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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 21, 2020 21:18 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
GrantStock Options (Right to Buy) · Derivative 42,682 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006970 · form4.xml · derivative · entry 1

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,682

Underlying: Common Stock · 42,682 shares

Expires 2030-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:20 UTC
Ledford LaurieSVP & Chief HR Officer
GrantRestricted Stock Units · Derivative 5,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006974 · form4.xml · derivative · entry 2

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,640

Underlying: Common Stock · 5,739 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:20 UTC
Ledford LaurieSVP & Chief HR Officer
GrantStock Options (Right to Buy) · Derivative 23,712 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006974 · form4.xml · derivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,712

Underlying: Common Stock · 23,712 shares

Expires 2030-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:17 UTC
Glaser Daniel SDirector · President and CEO, MMC
GrantRestricted Stock Units · Derivative 55,822 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006968 · form4.xml · derivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,644

Underlying: Common Stock · 55,822 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:17 UTC
Glaser Daniel SDirector · President and CEO, MMC
GrantStock Options (Right to Buy) · Derivative 272,685 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006968 · form4.xml · derivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,685

Underlying: Common Stock · 272,685 shares

Expires 2030-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:15 UTC
Gilbert E ScottSVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 5,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006963 · form4.xml · derivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,640

Underlying: Common Stock · 5,739 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:15 UTC
Gilbert E ScottSVP, Chief Information Officer
GrantStock Options (Right to Buy) · Derivative 23,712 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006963 · form4.xml · derivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,712

Underlying: Common Stock · 23,712 shares

Expires 2030-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:14 UTC
Ferland MartinePresident and CEO, Mercer
GrantRestricted Stock Units · Derivative 2,727 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006960 · form4.xml · derivative · entry 2

Ferland Martine · CIK 0001769136 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,258

Underlying: Common Stock · 2,727 shares

Expires not disclosed

F2 · derivative.exercise_price: This security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:14 UTC
Ferland MartinePresident and CEO, Mercer
GrantStock Options (Right to Buy) · Derivative 47,424 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006960 · form4.xml · derivative · entry 1

Ferland Martine · CIK 0001769136 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,424

Underlying: Common Stock · 47,424 shares

Expires 2030-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:12 UTC
McDonald ScottPresident and CEO of OWG
GrantRestricted Stock Units · Derivative 8,609 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006958 · form4.xml · derivative · entry 3

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,936

Underlying: Common Stock · 8,609 shares

Expires not disclosed

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020.

F5 · derivative.exercise_date: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:12 UTC
McDonald ScottPresident and CEO of OWG
GrantStock Options (Right to Buy) · Derivative 39,125 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006958 · form4.xml · derivative · entry 2

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,125

Underlying: Common Stock · 39,125 shares

Expires 2030-02-18

F2 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:12 UTC
McDonald ScottPresident and CEO of OWG
SaleCommon Stock 5,972 $119.39 $712,980.36
Disclosure

SEC source: 0001127602-20-006958 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,764.1338

F1 · balance_after: Includes dividend reinvestment shares acquired on May 15, 2019, August 15, 2019, November 15, 2019 and February 14, 2020.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:10 UTC
Doyle John QPresident and CEO, Marsh
GrantRestricted Stock Units · Derivative 11,478 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006951 · form4.xml · derivative · entry 2

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,626

Underlying: Common Stock · 11,478 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:10 UTC
Doyle John QPresident and CEO, Marsh
GrantStock Options (Right to Buy) · Derivative 75,878 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006951 · form4.xml · derivative · entry 1

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,878

Underlying: Common Stock · 75,878 shares

Expires 2030-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:21 UTC GrantCommon Stock 304 $118.94 $36,157.76
Disclosure

SEC source: 0001127602-20-006421 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,728.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:19 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 252.23 $118.94 $30,000.24
Disclosure

SEC source: 0001127602-20-006415 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,360.75

Underlying: Common Stock · 252.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:15 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 283.76 $118.94 $33,750.41
Disclosure

SEC source: 0001127602-20-006408 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,423.73

Underlying: Common Stock · 283.76 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:13 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 252.23 $118.94 $30,000.24
Disclosure

SEC source: 0001127602-20-006401 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,916.73

Underlying: Common Stock · 252.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:19 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 114.42 $119.27 $13,646.87
Disclosure

SEC source: 0001127602-20-006415 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,108.52

Underlying: Common Stock · 114.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:15 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 258.96 $119.27 $30,886.16
Disclosure

SEC source: 0001127602-20-006408 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,139.97

Underlying: Common Stock · 258.96 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:13 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 36.73 $119.27 $4,380.79
Disclosure

SEC source: 0001127602-20-006401 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,664.5

Underlying: Common Stock · 36.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:09 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 27.6 $119.27 $3,291.85
Disclosure

SEC source: 0001127602-20-006391 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,262.5

Underlying: Common Stock · 27.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:05 UTC
Ledford LaurieSVP & Chief HR Officer
SaleCommon Stock 4,305 $108.03 $465,051.93
Disclosure

SEC source: 0001127602-19-033754 · form4.xml · nonDerivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,938.5441

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:18 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 31.23 $104.96 $3,277.74
Disclosure

SEC source: 0001127602-19-033036 · form4.xml · derivative · entry 2

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,234.9

Underlying: Common Stock · 31.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:14 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 128.24 $104.96 $13,459.43
Disclosure

