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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2017 Filed Feb 24, 2017 21:11 UTC
MCGIVNEY MARK CChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 58,295 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008216 · form4.xml · derivative · entry 1

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,295

Underlying: Common Stock · 58,295 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:10 UTC
McDonald ScottPresident and CEO of OWG
GrantRestricted Stock Units · Derivative 6,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008215 · form4.xml · derivative · entry 3

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,028

Underlying: Common Stock · 6,876 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:10 UTC
McDonald ScottPresident and CEO of OWG
GrantRestricted Stock Units · Derivative 5,124 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008215 · form4.xml · derivative · entry 2

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,152

Underlying: Common Stock · 5,124 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:10 UTC
McDonald ScottPresident and CEO of OWG
GrantStock Options (Right to Buy) · Derivative 49,967 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008215 · form4.xml · derivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,967

Underlying: Common Stock · 49,967 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:09 UTC
Ledford LaurieSVP & Chief HR Officer
GrantRestricted Stock Units · Derivative 5,626 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008211 · form4.xml · derivative · entry 4

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Common Stock · 5,626 shares

Expires not disclosed

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F6 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F5 · derivative.exercise_date: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:09 UTC
Ledford LaurieSVP & Chief HR Officer
GrantRestricted Stock Units · Derivative 3,416 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008211 · form4.xml · derivative · entry 3

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,274

Underlying: Common Stock · 3,416 shares

Expires not disclosed

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F5 · derivative.exercise_date: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:09 UTC
Ledford LaurieSVP & Chief HR Officer
GrantStock Options (Right to Buy) · Derivative 33,312 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008211 · form4.xml · derivative · entry 2

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,312

Underlying: Common Stock · 33,312 shares

Expires 2027-02-21

F2 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:08 UTC
Glaser Daniel SDirector · President and CEO, MMC
GrantRestricted Stock Units · Derivative 55,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008209 · form4.xml · derivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,265

Underlying: Common Stock · 55,313 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:08 UTC
Glaser Daniel SDirector · President and CEO, MMC
GrantRestricted Stock Units · Derivative 35,864 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008209 · form4.xml · derivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,952

Underlying: Common Stock · 35,864 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:08 UTC
Glaser Daniel SDirector · President and CEO, MMC
GrantStock Options (Right to Buy) · Derivative 349,767 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008209 · form4.xml · derivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,767

Underlying: Common Stock · 349,767 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 41,474 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 6

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,474 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC
Gilbert E ScottSVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 6,251 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 5

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139

Underlying: Common Stock · 6,251 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC
Gilbert E ScottSVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 3,416 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 4

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,888

Underlying: Common Stock · 3,416 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC
Gilbert E ScottSVP, Chief Information Officer
GrantStock Options (Right to Buy) · Derivative 33,312 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,312

Underlying: Common Stock · 33,312 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC
Gilbert E ScottSVP, Chief Information Officer
SaleCommon Stock 41,474 $72.77 $3,018,021.51
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,513

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionCommon Stock 41,474 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
Doyle John QPresident, Marsh
GrantRestricted Stock Units · Derivative 6,832 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008205 · form4.xml · derivative · entry 2

Doyle John Q · CIK 0001580963 · President, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,758

Underlying: Common Stock · 6,832 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
Doyle John QPresident, Marsh
GrantStock Options (Right to Buy) · Derivative 66,623 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008205 · form4.xml · derivative · entry 1

Doyle John Q · CIK 0001580963 · President, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,623

Underlying: Common Stock · 66,623 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Beshar Peter JEVP and General Counsel
GrantRestricted Stock Units · Derivative 13,751 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008204 · form4.xml · derivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 13,751 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Beshar Peter JEVP and General Counsel
GrantRestricted Stock Units · Derivative 7,685 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008204 · form4.xml · derivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,916

Underlying: Common Stock · 7,685 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Beshar Peter JEVP and General Counsel
GrantStock Options (Right to Buy) · Derivative 74,951 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008204 · form4.xml · derivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,951

