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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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1501
SEC CIK
0000062709
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821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 203,599 $73.20 $14,903,854.00
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · nonDerivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,611.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 203,599 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,210.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:31 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 114,244 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001127602-17-010832 · form4.xml · derivative · entry 6

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,487

Underlying: Common Stock · 114,244 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options vested and became exercisable in four equal annual installments on February 23rd of 2010, 2011, 2012 and 2013.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:31 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 114,244 $73.70 $8,420,125.53
Disclosure

SEC source: 0001127602-17-010832 · form4.xml · nonDerivative · entry 4

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,611.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:31 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 114,244 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010832 · form4.xml · nonDerivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,855.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:31 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 50,864 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001127602-17-010832 · form4.xml · derivative · entry 5

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,731

Underlying: Common Stock · 50,864 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options vested and became exercisable in four equal annual installments on February 23rd of 2010, 2011, 2012 and 2013.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:31 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 94,407 $74.04 $6,989,894.28
Disclosure

SEC source: 0001127602-17-010832 · form4.xml · nonDerivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,611.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:31 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 50,864 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010832 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,018.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:23 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 76,516 $0.00 Strike: $26.07 $0.00
Disclosure

SEC source: 0001127602-17-010590 · form4.xml · derivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,516 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 26, 2008 and vested in four equal annual installments on February 26th of 2009, 2010, 2011 and 2012. The first three installments of these options became exercisable on July 13, 2011, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested. The final installment of these options became exercisable on March 10, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:23 UTC
Beshar Peter JEVP and General Counsel
SaleCommon Stock 87,180 $74.11 $6,460,473.90
Disclosure

SEC source: 0001127602-17-010590 · form4.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,218

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:23 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 76,516 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010590 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:31 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
SaleCommon Stock 28,913 $74.32 $2,148,727.42
Disclosure

SEC source: 0001127602-17-010446 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,425

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:29 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionRestricted Stock Units · Derivative 36,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009723 · form4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,473

Underlying: Common Stock · 36,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 36,030 shares underlying restricted stock units of which 18,108 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 36,030 shares underlying restricted stock units relate to 5,643 restricted stock units that were granted on February 24, 2014, 20,314 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 4,985 restricted stock units that were granted on February 23, 2015, and 5,088 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:29 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Tax withholdingCommon Stock 18,108 $73.28 $1,326,954.24
Disclosure

SEC source: 0001127602-17-009723 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,338

F1 · kind: Vesting and distribution to reporting person of 36,030 shares underlying restricted stock units of which 18,108 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 36,030 shares underlying restricted stock units relate to 5,643 restricted stock units that were granted on February 24, 2014, 20,314 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 4,985 restricted stock units that were granted on February 23, 2015, and 5,088 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:29 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
Exercise / conversionCommon Stock 36,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009723 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 36,030 shares underlying restricted stock units of which 18,108 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 36,030 shares underlying restricted stock units relate to 5,643 restricted stock units that were granted on February 24, 2014, 20,314 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 4,985 restricted stock units that were granted on February 23, 2015, and 5,088 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:28 UTC
RAPPORT ROBERT JSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 3,114 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009718 · form4.xml · derivative · entry 3

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,118

Underlying: Common Stock · 3,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 3,114 shares underlying restricted stock units of which 1,264 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,114 shares underlying restricted stock units relate to 695 restricted stock units that were granted on February 24, 2014, 1,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 587 restricted stock units that were granted on February 23, 2015, and 581 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:28 UTC
RAPPORT ROBERT JSVP and Controller
Tax withholdingCommon Stock 1,264 $73.28 $92,625.92
Disclosure

