the reporting person.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:11 UTC GrantCommon Share Equivalent · Derivative 209.8254 $22.34 $4,687.50
Disclosure

SEC source: 0001593968-19-000022 · primary_01.xml · derivative · entry 9

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,284.5344

Underlying: Common Stock · 209.8254 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:11 UTC GrantCommon Share Equivalent · Derivative 839.3017 $22.34 $18,750.00
Disclosure

SEC source: 0001593968-19-000022 · primary_01.xml · derivative · entry 8

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,074.709

Underlying: Common Stock · 839.3017 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:04 UTC GrantCommon Share Equivalent · Derivative 221.5903 $22.34 $4,950.33
Disclosure

SEC source: 0001593968-19-000018 · primary_01.xml · derivative · entry 6

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,310.5912

Underlying: Common Stock · 221.5903 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:04 UTC GrantCommon Share Equivalent · Derivative 117.5022 $22.34 $2,625.00
Disclosure

SEC source: 0001593968-19-000018 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,089.0009

Underlying: Common Stock · 117.5022 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:04 UTC GrantCommon Share Equivalent · Derivative 470.009 $22.34 $10,500.00
Disclosure

SEC source: 0001593968-19-000018 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,971.4987

Underlying: Common Stock · 470.009 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 10:06 UTC GrantCommon Share Equivalents · Derivative 148.249 $22.34 $3,311.88
Disclosure

SEC source: 0001593968-19-000020 · primary_01.xml · derivative · entry 4

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,789.7774

Underlying: Common Stock · 148.249 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 10:06 UTC GrantCommon Share Equivalents · Derivative 117.5022 $22.34 $2,625.00
Disclosure

SEC source: 0001593968-19-000020 · primary_01.xml · derivative · entry 3

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,641.5284

Underlying: Common Stock · 117.5022 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 10:06 UTC GrantCommon Share Equivalents · Derivative 470.009 $22.34 $10,500.00
Disclosure

SEC source: 0001593968-19-000020 · primary_01.xml · derivative · entry 2

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,524.0262

Underlying: Common Stock · 470.009 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:18 UTC
Erickson Stephen A.Chief Financial Officer
GrantCommon Stock 11.698 $22.34 $261.33
Disclosure

SEC source: 0001593968-19-000027 · primary_01.xml · nonDerivative · entry 2

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,952.844

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:18 UTC
Erickson Stephen A.Chief Financial Officer
GrantCommon Stock 102.413 $22.34 $2,287.91
Disclosure

SEC source: 0001593968-19-000027 · primary_01.xml · nonDerivative · entry 1

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941.146

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:17 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 106.149 $22.34 $2,371.37
Disclosure

SEC source: 0001593968-19-000026 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,330.8678

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:17 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 212.702 $22.34 $4,751.76
Disclosure

SEC source: 0001593968-19-000026 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,224.7188

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:14 UTC GrantCommon Stock 34.509 $22.34 $770.93
Disclosure

SEC source: 0001593968-19-000025 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,030.686

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:14 UTC GrantCommon Stock 87.751 $22.34 $1,960.36
Disclosure

SEC source: 0001593968-19-000025 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,996.177

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC GrantCommon Share Equivalents · Derivative 41.9598 $22.34 $937.38
Disclosure

SEC source: 0001593968-19-000023 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,694.4596

Underlying: Common Stock · 41.9598 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC GrantCommon Share Equivalents · Derivative 78.3348 $22.34 $1,750.00
Disclosure

SEC source: 0001593968-19-000023 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,652.4998

Underlying: Common Stock · 78.3348 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC GrantCommon Share Equivalents · Derivative 313.3393 $22.34 $7,000.00
Disclosure

SEC source: 0001593968-19-000023 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,574.165

Underlying: Common Stock · 313.3393 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:09 UTC GrantCommon Stock 186.722 $22.34 $4,171.37
Disclosure

SEC source: 0001593968-19-000021 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,634.589

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:05 UTC GrantCommon Share Equivalent · Derivative 583.0371 $22.34 $13,025.05
Disclosure

SEC source: 0001593968-19-000019 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,581.6474

Underlying: Common Stock · 583.0371 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:05 UTC GrantCommon Share Equivalent · Derivative 158.7679 $22.34 $3,546.87
Disclosure

SEC source: 0001593968-19-000019 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,998.6103

Underlying: Common Stock · 158.7679 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:05 UTC GrantCommon Share Equivalent · Derivative 635.0716 $22.34 $14,187.50
Disclosure

SEC source: 0001593968-19-000019 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,839.8424

