Last 12 months
Inside the activity.
7 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2019 Filed Apr 2, 2019 19:06 UTC |
Golden Deborah ADirector
|
GrantCommon Share Equivalents · Derivative | 290.9393 | $24.06 | $7,000.00 |
DisclosureSEC source: 0001593968-19-000885 · primary_01.xml · derivative · entry 2 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,985.3989 Underlying: Common Stock · 290.9393 shares Expires not disclosed F1 · derivative.exercise_price: No exercise price for this type of award F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:05 UTC |
Erickson Stephen A.Chief Financial Officer
|
GrantCommon Stock | 13.13 | $24.06 | $315.91 |
DisclosureSEC source: 0001593968-19-000884 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,115.152 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:05 UTC |
Erickson Stephen A.Chief Financial Officer
|
GrantCommon Stock | 149.178 | $20.11 | $2,999.97 |
DisclosureSEC source: 0001593968-19-000884 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,102.022 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:04 UTC |
Mefford Jeffrey S.President
|
GrantCommon Stock | 36.574 | $24.06 | $879.97 |
DisclosureSEC source: 0001593968-19-000883 · primary_01.xml · nonDerivative · entry 2 Mefford Jeffrey S. · CIK 0001526238 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,184.096 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:04 UTC |
Mefford Jeffrey S.President
|
GrantCommon Stock | 116.836 | $20.11 | $2,349.57 |
DisclosureSEC source: 0001593968-19-000883 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,147.522 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:01 UTC |
Schultz Robert F.Director
|
GrantCommon Share Equivalent · Derivative | 567.5537 | $24.06 | $13,655.34 |
DisclosureSEC source: 0001593968-19-000882 · primary_01.xml · derivative · entry 8 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,823.656 Underlying: Common Stock · 567.5537 shares Expires not disclosed F4 · derivative.exercise_price: No exercise price for this type of award F8 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:01 UTC |
Schultz Robert F.Director
|
GrantCommon Share Equivalent · Derivative | 184.4347 | $24.06 | $4,437.50 |
DisclosureSEC source: 0001593968-19-000882 · primary_01.xml · derivative · entry 7 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,256.1023 Underlying: Common Stock · 184.4347 shares Expires not disclosed F4 · derivative.exercise_price: No exercise price for this type of award F7 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:01 UTC |
Schultz Robert F.Director
|
GrantCommon Share Equivalent · Derivative | 737.739 | $24.06 | $17,750.00 |
DisclosureSEC source: 0001593968-19-000882 · primary_01.xml · derivative · entry 6 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,071.6676 Underlying: Common Stock · 737.739 shares Expires not disclosed F4 · derivative.exercise_price: No exercise price for this type of award F5 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director. F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:00 UTC |
Schultz John MDirector
|
GrantCommon Share Equivalent · Derivative | 610.3488 | $24.06 | $14,684.99 |
DisclosureSEC source: 0001593968-19-000881 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,929.086 Underlying: Common Stock · 610.3488 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F7 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:00 UTC |
Schultz John MDirector
|
GrantCommon Share Equivalent · Derivative | 147.4181 | $24.06 | $3,546.88 |
DisclosureSEC source: 0001593968-19-000881 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,318.7372 Underlying: Common Stock · 147.4181 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F6 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 19:00 UTC |
Schultz John MDirector
|
GrantCommon Share Equivalent · Derivative | 589.6717 | $24.06 | $14,187.50 |
DisclosureSEC source: 0001593968-19-000881 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,171.3191 Underlying: Common Stock · 589.6717 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 18, 2019 Filed Mar 18, 2019 16:04 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 6,080 | $25.07 | $152,417.70 |
DisclosureSEC source: 0001593968-19-000777 · primary_01.xml · nonDerivative · entry 2 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.06 - $25.10 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 16:04 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 10,000 | $24.94 | $249,368.00 |
DisclosureSEC source: 0001593968-19-000777 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,080 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.92 - $24.96 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 13:24 UTC |
Erickson Stephen A.Chief Financial Officer
|
Exercise / conversionOption (right to buy) · Derivative | 3,308 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000762 · primary_01.xml · derivative · entry 3 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 3,308 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 13:24 UTC |
Erickson Stephen A.Chief Financial Officer
|
SaleCommon Stock | 3,308 | $24.55 | $81,223.64 |
DisclosureSEC source: 0001593968-19-000762 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952.844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 - $24.69 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 13:24 UTC |
Erickson Stephen A.Chief Financial Officer
|