SEC source: 0001127602-17-009718 · form4.xml · nonDerivative · entry 2

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,771.854

F1 · kind: Vesting and distribution to reporting person of 3,114 shares underlying restricted stock units of which 1,264 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,114 shares underlying restricted stock units relate to 695 restricted stock units that were granted on February 24, 2014, 1,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 587 restricted stock units that were granted on February 23, 2015, and 581 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:28 UTC
RAPPORT ROBERT JSVP and Controller
Exercise / conversionCommon Stock 3,114 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009718 · form4.xml · nonDerivative · entry 1

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,035.854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 3,114 shares underlying restricted stock units of which 1,264 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,114 shares underlying restricted stock units relate to 695 restricted stock units that were granted on February 24, 2014, 1,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 587 restricted stock units that were granted on February 23, 2015, and 581 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:27 UTC
Portalatin Julio APresident and CEO, Mercer
Exercise / conversionRestricted Stock Units · Derivative 23,560 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009713 · form4.xml · derivative · entry 3

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,329

Underlying: Common Stock · 23,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 23,560 shares underlying restricted stock units of which 12,218 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 23,560 shares underlying restricted stock units relate to 3,646 restricted stock units that were granted on February 24, 2014, 13,126 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 3,299 restricted stock units that were granted on February 23, 2015, and 3,489 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:27 UTC
Portalatin Julio APresident and CEO, Mercer
Tax withholdingCommon Stock 12,218 $73.28 $895,335.04
Disclosure

SEC source: 0001127602-17-009713 · form4.xml · nonDerivative · entry 2

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,583

F1 · kind: Vesting and distribution to reporting person of 23,560 shares underlying restricted stock units of which 12,218 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 23,560 shares underlying restricted stock units relate to 3,646 restricted stock units that were granted on February 24, 2014, 13,126 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 3,299 restricted stock units that were granted on February 23, 2015, and 3,489 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:27 UTC
Portalatin Julio APresident and CEO, Mercer
Exercise / conversionCommon Stock 23,560 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009713 · form4.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 23,560 shares underlying restricted stock units of which 12,218 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 23,560 shares underlying restricted stock units relate to 3,646 restricted stock units that were granted on February 24, 2014, 13,126 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 3,299 restricted stock units that were granted on February 23, 2015, and 3,489 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:26 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009710 · form4.xml · derivative · entry 3

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,393

Underlying: Common Stock · 11,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 11,040 shares underlying restricted stock units of which 5,726 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,040 shares underlying restricted stock units relate to 2,431 restricted stock units that were granted on February 24, 2014, 4,376 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 2,053 restricted stock units that were granted on February 23, 2015, and 2,180 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:26 UTC
MCGIVNEY MARK CChief Financial Officer
Tax withholdingCommon Stock 5,726 $73.28 $419,601.28
Disclosure

SEC source: 0001127602-17-009710 · form4.xml · nonDerivative · entry 2

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,665

F1 · kind: Vesting and distribution to reporting person of 11,040 shares underlying restricted stock units of which 5,726 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,040 shares underlying restricted stock units relate to 2,431 restricted stock units that were granted on February 24, 2014, 4,376 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 2,053 restricted stock units that were granted on February 23, 2015, and 2,180 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:26 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionCommon Stock 11,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009710 · form4.xml · nonDerivative · entry 1

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 11,040 shares underlying restricted stock units of which 5,726 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,040 shares underlying restricted stock units relate to 2,431 restricted stock units that were granted on February 24, 2014, 4,376 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 2,053 restricted stock units that were granted on February 23, 2015, and 2,180 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:25 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionRestricted Stock Units · Derivative 12,436 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009706 · form4.xml · derivative · entry 3

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,592

Underlying: Common Stock · 12,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 12,436 shares underlying restricted stock units of which 5,846 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,436 shares underlying restricted stock units relate to 1,910 restricted stock units that were granted on February 24, 2014, 6,876 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,833 restricted stock units that were granted on February 23, 2015, and 1,817 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:25 UTC
McDonald ScottPresident and CEO of OWG
Tax withholdingCommon Stock 5,846 $73.28 $428,394.88
Disclosure

