MSBI

SEC source: 0001593968-19-002103 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,622

F1 · security: RSA with 4yr - 25% vesting schedule

SEC source: 0001593968-19-002105 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,501

F1 · security: RSA with 4yr - 25% vesting schedule

SEC source: 0001593968-19-002102 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,426

SEC source: 0001593968-19-002106 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,576.3788

F1 · security: RSA with 4yr - 25% vesting schedule

SEC source: 0001593968-19-002104 · primary_01.xml · nonDerivative · entry 1

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,456

F1 · security: RSA with 4yr - 25% vesting schedule

SEC source: 0001593968-19-002100 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,845.744

F1 · security: RSA with 4yr - 25% vesting schedule

SEC source: 0001593968-19-002101 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,244.675

F1 · security: RSA with 4yr - 25% vesting schedule

SEC source: 0001593968-20-000131 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,244.675

F1 · security: RSA with 4yr - 25% vesting schedule

SEC source: 0001593968-19-002069 · primary_01.xml · nonDerivative · entry 1

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · James H. McDaniel Revocable Trust

Disclosed balance after: 40,046

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.61 - 27.78 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-19-002056 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,359

SEC source: 0001593968-19-002059 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,832.675

SEC source: 0001593968-19-002058 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,442.744

SEC source: 0001593968-19-002057 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,677.3788

SEC source: 0001593968-19-002055 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,753

SEC source: 0001593968-19-002054 · primary_01.xml · nonDerivative · entry 1

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,726

SEC source: 0001593968-19-002101 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,313.675

SEC source: 0001593968-19-002053 · primary_01.xml · nonDerivative · entry 1

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Four Diamond Capital LLC

Disclosed balance after: 13,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 - 26.91 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-19-002001 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,766 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.

SEC source: 0001593968-19-002001 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,595

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-19-002001 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-19-001955 · primary_01.xml · derivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,330.7595

Underlying: Common Stock · 39.9436 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001961 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,914.1441

Underlying: Common Stock · 248.1853 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001961 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,665.9588

Underlying: Common Stock · 317.4184 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001962 · primary_01.xml · derivative · entry 3

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,704.9915

Underlying: Common Stock · 169.7495 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001962 · primary_01.xml · derivative · entry 2

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,535.242

Underlying: Common Stock · 317.4184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001958 · primary_01.xml · derivative · entry 3

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,330.9733

Underlying: Common Stock · 53.3227 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001958 · primary_01.xml · derivative · entry 2

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,277.6506

Underlying: Common Stock · 211.6123 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001957 · primary_01.xml · derivative · entry 8

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,557.0176

Underlying: Common Stock · 241.7735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001957 · primary_01.xml · derivative · entry 7

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,315.2441

Underlying: Common Stock · 340.451 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001960 · primary_01.xml · derivative · entry 7

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,348.5634

Underlying: Common Stock · 566.2523 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F6 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001960 · primary_01.xml · derivative · entry 6

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,782.3111

Underlying: Common Stock · 317.4184 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001963 · primary_01.xml · derivative · entry 2

Smith Jeffrey C. · CIK 0001526326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608.8404

Underlying: Common Stock · 14.8404 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F2 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F1 · derivative.expiration_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

SEC source: 0001593968-19-001959 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,041.0676

Underlying: Common Stock · 597.6393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001959 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,443.4283

Underlying: Common Stock · 428.8964 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001956 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,129.5228

Underlying: Common Stock · 54.5822 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001956 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,074.9406

Underlying: Common Stock · 211.6123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001954 · primary_01.xml · derivative · entry 3

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406.414

Underlying: Common Stock · 18.9536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001954 · primary_01.xml · derivative · entry 2

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387.4604

Underlying: Common Stock · 317.4184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001950 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,958.675

SEC source: 0001593968-19-001948 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,789.3788

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

SEC source: 0001593968-19-001949 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,639.744

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

SEC source: 0001593968-19-001878 · primary_01.xml · derivative · entry 6

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,766

Underlying: Common Stock · 5,486 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.

SEC source: 0001593968-19-001878 · primary_01.xml · nonDerivative · entry 4

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,595

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-19-001878 · primary_01.xml · nonDerivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-19-001878 · primary_01.xml · derivative · entry 5

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,252

Underlying: Common Stock · 2,022 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.

SEC source: 0001593968-19-001878 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,595

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-19-001878 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-19-001879 · primary_01.xml · nonDerivative · entry 2

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerry L McDaniel Revocable Trust

Disclosed balance after: 0

SEC source: 0001593968-19-001879 · primary_01.xml · nonDerivative · entry 1

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · James H. McDaniel Revocable Trust

Disclosed balance after: 50,046

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-19-001852 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,992 shares

Expires 2022-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.