Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 2, 2023 20:20 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033707 · doc4.xml · nonDerivative · entry 1 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,156.595 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:21 UTC |
Herz Robert HDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033708 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,535.112 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:22 UTC |
James Erika HDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033712 · doc4.xml · nonDerivative · entry 1 James Erika H · CIK 0001753124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,050.462 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:23 UTC |
Leibowitz Shelley BDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033717 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,202.92 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:23 UTC |
LUCZO STEPHEN JDirector
|
GrantCommon Stock | 609.197 | $82.08 | $49,999.97 |
DisclosureSEC source: 0001209191-23-033719 · doc4.xml · nonDerivative · entry 2 LUCZO STEPHEN J · CIK 0001248260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,363.285 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. F3 · balance_after: Since the Reporting Person's last report, 1,523 shares of Common Stock previously reported as directly beneficially owned were contributed to his revocable trust. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:23 UTC |
LUCZO STEPHEN JDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033719 · doc4.xml · nonDerivative · entry 1 LUCZO STEPHEN J · CIK 0001248260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,754.088 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:24 UTC |
Miscik Judith ADirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033721 · doc4.xml · nonDerivative · entry 1 Miscik Judith A · CIK 0001555318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,106.404 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:25 UTC |
NALLY DENNIS MDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033727 · doc4.xml · nonDerivative · entry 1 NALLY DENNIS M · CIK 0001685596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,006.699 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:25 UTC |
SCHAPIRO MARY LDirector
|
GrantCommon Stock | 609.197 | $82.08 | $49,999.97 |
DisclosureSEC source: 0001209191-23-033730 · doc4.xml · nonDerivative · entry 2 SCHAPIRO MARY L · CIK 0001192486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,866.498 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:25 UTC |
SCHAPIRO MARY LDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033730 · doc4.xml · nonDerivative · entry 1 SCHAPIRO MARY L · CIK 0001192486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,257.301 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:26 UTC |
TRAQUINA PERRY MDirector
|
GrantCommon Stock | 852.876 | $82.08 | $69,999.97 |
DisclosureSEC source: 0001209191-23-033734 · doc4.xml · nonDerivative · entry 2 TRAQUINA PERRY M · CIK 0001228062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,108.678 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:26 UTC |
TRAQUINA PERRY MDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033734 · doc4.xml · nonDerivative · entry 1 TRAQUINA PERRY M · CIK 0001228062 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,255.802 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:27 UTC |
WILKINS RAYFORD JRDirector
|
GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033739 · doc4.xml · nonDerivative · entry 1 WILKINS RAYFORD JR · CIK 0001184395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,366.929 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:08 UTC |
AKRAM RAJADeputy Chief Financial Officer
|
SaleCommon Stock | 7,320 | $82.95 | $607,197.66 |
DisclosureSEC source: 0001209191-23-030143 · doc4.xml · nonDerivative · entry 1 AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,483.509 Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:16 UTC |
GLOCER THOMAS HDirector
|
SaleCommon Stock | 4,535 | $87.11 | $395,021.18 |
DisclosureSEC source: 0001209191-23-027671 · doc4.xml · nonDerivative · entry 1 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,110.369 Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:17 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027677 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259,894.478 Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:44 UTC |
AKRAM RAJADeputy Chief Financial Officer
|
Tax withholdingCommon Stock | 16,321 | $89.97 | $1,468,400.37 |
DisclosureSEC source: 0001209191-23-026992 · doc4.xml · nonDerivative · entry 1 AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,148.386 F1 · kind: Shares withheld to satisfy taxes upon conversion of previously granted Restricted Stock Units to shares of Common Stock. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 20:10 UTC |
LUCZO STEPHEN JDirector
|
OtherCommon Stock | 34,000 | $90.26 | $3,068,670.00 |
DisclosureSEC source: 0001209191-23-025524 · doc4.xml · nonDerivative · entry 1 LUCZO STEPHEN J · CIK 0001248260 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Revocable Trust Disclosed balance after: 146,840 F1 · kind: The Reporting Person's revocable trust contributed 34,000 shares of Common Stock to his family trust in exchange for assets of equal value. The Reporting Person disclaims beneficial ownership of the securities held by the family trust for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F2 · balance_after: 28,000 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust have been transferred back to the Reporting Person's revocable trust in satisfaction of an annuity payment. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:25 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 185,388 | $97.94 | $18,156,900.72 |
DisclosureSEC source: 0001209191-23-012711 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261,841.478 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:25 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantCommon Stock | 335,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012711 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,447,229.478 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:26 UTC |
GROSSMAN ERIC FChief Legal/Admin Officer
|
Tax withholdingCommon Stock | 26,176 | $97.94 | $2,563,677.44 |
DisclosureSEC source: 0001209191-23-012717 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,563.757 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:26 UTC |
GROSSMAN ERIC FChief Legal/Admin Officer
|
GrantCommon Stock | 51,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012717 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,739.757 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:30 UTC |
Hotsuki KeishiChief Risk Officer
|
Tax withholdingCommon Stock | 20,940 | $97.94 | $2,050,863.60 |
DisclosureSEC source: 0001209191-23-012726 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,210.995 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:30 UTC |
Hotsuki KeishiChief Risk Officer
|
GrantCommon Stock | 41,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012726 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,150.995 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:31 UTC |