SEC source: 0001127602-17-009706 · form4.xml · nonDerivative · entry 2

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,202.1498

F1 · kind: Vesting and distribution to reporting person of 12,436 shares underlying restricted stock units of which 5,846 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,436 shares underlying restricted stock units relate to 1,910 restricted stock units that were granted on February 24, 2014, 6,876 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,833 restricted stock units that were granted on February 23, 2015, and 1,817 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:25 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionCommon Stock 12,436 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009706 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,048.1498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 12,436 shares underlying restricted stock units of which 5,846 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,436 shares underlying restricted stock units relate to 1,910 restricted stock units that were granted on February 24, 2014, 6,876 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,833 restricted stock units that were granted on February 23, 2015, and 1,817 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:24 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 10,109 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009703 · form4.xml · derivative · entry 3

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,791

Underlying: Common Stock · 10,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 10,109 shares underlying restricted stock units of which 5,346 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,109 shares underlying restricted stock units relate to 1,563 restricted stock units that were granted on February 24, 2014, 5,626 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,466 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:24 UTC
Ledford LaurieSVP & Chief HR Officer
Tax withholdingCommon Stock 5,346 $73.28 $391,754.88
Disclosure

SEC source: 0001127602-17-009703 · form4.xml · nonDerivative · entry 2

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,056.5441

F1 · kind: Vesting and distribution to reporting person of 10,109 shares underlying restricted stock units of which 5,346 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,109 shares underlying restricted stock units relate to 1,563 restricted stock units that were granted on February 24, 2014, 5,626 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,466 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:24 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 10,109 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009703 · form4.xml · nonDerivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,402.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 10,109 shares underlying restricted stock units of which 5,346 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,109 shares underlying restricted stock units relate to 1,563 restricted stock units that were granted on February 24, 2014, 5,626 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,466 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:23 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionRestricted Stock Units · Derivative 98,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009700 · form4.xml · derivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,704

Underlying: Common Stock · 98,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 98,561 shares underlying restricted stock units of which 55,018 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 98,561 shares underlying restricted stock units relate to 15,365 restricted stock units that were granted on February 24, 2014, 55,313 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 13,928 restricted stock units that were granted on February 23, 2015, and 13,955 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:23 UTC
Glaser Daniel SDirector · President and CEO, MMC
Tax withholdingCommon Stock 55,018 $73.28 $4,031,719.04
Disclosure

SEC source: 0001127602-17-009700 · form4.xml · nonDerivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,154.9999

F1 · kind: Vesting and distribution to reporting person of 98,561 shares underlying restricted stock units of which 55,018 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 98,561 shares underlying restricted stock units relate to 15,365 restricted stock units that were granted on February 24, 2014, 55,313 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 13,928 restricted stock units that were granted on February 23, 2015, and 13,955 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:23 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 98,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009700 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,172.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 98,561 shares underlying restricted stock units of which 55,018 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 98,561 shares underlying restricted stock units relate to 15,365 restricted stock units that were granted on February 24, 2014, 55,313 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 13,928 restricted stock units that were granted on February 23, 2015, and 13,955 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 11,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009695 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Underlying: Common Stock · 11,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 11,128 shares underlying restricted stock units of which 6,214 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,128 shares underlying restricted stock units relate to 1,737 restricted stock units that were granted on February 24, 2014, 6,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,686 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC
Gilbert E ScottSVP, Chief Information Officer
Tax withholdingCommon Stock 6,214 $73.28 $455,361.92
Disclosure

SEC source: 0001127602-17-009695 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,427

F1 · kind: Vesting and distribution to reporting person of 11,128 shares underlying restricted stock units of which 6,214 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,128 shares underlying restricted stock units relate to 1,737 restricted stock units that were granted on February 24, 2014, 6,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,686 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionCommon Stock 11,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009695 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 11,128 shares underlying restricted stock units of which 6,214 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,128 shares underlying restricted stock units relate to 1,737 restricted stock units that were granted on February 24, 2014, 6,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,686 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:16 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 24,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009688 · form4.xml · derivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,526

