Tapewire

Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 17:49 UTC GrantCommon Share Equivalent · Derivative 285.5231 $28.96 $8,268.75
Disclosure

SEC source: 0001593968-20-000042 · primary_01.xml · derivative · entry 6

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,634.0865

Underlying: Common Stock · 285.5231 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:48 UTC GrantCommon Share Equivalent · Derivative 546.1823 $28.96 $15,817.44
Disclosure

SEC source: 0001593968-20-000041 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,973.0493

Underlying: Common Stock · 546.1823 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:48 UTC GrantCommon Share Equivalent · Derivative 385.7994 $28.96 $11,172.75
Disclosure

SEC source: 0001593968-20-000041 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,426.867

Underlying: Common Stock · 385.7994 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:39 UTC GrantCommon Share Equivalent · Derivative 19.8657 $28.96 $575.31
Disclosure

SEC source: 0001593968-20-000035 · primary_01.xml · derivative · entry 3

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711.8028

Underlying: Common Stock · 19.8657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:39 UTC GrantCommon Share Equivalent · Derivative 285.5231 $28.96 $8,268.75
Disclosure

SEC source: 0001593968-20-000035 · primary_01.xml · derivative · entry 2

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691.9371

Underlying: Common Stock · 285.5231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:36 UTC GrantRestricted Stock Unit · Derivative 13.4735 $28.96 $390.19
Disclosure

SEC source: 0001593968-20-000034 · primary_01.xml · derivative · entry 2

Smith Jeffrey C. · CIK 0001526326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622.3139

Underlying: Common Stock · 13.4735 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F2 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F1 · derivative.expiration_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:33 UTC
Ludwig Jeffrey G.Director · President & CEO
GrantCommon Stock 175.651 $28.96 $5,086.85
Disclosure

SEC source: 0001593968-20-000033 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,403.395

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:32 UTC GrantCommon Stock 32.256 $28.96 $934.13
Disclosure

SEC source: 0001593968-20-000032 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,985.931

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:25 UTC Amendment
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 96.836 $28.96 $2,804.37
Disclosure

SEC source: 0001593968-20-000031 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,032.2148

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:34 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 96.836 $28.96 $2,804.37
Disclosure

SEC source: 0001593968-20-000030 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,032.2148

Read SEC document
December 13, 2019 Filed Dec 13, 2019 21:15 UTC SaleCommon Stock 10,000 $28.37 $283,678.00
Disclosure

SEC source: 0001593968-19-002320 · primary_01.xml · nonDerivative · entry 1

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Evalia Enterprises, LLC.

Disclosed balance after: 80,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.30 - 28.65 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
December 12, 2019 Filed Dec 12, 2019 17:00 UTC
Tucker Douglas J.SVP Corporate Counsel
SaleCommon Stock 15,000 $28.54 $428,100.00
Disclosure

SEC source: 0001593968-19-002313 · primary_01.xml · nonDerivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,922

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.4407 - 28.7700 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 14:00 UTC SaleCommon Stock 10,000 $28.58 $285,800.00
Disclosure

SEC source: 0001593968-19-002319 · primary_01.xml · nonDerivative · entry 1

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Evalia Enterprises, LLC.

Disclosed balance after: 90,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.4400 - 28.7500 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
December 11, 2019 Filed Dec 12, 2019 16:36 UTC SaleCommon Stock 4,932 $28.36 $139,871.52
Disclosure

SEC source: 0001593968-19-002312 · primary_01.xml · nonDerivative · entry 2

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · James H. McDaniel Revocable Trust

Disclosed balance after: 35,046

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
December 11, 2019 Filed Dec 12, 2019 17:00 UTC
Tucker Douglas J.SVP Corporate Counsel
SaleCommon Stock 3,103 $28.48 $88,373.44
Disclosure

SEC source: 0001593968-19-002313 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,922

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.470 - 28.490 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 16:36 UTC SaleCommon Stock 68 $28.50 $1,938.00
Disclosure