PICK EDWARDCo-President/Head of IS
|
Tax withholdingCommon Stock | 76,338 | $97.94 | $7,476,543.72 |
DisclosureSEC source: 0001209191-23-012729 · doc4.xml · nonDerivative · entry 2 PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,504.094 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:31 UTC |
PICK EDWARDCo-President/Head of IS
|
GrantCommon Stock | 138,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012729 · doc4.xml · nonDerivative · entry 1 PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,842.094 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:32 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
Tax withholdingCommon Stock | 40,940 | $97.94 | $4,009,663.60 |
DisclosureSEC source: 0001209191-23-012732 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,165.805 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:32 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
GrantCommon Stock | 80,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012732 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,105.805 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:33 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
Tax withholdingCommon Stock | 46,530 | $97.94 | $4,557,148.20 |
DisclosureSEC source: 0001209191-23-012735 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,604.427 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:33 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
GrantCommon Stock | 84,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012735 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,134.427 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:35 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
SaleCommon Stock | 46,226 | $98.45 | $4,550,949.70 |
DisclosureSEC source: 0001209191-23-009761 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:35 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
SaleCommon Stock | 24,556 | $98.23 | $2,412,099.05 |
DisclosureSEC source: 0001209191-23-009761 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,439.631 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.19 to $98.39, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 21:37 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
SaleCommon Stock | 8,077 | $96.54 | $779,726.12 |
DisclosureSEC source: 0001209191-23-005931 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,320.941 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.40 to $96.66, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:37 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
SaleCommon Stock | 15,133 | $96.20 | $1,455,861.19 |
DisclosureSEC source: 0001209191-23-005931 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,397.941 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.20 to $96.22, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:15 UTC |
DARLING ALISTAIRDirector
|
SaleCommon Stock | 2,000 | $94.70 | $189,409.60 |
DisclosureSEC source: 0001209191-23-005228 · doc4.xml · nonDerivative · entry 1 DARLING ALISTAIR · CIK 0001662540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,464.677 Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:21 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
SaleCommon Stock | 3,740 | $93.75 | $350,625.00 |
DisclosureSEC source: 0001209191-23-004246 · doc4.xml · nonDerivative · entry 3 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,170.777 Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:29 UTC |
YESHAYA SHARONChief Financial Officer
|
GiftCommon Stock | 3,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004260 · doc4.xml · nonDerivative · entry 4 YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC on behalf of Trust Disclosed balance after: 8,733 Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:29 UTC |
YESHAYA SHARONChief Financial Officer
|
GiftCommon Stock | 3,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004260 · doc4.xml · nonDerivative · entry 3 YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,247.366 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 1,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 5 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,800.663 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
SaleCommon Stock | 34,671 | $97.62 | $3,384,492.88 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,347.663 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.34 to $97.92, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
SaleCommon Stock | 215,329 | $96.82 | $20,849,144.29 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147,018.663 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.34 to $97.33, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 60,018 | $97.08 | $5,826,547.44 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362,347.663 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020 and January 21, 2021. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:20 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantCommon Stock | 46,397.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004245 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422,365.663 F1 · kind: Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:21 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
Tax withholdingCommon Stock | 4,090 | $97.08 | $397,057.20 |
DisclosureSEC source: 0001209191-23-004246 · doc4.xml · nonDerivative · entry 2 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,910.777 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:21 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
GrantCommon Stock | 12,501.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004246 · doc4.xml · nonDerivative · entry 1 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000.777 F1 · kind: Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:22 UTC |
GROSSMAN ERIC FChief Legal/Admin Officer
|
SaleCommon Stock | 120,000 | $97.11 | $11,653,788.00 |
DisclosureSEC source: 0001209191-23-004248 · doc4.xml · nonDerivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,234.045 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.80 to $97.73, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:22 UTC |
GROSSMAN ERIC FChief Legal/Admin Officer
|
Tax withholdingCommon Stock | 15,721 | $97.08 | $1,526,194.68 |
DisclosureSEC source: 0001209191-23-004248 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,234.045 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:22 UTC |
GROSSMAN ERIC FChief Legal/Admin Officer
|
GrantCommon Stock | 40,340.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004248 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,955.045 F1 · kind: Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:24 UTC |
Hotsuki KeishiChief Risk Officer
|
Tax withholdingCommon Stock | 11,651 | $97.08 | $1,131,079.08 |
DisclosureSEC source: 0001209191-23-004249 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,346.676 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:24 UTC |
Hotsuki KeishiChief Risk Officer
|
GrantCommon Stock | 26,936.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004249 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,997.676 F1 · kind: Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.