Underlying: Common Stock · 24,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 24,141 shares underlying restricted stock units of which 13,477 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 24,141 shares underlying restricted stock units relate to 3,820 restricted stock units that were granted on February 24, 2014, 13,751 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 3,299 restricted stock units that were granted on February 23, 2015, and 3,271 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:16 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 13,477 $73.28 $987,594.56
Disclosure

SEC source: 0001127602-17-009688 · form4.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,882

F1 · kind: Vesting and distribution to reporting person of 24,141 shares underlying restricted stock units of which 13,477 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 24,141 shares underlying restricted stock units relate to 3,820 restricted stock units that were granted on February 24, 2014, 13,751 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 3,299 restricted stock units that were granted on February 23, 2015, and 3,271 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:16 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 24,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009688 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 24,141 shares underlying restricted stock units of which 13,477 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 24,141 shares underlying restricted stock units relate to 3,820 restricted stock units that were granted on February 24, 2014, 13,751 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 3,299 restricted stock units that were granted on February 23, 2015, and 3,271 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:15 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
GrantRestricted Stock Units · Derivative 20,314 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008223 · form4.xml · derivative · entry 4

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,503

Underlying: Common Stock · 20,314 shares

Expires not disclosed

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F6 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F5 · derivative.exercise_date: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:15 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
GrantRestricted Stock Units · Derivative 13,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008223 · form4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,189

Underlying: Common Stock · 13,150 shares

Expires not disclosed

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F5 · derivative.exercise_date: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:15 UTC
Zaffino PeterChairman, RIS and CEO, Marsh
GrantStock Options (Right to Buy) · Derivative 128,248 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008223 · form4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,248

Underlying: Common Stock · 128,248 shares

Expires 2027-02-21

F2 · derivative.exercise_date: These options were granted on February 22, 2016 and vest in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:14 UTC
RAPPORT ROBERT JSVP and Controller
GrantRestricted Stock Units · Derivative 1,251 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008221 · form4.xml · derivative · entry 3

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,232

Underlying: Common Stock · 1,251 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:14 UTC
RAPPORT ROBERT JSVP and Controller
GrantRestricted Stock Units · Derivative 1,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008221 · form4.xml · derivative · entry 2

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,981

Underlying: Common Stock · 1,367 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:14 UTC
RAPPORT ROBERT JSVP and Controller
GrantStock Options (Right to Buy) · Derivative 3,332 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008221 · form4.xml · derivative · entry 1

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,332

Underlying: Common Stock · 3,332 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:13 UTC
Portalatin Julio APresident and CEO, Mercer
GrantRestricted Stock Units · Derivative 13,126 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008219 · form4.xml · derivative · entry 3

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,889

Underlying: Common Stock · 13,126 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:13 UTC
Portalatin Julio APresident and CEO, Mercer
GrantRestricted Stock Units · Derivative 9,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008219 · form4.xml · derivative · entry 2

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,763

Underlying: Common Stock · 9,052 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:13 UTC
Portalatin Julio APresident and CEO, Mercer
GrantStock Options (Right to Buy) · Derivative 88,275 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008219 · form4.xml · derivative · entry 1

Portalatin Julio A · CIK 0001541365 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,275

Underlying: Common Stock · 88,275 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:11 UTC
MCGIVNEY MARK CChief Financial Officer
GrantRestricted Stock Units · Derivative 4,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008216 · form4.xml · derivative · entry 3

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,433

Underlying: Common Stock · 4,376 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:11 UTC
MCGIVNEY MARK CChief Financial Officer
GrantRestricted Stock Units · Derivative 5,978 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008216 · form4.xml · derivative · entry 2

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,057

Underlying: Common Stock · 5,978 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.