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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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Tapewire entity
1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2016 Filed Feb 13, 2017 21:37 UTC
Portalatin Julio APresident and CEO, Mercer
GiftCommon Stock 2,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005448 · form5.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,241

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:16 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionRestricted Stock Units · Derivative 10,411 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070260 · form4.xml · derivative · entry 3

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,028

Underlying: Common Stock · 10,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 10,411 shares underlying restricted stock units of which 4,894 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,411 shares underlying restricted stock units relate to restricted stock units that were granted on December 11, 2013.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:16 UTC
McDonald ScottPresident and CEO of OWG
Tax withholdingCommon Stock 4,894 $68.98 $337,588.12
Disclosure

SEC source: 0001127602-16-070260 · form4.xml · nonDerivative · entry 2

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,612.1498

F1 · kind: Vesting and distribution to reporting person of 10,411 shares underlying restricted stock units of which 4,894 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,411 shares underlying restricted stock units relate to restricted stock units that were granted on December 11, 2013.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:16 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionCommon Stock 10,411 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070260 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,506.1498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 10,411 shares underlying restricted stock units of which 4,894 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,411 shares underlying restricted stock units relate to restricted stock units that were granted on December 11, 2013.

F2 · balance_after: Includes dividend reinvestment shares acquired on May 13, 2016, August 15, 2016, and November 15, 2016.

Read SEC document
December 09, 2016 Filed Feb 13, 2017 21:38 UTC
RAPPORT ROBERT JSVP and Controller
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005450 · form5.xml · nonDerivative · entry 1

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,921.854

Read SEC document
December 06, 2016 Filed Feb 13, 2017 21:34 UTC
Glaser Daniel SDirector · President and CEO, MMC
GiftCommon Stock 1,525 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005440 · form5.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,611.9999

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:08 UTC
RAPPORT ROBERT JSVP and Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001127602-16-068097 · form4.xml · derivative · entry 3

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011

Underlying: Common Stock · 10,000 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:08 UTC
RAPPORT ROBERT JSVP and Controller
SaleCommon Stock 10,000 $69.00 $690,010.00
Disclosure

SEC source: 0001127602-16-068097 · form4.xml · nonDerivative · entry 2

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,221.854

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:08 UTC
RAPPORT ROBERT JSVP and Controller
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068097 · form4.xml · nonDerivative · entry 1

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,221.854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on May 13, 2016, August 15, 2016 and November 15, 2016.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:06 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 11,000 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-16-068094 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,474

Underlying: Common Stock · 11,000 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:06 UTC
Gilbert E ScottSVP, Chief Information Officer
SaleCommon Stock 11,000 $68.94 $758,347.70
Disclosure

SEC source: 0001127602-16-068094 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,513

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:06 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068094 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:27 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 88.64 $67.80 $6,009.79
Disclosure

SEC source: 0001127602-16-067430 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,170.98

Underlying: Common Stock · 88.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:27 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 405.6 $67.80 $27,499.68
Disclosure

SEC source: 0001127602-16-067430 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,082.34

Underlying: Common Stock · 405.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:26 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 283.63 $67.80 $19,230.11
Disclosure

SEC source: 0001127602-16-067426 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,303.36

Underlying: Common Stock · 283.63 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:26 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 460.91 $67.80 $31,249.70
Disclosure

SEC source: 0001127602-16-067426 · form4.xml · derivative · entry 1

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,019.73

Underlying: Common Stock · 460.91 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:23 UTC GrantCommon Stock 497 $67.80 $33,696.60
Disclosure

SEC source: 0001127602-16-067424 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,404.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:21 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 12.84 $67.80 $870.55
Disclosure

SEC source: 0001127602-16-067419 · form4.xml · derivative · entry 2

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694.85

Underlying: Common Stock · 12.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:21 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 121.68 $67.80 $8,249.90
Disclosure

SEC source: 0001127602-16-067419 · form4.xml · derivative · entry 1

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,682.01

Underlying: Common Stock · 121.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:10 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 49,926 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-16-067186 · form4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 49,926 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:10 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 49,926 $67.73 $3,381,487.98
Disclosure

SEC source: 0001127602-16-067186 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:10 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 49,926 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067186 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:18 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 56,663 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001127602-16-066582 · form4.xml · derivative · entry 6

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,663 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:18 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 56,663 $65.10 $3,688,772.63
Disclosure

SEC source: 0001127602-16-066582 · form4.xml · nonDerivative · entry 4

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:18 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 56,663 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066582 · form4.xml · nonDerivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:18 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 52,616 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001127602-16-066582 · form4.xml · derivative · entry 5

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,663

Underlying: Common Stock · 52,616 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:18 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 52,616 $65.05 $3,422,749.72
Disclosure

SEC source: 0001127602-16-066582 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:18 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 52,616 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066582 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:21 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 21,087 $63.16 $1,331,951.92
Disclosure

SEC source: 0001127602-16-065480 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 09, 2016 Filed Feb 13, 2017 21:35 UTC
Ledford LaurieSVP & Chief HR Officer
GiftCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005443 · form5.xml · nonDerivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,293.5441

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.