Exercise / conversionCommon Stock | 3,308 | $16.00 | $52,928.00 |
DisclosureSEC source: 0001593968-19-000762 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,260.844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:21 UTC |
Erickson Stephen A.Chief Financial Officer
|
Exercise / conversionOption (right to buy) · Derivative | 2,110 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000702 · primary_01.xml · derivative · entry 3 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,308 Underlying: Common Stock · 2,110 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:21 UTC |
Erickson Stephen A.Chief Financial Officer
|
SaleCommon Stock | 2,110 | $25.25 | $53,276.45 |
DisclosureSEC source: 0001593968-19-000702 · primary_01.xml · nonDerivative · entry 2 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952.844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.07 - $25.435 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:21 UTC |
Erickson Stephen A.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,110 | $16.00 | $33,760.00 |
DisclosureSEC source: 0001593968-19-000702 · primary_01.xml · nonDerivative · entry 1 Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,062.844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 13:26 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 7,058 | $25.60 | $180,712.33 |
DisclosureSEC source: 0001593968-19-000656 · primary_01.xml · nonDerivative · entry 2 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Irrevocable Trust(s) Disclosed balance after: 400,239 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.5500 - $25.6600 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F4 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 13:26 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 10,000 | $25.60 | $255,980.00 |
DisclosureSEC source: 0001593968-19-000656 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,080 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.5500 - $25.6900 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| February 26, 2019 Filed Apr 15, 2019 10:01 UTC |
HOLSCHBACH LEON JDirector
|
GrantCommon Stock | 103 | $25.56 | $2,632.68 |
DisclosureSEC source: 0001593968-19-000959 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,595 F1 · shares: Reflects shares granted as part of 2018-2019 Director compensation. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| February 26, 2019 Filed Apr 15, 2019 09:59 UTC |
Funderburg R. Robert JrDirector
|
GrantCommon Stock | 274 | $25.56 | $7,003.44 |
DisclosureSEC source: 0001593968-19-000957 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,274 F1 · shares: Reflects shares granted as part of 2018-2019 Director compensation. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| February 26, 2019 Filed Apr 15, 2019 14:00 UTC |
DiMotta JenniferDirector
|
GrantCommon Stock | 205 | $25.56 | $5,239.80 |
DisclosureSEC source: 0001593968-19-000958 · primary_01.xml · nonDerivative · entry 1 DiMotta Jennifer · CIK 0001757806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205 F1 · shares: Reflects shares granted as part of 2018-2019 Director compensation. Read SEC document |
| February 26, 2019 Filed Apr 15, 2019 13:56 UTC |
Smith Jeffrey C.Director
|
GrantCommon Stock | 948 | $25.56 | $24,230.88 |
DisclosureSEC source: 0001593968-19-000956 · primary_01.xml · nonDerivative · entry 1 Smith Jeffrey C. · CIK 0001526326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,446 F1 · shares: Reflects shares granted as part of 2018-2019 Director compensation. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 22:39 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
Exercise / conversionOption (right to buy) · Derivative | 15,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001593968-19-000439 · primary_01.xml · derivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 22:39 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
Exercise / conversionCommon Stock | 15,000 | $17.50 | $262,500.00 |
DisclosureSEC source: 0001593968-19-000439 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 22:33 UTC |
Ludwig Jeffrey G.Director · President & CEO
|
Exercise / conversionOption (right to buy) · Derivative | 18,190 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-19-000438 · primary_01.xml · derivative · entry 3 Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,190 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 22:33 UTC |
Ludwig Jeffrey G.Director · President & CEO
|
Exercise / conversionCommon Stock | 18,190 | $11.75 | $213,732.50 |
DisclosureSEC source: 0001593968-19-000438 · primary_01.xml · nonDerivative · entry 1 Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,824.589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 18:06 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 4,837 | $24.50 | $118,507.47 |
DisclosureSEC source: 0001593968-19-000440 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,080 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 - $24.53 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 10:43 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 3,696 | $24.32 | $89,895.22 |
DisclosureSEC source: 0001593968-19-000404 · primary_01.xml · nonDerivative · entry 2 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,917 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.31 - $24.35 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 10:43 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 2,967 | $24.43 | $72,478.77 |