SEC source: 0001127602-19-033030 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,994.1

Underlying: Common Stock · 128.24 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:14 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.84 $104.96 $30,000.34
Disclosure

SEC source: 0001127602-19-033030 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,865.86

Underlying: Common Stock · 285.84 shares

Expires not disclosed

F1 · security: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:12 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 40.32 $104.96 $4,231.79
Disclosure

SEC source: 0001127602-19-033026 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627.77

Underlying: Common Stock · 40.32 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:12 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.84 $104.96 $30,000.34
Disclosure

SEC source: 0001127602-19-033026 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,587.45

Underlying: Common Stock · 285.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:06 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 291.62 $104.96 $30,606.98
Disclosure

SEC source: 0001127602-19-033014 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,881.01

Underlying: Common Stock · 291.62 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:06 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 321.57 $104.96 $33,750.38
Disclosure

SEC source: 0001127602-19-033014 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,589.39

Underlying: Common Stock · 321.57 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:10 UTC GrantCommon Stock 345 $104.96 $36,209.48
Disclosure

SEC source: 0001127602-19-033023 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,424.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:04 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 311.2 $97.39 $30,307.77
Disclosure

SEC source: 0001127602-19-026959 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,267.82

Underlying: Common Stock · 311.2 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:04 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 346.54 $97.39 $33,749.53
Disclosure

SEC source: 0001127602-19-026959 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,956.62

Underlying: Common Stock · 346.54 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:09 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 136.12 $97.39 $13,256.73
Disclosure

SEC source: 0001127602-19-026967 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,580.02

Underlying: Common Stock · 136.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:09 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 308.04 $97.39 $30,000.02
Disclosure

SEC source: 0001127602-19-026967 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,443.9

Underlying: Common Stock · 308.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

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August 15, 2019 Filed Aug 19, 2019 20:10 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 41.82 $97.39 $4,072.85
Disclosure

SEC source: 0001127602-19-026971 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,301.61

Underlying: Common Stock · 41.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

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August 15, 2019 Filed Aug 19, 2019 20:10 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 308.04 $97.39 $30,000.02
Disclosure

SEC source: 0001127602-19-026971 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,259.79

Underlying: Common Stock · 308.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:07 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 47.1 $97.39 $4,587.07
Disclosure

SEC source: 0001127602-19-026964 · form4.xml · derivative · entry 2

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,220.8

Underlying: Common Stock · 47.1 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:07 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 92.41 $97.39 $8,999.81
Disclosure

SEC source: 0001127602-19-026964 · form4.xml · derivative · entry 1

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173.7

Underlying: Common Stock · 92.41 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:06 UTC GrantCommon Stock 372 $97.39 $36,229.08
Disclosure

SEC source: 0001127602-19-026962 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,079.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:02 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 33.5 $97.39 $3,262.57
Disclosure

SEC source: 0001127602-19-026957 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203.67

Underlying: Common Stock · 33.5 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

F4 · balance_after: Includes a total of 98.77 dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan on August 15, 2018, November 15, 2018, February 15, 2019 and May 15, 2019.

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July 15, 2019 Filed Jul 16, 2019 20:05 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
Exercise / conversionRestricted Stock Units · Derivative 14,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024608 · form4.xml · derivative · entry 3

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,448

Underlying: Common Stock · 14,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:05 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
Tax withholdingCommon Stock 7,231 $102.39 $740,382.09
Disclosure

SEC source: 0001127602-19-024608 · form4.xml · nonDerivative · entry 2

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,624.106

F2 · balance_after: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan for the quarters ended March 31 and June 30, 2019.

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July 15, 2019 Filed Jul 16, 2019 20:05 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
Exercise / conversionCommon Stock 14,766 $102.39 $1,511,890.74
Disclosure

SEC source: 0001127602-19-024608 · form4.xml · nonDerivative · entry 1

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,855.106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 14,766 shares underlying restricted stock units of which 7,231 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,766 shares underlying restricted stock units relate to 14,766 restricted stock units that were granted on July 1, 2016.

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June 01, 2019 Filed Jun 4, 2019 20:07 UTC GrantCommon Stock 1,834 $95.41 $174,972.77
Disclosure

SEC source: 0001127602-19-020695 · form4.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,658.75

F1 · kind: Annual stock award of 1,834 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:03 UTC
FANJUL OSCARDirector
Tax withholdingCommon Stock 147.4 $95.41 $14,062.70
Disclosure

SEC source: 0001127602-19-020689 · form4.xml · nonDerivative · entry 2

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,899.844

F3 · kind: Reflects shares withheld to cover applicable taxes on award received on June 1, 2019 under the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:03 UTC
FANJUL OSCARDirector
GrantCommon Stock 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020689 · form4.xml · nonDerivative · entry 1

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,047.244

F1 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F2 · balance_after: Includes a total of 185.834 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan from August 15, 2018 through May 15, 2019.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:00 UTC GrantCommon Stock 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020685 · form4.xml · nonDerivative · entry 1

NOLOP BRUCE P · CIK 0001204539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,152.83

F1 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:15 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020707 · form4.xml · derivative · entry 2

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,081.29

Underlying: Common Stock · 1,834.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:12 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020702 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,951.75

Underlying: Common Stock · 1,834.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.