SEC source: 0001593968-19-002312 · primary_01.xml · nonDerivative · entry 1

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · James H. McDaniel Revocable Trust

Disclosed balance after: 39,978

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
December 09, 2019 Filed Dec 10, 2019 14:29 UTC
Tucker Douglas J.SVP Corporate Counsel
SaleCommon Stock 2,552 $28.42 $72,522.48
Disclosure

SEC source: 0001593968-19-002304 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.40 - 28.45 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 15:58 UTC Exercise / conversionOption (right to buy) · Derivative 7,500 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0001593968-19-002284 · primary_01.xml · derivative · entry 3

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 15:58 UTC Tax withholdingCommon Stock 4,260 $28.01 $119,322.60
Disclosure

SEC source: 0001593968-19-002284 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,953.675

Read SEC document
December 04, 2019 Filed Dec 5, 2019 15:58 UTC Exercise / conversionCommon Stock 7,500 $15.20 $114,000.00
Disclosure

SEC source: 0001593968-19-002284 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,213.675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 10:17 UTC Exercise / conversionOption (right to buy) · Derivative 9,500 $18.00 Strike: $18.00 $171,000.00
Disclosure

SEC source: 0001593968-19-002247 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,266

Underlying: Common Stock · 9,500 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested on 12/31/2017.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 10:17 UTC SaleCommon Stock 9,500 $28.01 $266,054.15
Disclosure

SEC source: 0001593968-19-002247 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,595

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 - 28.24 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 02, 2019 Filed Dec 3, 2019 10:17 UTC Exercise / conversionCommon Stock 9,500 $18.00 $171,000.00
Disclosure

SEC source: 0001593968-19-002247 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
November 18, 2019 Filed Nov 19, 2019 13:51 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionOption (right to buy) · Derivative 40,000 $18.00 Strike: $18.00 $720,000.00
Disclosure

SEC source: 0001593968-19-002170 · primary_01.xml · derivative · entry 3

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested on 12/31/2017.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 13:51 UTC
Tucker Douglas J.SVP Corporate Counsel
SaleCommon Stock 40,000 $28.00 $1,120,028.00
Disclosure

SEC source: 0001593968-19-002170 · primary_01.xml · nonDerivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,577

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 - 28.02 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 13:51 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionCommon Stock 40,000 $18.00 $720,000.00
Disclosure

SEC source: 0001593968-19-002170 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2019 Filed Nov 18, 2019 10:56 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 141 $28.05 $3,955.05
Disclosure

SEC source: 0001593968-19-002157 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,813

Read SEC document
November 16, 2019 Filed Nov 18, 2019 15:55 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 168 $28.05 $4,712.40
Disclosure

SEC source: 0001593968-19-002156 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,577

Read SEC document
November 16, 2019 Filed Nov 18, 2019 15:59 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 260 $28.05 $7,293.00
Disclosure

SEC source: 0001593968-19-002158 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,227.744

Read SEC document
November 16, 2019 Filed Nov 18, 2019 15:48 UTC Tax withholdingCommon Stock 166 $28.05 $4,656.30
Disclosure

SEC source: 0001593968-19-002153 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,713.675

Read SEC document
November 16, 2019 Filed Nov 18, 2019 15:51 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 139 $28.05 $3,898.95
Disclosure

SEC source: 0001593968-19-002154 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,935.3788

Read SEC document
November 16, 2019 Filed Nov 18, 2019 15:54 UTC
Schaubert Sharon A.SVP Banking Services
Tax withholdingCommon Stock 129 $28.05 $3,618.45
Disclosure

SEC source: 0001593968-19-002155 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,297

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:58 UTC Tax withholdingCommon Stock 365 $28.02 $10,227.30
Disclosure

SEC source: 0001593968-19-002136 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,879.675

Read SEC document
November 13, 2019 Filed Nov 14, 2019 10:52 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 279 $28.02 $7,817.58
Disclosure