Underlying: Common Stock · 635.0716 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:01 UTC GrantCommon Share Equivalent · Derivative 539.6704 $22.34 $12,056.24
Disclosure

SEC source: 0001593968-19-000017 · primary_01.xml · derivative · entry 8

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,333.9286

Underlying: Common Stock · 539.6704 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2018 Filed Jan 3, 2019 15:01 UTC GrantCommon Share Equivalent · Derivative 198.6347 $22.34 $4,437.50
Disclosure

SEC source: 0001593968-19-000017 · primary_01.xml · derivative · entry 7

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,794.2582

Underlying: Common Stock · 198.6347 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 31, 2018 Filed Jan 3, 2019 15:01 UTC GrantCommon Share Equivalent · Derivative 794.5389 $22.34 $17,750.00
Disclosure

SEC source: 0001593968-19-000017 · primary_01.xml · derivative · entry 6

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,595.6235

Underlying: Common Stock · 794.5389 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 14, 2018 Filed Dec 17, 2018 18:31 UTC PurchaseCommon Stock 4,395 $22.75 $99,986.25
Disclosure

SEC source: 0001593968-18-001597 · primary_01.xml · nonDerivative · entry 1

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeffrey M. McDonnell Revocable Trust UA

Disclosed balance after: 7,745

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

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December 13, 2018 Filed Dec 14, 2018 22:09 UTC
Tucker Douglas J.SVP Corporate Counsel
PurchaseCommon Stock 500 $22.84 $11,420.00
Disclosure

SEC source: 0001593968-18-001588 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,889

Read SEC document
December 10, 2018 Filed Dec 12, 2018 14:36 UTC
Tucker Douglas J.SVP Corporate Counsel
PurchaseCommon Stock 500 $22.75 $11,375.00
Disclosure

SEC source: 0001593968-18-001573 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,389

Read SEC document
December 07, 2018 Filed Dec 10, 2018 14:46 UTC PurchaseCommon Stock 33 $23.40 $772.20
Disclosure

SEC source: 0001593968-18-001566 · primary_01.xml · nonDerivative · entry 1

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 3,543.294

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

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December 04, 2018 Filed Dec 6, 2018 06:00 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 400 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001549 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790

Underlying: Common Stock · 400 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 06:00 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 400 $25.24 $10,096.80
Disclosure

SEC source: 0001593968-18-001549 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,566

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.11 -$25.53 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 04, 2018 Filed Dec 6, 2018 06:00 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 400 $11.75 $4,700.00
Disclosure

SEC source: 0001593968-18-001549 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 03, 2018 Filed Dec 3, 2018 16:07 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001514 · primary_01.xml · derivative · entry 7

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 16:07 UTC
HOLSCHBACH LEON JDirector · CEO
Tax withholdingCommon Stock 366 $25.95 $9,497.70
Disclosure

SEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 5

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,566

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 03, 2018 Filed Dec 3, 2018 16:07 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $25.64 $51,277.60
Disclosure

SEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 4

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.49 -$26.22 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 03, 2018 Filed Dec 3, 2018 16:07 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 03, 2018 Filed Dec 3, 2018 21:06 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 103 $25.95 $2,672.85
Disclosure

SEC source: 0001593968-18-001513 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,012.0168

Read SEC document
December 03, 2018 Filed Dec 3, 2018 21:12 UTC Tax withholdingCommon Stock 205 $25.95 $5,319.75
Disclosure

SEC source: 0001593968-18-001517 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,447.867

Read SEC document
December 03, 2018 Filed Dec 3, 2018 16:10 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 87 $25.95 $2,257.65
Disclosure

SEC source: 0001593968-18-001515 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,465

Read SEC document
December 03, 2018 Filed Dec 3, 2018 21:14 UTC Tax withholdingCommon Stock 127 $25.95 $3,295.65
Disclosure

SEC source: 0001593968-18-001518 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,908.426

Read SEC document
December 03, 2018 Filed Dec 3, 2018 21:11 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 115 $25.95 $2,984.25
Disclosure

SEC source: 0001593968-18-001516 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,889

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:07 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001514 · primary_01.xml · derivative · entry 6

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:07 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $25.77 $51,543.60
Disclosure

SEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.61 -$25.91 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:07 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 29, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · derivative · entry 10

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,190

Underlying: Common Stock · 2,000 shares

Expires 2019-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.

Read SEC document
November 29, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 2,000 $26.12 $52,241.60
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 7

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.98 -$26.46 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 29, 2018 Filed Nov 29, 2018 15:19 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 2,000 $11.75 $23,500.00
Disclosure

SEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 6

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.