DisclosureSEC source: 0001593968-19-000404 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,613 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.42 - $24.47 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 11:32 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 6,000 | $24.55 | $147,300.00 |
DisclosureSEC source: 0001593968-19-000370 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,580 F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 11:14 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 12,500 | $24.28 | $303,523.75 |
DisclosureSEC source: 0001593968-19-000333 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,580 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.24 - $24.4850 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 11:59 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 7,058 | $24.06 | $169,838.07 |
DisclosureSEC source: 0001593968-19-000318 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Irrevocable Trust(s) Disclosed balance after: 407,297 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 - $24.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein. Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 15:52 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 7,211 | $23.45 | $169,097.95 |
DisclosureSEC source: 0001593968-19-000153 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,080 F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 13:40 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 261 | $23.30 | $6,082.29 |
DisclosureSEC source: 0001593968-19-000151 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,291 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.30 - $23.31 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| January 07, 2019 Filed Jan 8, 2019 15:45 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 15,000 | $23.09 | $346,327.50 |
DisclosureSEC source: 0001593968-19-000127 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,552 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 - $23.35 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC |
HOLSCHBACH LEON JDirector
|
Exercise / conversionOption (right to buy) · Derivative | 1,136 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · derivative · entry 4 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,364 Underlying: Common Stock · 1,136 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC |
HOLSCHBACH LEON JDirector
|
Exercise / conversionOption (right to buy) · Derivative | 9,790 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · derivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,790 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC |
HOLSCHBACH LEON JDirector
|
Exercise / conversionCommon Stock | 9,790 | $11.75 | $115,032.50 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC |
HOLSCHBACH LEON JDirector
|
Exercise / conversionCommon Stock | 1,136 | $15.20 | $17,267.20 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:25 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 7,058 | $22.63 | $159,726.07 |
DisclosureSEC source: 0001593968-19-000071 · primary_01.xml · nonDerivative · entry 2 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Irrevocable Trust(s) Disclosed balance after: 414,355 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.48 - $22.71 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. F3 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:25 UTC |
Funderburg R. Robert JrDirector
|
SaleCommon Stock | 7,528 | $22.60 | $170,132.80 |
DisclosureSEC source: 0001593968-19-000071 · primary_01.xml · nonDerivative · entry 1 Funderburg R. Robert Jr · CIK 0001730249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,552 F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,965 | $22.34 | $289,638.10 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 6 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F10 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,722 | $22.34 | $105,489.48 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 5 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant F3 · derivative.exercise_date: No exercisable date for this type of award F7 · derivative.exercise_date: The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant F4 · derivative.expiration_date: No Expiration date for this type of award F8 · derivative.expiration_date: The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC |
HOLSCHBACH LEON JDirector · CEO
|
GrantCommon Share Equivalent · Derivative | 41.0533 | $22.34 | $917.13 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 4 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,209.827 Underlying: Common Stock · 41.0533 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,532 | $22.34 | $56,564.88 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant F3 · derivative.exercise_date: No exercisable date for this type of award F2 · derivative.exercise_date: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant F4 · derivative.expiration_date: No Expiration date for this type of award F2 · derivative.expiration_date: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Disposition to issuerCommon Stock | 20,219 | $22.34 | $451,692.46 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,566 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Exercise / conversionCommon Stock | 20,219 | $22.34 | $451,692.46 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.