SEC source: 0001593968-19-002132 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,954

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:54 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 332 $28.02 $9,302.64
Disclosure

SEC source: 0001593968-19-002134 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,745

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:57 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 517 $28.02 $14,486.34
Disclosure

SEC source: 0001593968-19-002135 · primary_01.xml · nonDerivative · entry 2

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,487.744

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:53 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 214 $28.02 $5,996.28
Disclosure

SEC source: 0001593968-19-002133 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,074.3788

Read SEC document
November 12, 2019 Filed Nov 14, 2019 15:57 UTC
Ludwig Jeffrey G.Director · President & CEO
Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0001593968-19-002135 · primary_01.xml · derivative · entry 4

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.

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November 12, 2019 Filed Nov 14, 2019 15:57 UTC
Ludwig Jeffrey G.Director · President & CEO
Exercise / conversionCommon Stock 15,000 $15.20 $228,000.00
Disclosure

SEC source: 0001593968-19-002135 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,004.744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2019 Filed Nov 12, 2019 18:56 UTC
Tucker Douglas J.SVP Corporate Counsel
SaleCommon Stock 5,899 $27.94 $164,835.76
Disclosure

SEC source: 0001593968-19-002105 · primary_01.xml · nonDerivative · entry 3

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,178

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.90 - 28.06 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

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November 11, 2019 Filed Nov 13, 2019 22:19 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionOption (right to buy) · Derivative 5,899 $0.00 Strike: $16.59 $0.00
Disclosure

SEC source: 0001593968-19-002124 · primary_01.xml · derivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,899 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant.

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November 11, 2019 Filed Nov 13, 2019 22:19 UTC
Tucker Douglas J.SVP Corporate Counsel
Exercise / conversionCommon Stock 5,899 $16.59 $97,864.41
Disclosure

SEC source: 0001593968-19-002124 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to reflect that the disposition of 5,899 shares reflected on the last Form 4 filed by the Reporting Person resulted from the exercise of the 5,899 stock options and related acquisition of 5,899 shares shown above.

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November 08, 2019 Filed Nov 12, 2019 13:54 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 389 $28.04 $10,907.56
Disclosure

SEC source: 0001593968-19-002103 · primary_01.xml · nonDerivative · entry 2

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,233

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November 08, 2019 Filed Nov 12, 2019 18:56 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 424 $28.04 $11,888.96
Disclosure

SEC source: 0001593968-19-002105 · primary_01.xml · nonDerivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,077

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November 08, 2019 Filed Nov 12, 2019 18:57 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 288 $28.04 $8,075.52
Disclosure

SEC source: 0001593968-19-002106 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,288.3788

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November 08, 2019 Filed Nov 12, 2019 18:48 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 841 $28.04 $23,581.64
Disclosure

SEC source: 0001593968-19-002100 · primary_01.xml · nonDerivative · entry 2

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,004.744

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November 08, 2019 Filed Jan 10, 2020 16:59 UTC Amendment Tax withholdingCommon Stock 519 $28.04 $14,552.76
Disclosure

SEC source: 0001593968-20-000131 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,313.675

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November 07, 2019 Filed Nov 7, 2019 17:17 UTC Exercise / conversionOption (right to buy) · Derivative 10,234 $18.00 Strike: $18.00 $184,212.00
Disclosure

SEC source: 0001593968-19-002088 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,766

Underlying: Common Stock · 10,234 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested on 12/31/2017.

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November 07, 2019 Filed Nov 7, 2019 17:17 UTC SaleCommon Stock 10,234 $28.00 $286,552.00
Disclosure

SEC source: 0001593968-19-002088 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,595

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

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November 07, 2019 Filed Nov 7, 2019 17:17 UTC Exercise / conversionCommon Stock 10,234 $18.00 $184,212.00
Disclosure

SEC source: 0001593968-19-002088 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.