Underlying: Common Stock · 74,951 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:34 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 263.48 $71.71 $18,894.15
Disclosure

SEC source: 0001127602-17-006605 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,270.62

Underlying: Common Stock · 263.48 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:34 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 435.78 $71.71 $31,249.78
Disclosure

SEC source: 0001127602-17-006605 · form4.xml · derivative · entry 1

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,007.14

Underlying: Common Stock · 435.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:36 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 86.15 $71.71 $6,177.82
Disclosure

SEC source: 0001127602-17-006611 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,640.62

Underlying: Common Stock · 86.15 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:36 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 383.49 $71.71 $27,500.07
Disclosure

SEC source: 0001127602-17-006611 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,554.47

Underlying: Common Stock · 383.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:29 UTC GrantCommon Stock 470 $71.71 $33,703.70
Disclosure

SEC source: 0001127602-17-006599 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,874.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:28 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 12.78 $71.71 $916.45
Disclosure

SEC source: 0001127602-17-006598 · form4.xml · derivative · entry 2

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822.68

Underlying: Common Stock · 12.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:28 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 115.05 $71.71 $8,250.24
Disclosure

SEC source: 0001127602-17-006598 · form4.xml · derivative · entry 1

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,809.9

Underlying: Common Stock · 115.05 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 94,809 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · derivative · entry 5

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,345

Underlying: Common Stock · 94,809 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 37,614 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · derivative · entry 4

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,614 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 132,423 $70.23 $9,299,670.02
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · nonDerivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 94,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 37,614 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 3,476 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 12

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,154

Underlying: Common Stock · 3,476 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 2,901 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 11

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,614

Underlying: Common Stock · 2,901 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

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February 07, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 6,377 $70.05 $446,696.10
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 6

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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February 07, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 3,476 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 5

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 2,901 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 4

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 51,715 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 10

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,630

Underlying: Common Stock · 51,715 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.

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February 06, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionStock Options (Right to Buy) · Derivative 59,485 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 9

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,515

Underlying: Common Stock · 59,485 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 111,200 $70.26 $7,812,467.20
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 51,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 59,485 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · balance_after: Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.

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February 06, 2017 Filed Feb 8, 2017 21:45 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionStock Options (Right to Buy) · Derivative 2,023 $0.00 Strike: $26.07 $0.00
Disclosure

SEC source: 0001127602-17-004618 · form4.xml · derivative · entry 3

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,023 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in four equal installments on February 26th of 2009, 2010, 2011 and 2012.

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February 06, 2017 Filed Feb 8, 2017 21:45 UTC
McDonald ScottPresident and CEO of OWG
SaleCommon Stock 2,023 $70.07 $141,743.52
Disclosure

SEC source: 0001127602-17-004618 · form4.xml · nonDerivative · entry 2

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,612.1498

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:45 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionCommon Stock 2,023 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004618 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,635.1498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:18 UTC Exercise / conversionRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,732 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001601 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,571.36

Underlying: Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Not Applicable.

F2 · derivative.expiration_date: Not Applicable.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:18 UTC Exercise / conversionCommon Stock 1,732 $68.11 $117,966.52
Disclosure

SEC source: 0001127602-17-001601 · form4.xml · nonDerivative · entry 1

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 21:13 UTC
MOCZARSKI ALEXANDER SChairman of MMC International
SaleCommon Stock 8,850 $68.00 $601,800.00
Disclosure

SEC source: 0001127602-16-071082 · form4.xml · nonDerivative · entry 1

MOCZARSKI ALEXANDER S · CIK 0001518326 · Chairman of MMC International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,029.237

F1 · balance_after: Includes dividend reinvestment shares acquired on August 15, 2016 and November 15, 2016.

Read SEC document
December 23, 2016 Filed Feb 13, 2017 21:40 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
GiftCommon Stock 7,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005452 · form5.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,416

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.