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MOSAIC CO

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3647
SEC CIK
0001285785
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452

Last 12 months

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1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2017 Filed Mar 6, 2017 23:22 UTC
O'Rourke James CalvinDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 168,180 $0.00 Strike: $30.42 $0.00
Disclosure

SEC source: 0001243786-17-000037 · wf-form4_148884255903822.xml · derivative · entry 13

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,180

Underlying: Common Stock · 168,180 shares

Expires 2027-03-02

F7 · derivative.exercise_date: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:23 UTC
MACK RICHARD LEVP, Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,454 $0.00 Strike: $30.42 $0.00
Disclosure

SEC source: 0001243786-17-000040 · wf-form4_148884261884965.xml · derivative · entry 14

MACK RICHARD L · CIK 0001301451 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,454

Underlying: Common Stock · 50,454 shares

Expires 2027-03-02

F8 · derivative.exercise_date: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 23:24 UTC
Precourt Walter F. IIISenior VP - Phosphates
GrantStock Option (Right to Buy) · Derivative 33,636 $0.00 Strike: $30.42 $0.00
Disclosure

SEC source: 0001243786-17-000042 · wf-form4_148884266170575.xml · derivative · entry 8

Precourt Walter F. III · CIK 0001609765 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,636

Underlying: Common Stock · 33,636 shares

Expires 2027-03-02

F6 · derivative.exercise_date: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 23:24 UTC
Ricard Corrine D.Senior VP - Commercial
GrantStock Option (Right to Buy) · Derivative 33,636 $0.00 Strike: $30.42 $0.00
Disclosure

SEC source: 0001243786-17-000041 · wf-form4_148884263698902.xml · derivative · entry 13

Ricard Corrine D. · CIK 0001547351 · Senior VP - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,636

Underlying: Common Stock · 33,636 shares

Expires 2027-03-02

F7 · derivative.exercise_date: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 23:23 UTC
McLellan Richard NSr Vice President-Brazil
GrantStock Option (Right to Buy) · Derivative 37,000 $0.00 Strike: $30.42 $0.00
Disclosure

SEC source: 0001243786-17-000039 · wf-form4_148884259816780.xml · derivative · entry 13

McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2027-03-02

F7 · derivative.exercise_date: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:22 UTC
Bodine Bruce M.Senior Vice President - Potash
Tax withholdingCommon Stock 4,741 $31.42 $148,962.22
Disclosure

SEC source: 0001243786-17-000021 · wf-form4_148832770847535.xml · nonDerivative · entry 2

Bodine Bruce M. · CIK 0001675107 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,488

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:22 UTC
Bodine Bruce M.Senior Vice President - Potash
GrantCommon Stock 9,151 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000021 · wf-form4_148832770847535.xml · nonDerivative · entry 1

Bodine Bruce M. · CIK 0001675107 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,229

F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:23 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
Tax withholdingCommon Stock 2,290 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000024 · wf-form4_148832776952415.xml · nonDerivative · entry 2

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,888

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:23 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
GrantCommon Stock 4,270 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000024 · wf-form4_148832776952415.xml · nonDerivative · entry 1

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,178

F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:23 UTC
O'Rourke James CalvinDirector · President & CEO
Tax withholdingCommon Stock 30,020 $31.42 $943,228.40
Disclosure

SEC source: 0001243786-17-000025 · wf-form4_148832779005225.xml · nonDerivative · entry 2

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,223

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:23 UTC
O'Rourke James CalvinDirector · President & CEO
GrantCommon Stock 57,961 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000025 · wf-form4_148832779005225.xml · nonDerivative · entry 1

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,243

F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:22 UTC
MACK RICHARD LEVP, Chief Financial Officer
Tax withholdingCommon Stock 18,958 $31.42 $595,660.36
Disclosure

SEC source: 0001243786-17-000023 · wf-form4_148832775126642.xml · nonDerivative · entry 2

MACK RICHARD L · CIK 0001301451 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,367

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:22 UTC
MACK RICHARD LEVP, Chief Financial Officer
GrantCommon Stock 36,607 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000023 · wf-form4_148832775126642.xml · nonDerivative · entry 1

MACK RICHARD L · CIK 0001301451 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,325

F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:23 UTC
McLellan Richard NSr Vice President-Brazil
Tax withholdingCommon Stock 14,448 $3,142.00 $45,395,616.00
Disclosure

SEC source: 0001243786-17-000026 · wf-form4_148832781120702.xml · nonDerivative · entry 2

McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,951

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:23 UTC
McLellan Richard NSr Vice President-Brazil
GrantCommon Stock 30,507 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000026 · wf-form4_148832781120702.xml · nonDerivative · entry 1

McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,399

F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:22 UTC
Precourt Walter F. IIISenior VP - Phosphates
Tax withholdingCommon Stock 7,113 $31.42 $223,490.46
Disclosure

SEC source: 0001243786-17-000022 · wf-form4_148832772670894.xml · nonDerivative · entry 2

Precourt Walter F. III · CIK 0001609765 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,074

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:22 UTC
Precourt Walter F. IIISenior VP - Phosphates
GrantCommon Stock 16,779 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000022 · wf-form4_148832772670894.xml · nonDerivative · entry 1

Precourt Walter F. III · CIK 0001609765 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,187

F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:21 UTC
Ricard Corrine D.Senior VP - Commercial
Tax withholdingCommon Stock 9,540 $31.42 $299,746.80
Disclosure

SEC source: 0001243786-17-000020 · wf-form4_148832769042819.xml · nonDerivative · entry 2

Ricard Corrine D. · CIK 0001547351 · Senior VP - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,304

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:21 UTC
Ricard Corrine D.Senior VP - Commercial
GrantCommon Stock 18,304 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000020 · wf-form4_148832769042819.xml · nonDerivative · entry 1

Ricard Corrine D. · CIK 0001547351 · Senior VP - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,844

F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:00 UTC PurchaseCommon Stock 3,000 $32.35 $97,037.70
Disclosure

SEC source: 0001243786-17-000005 · wf-form4_148702324253076.xml · nonDerivative · entry 1

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000372 · wf-form4_147569920153081.xml · derivative · entry 2

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One for one

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F4 · derivative.expiration_date: Not applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:26 UTC Exercise / conversionCommon Stock 998 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000372 · wf-form4_147569920153081.xml · nonDerivative · entry 1

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000375 · wf-form4_147569925284929.xml · derivative · entry 2

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:27 UTC Exercise / conversionCommon Stock 1,997 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000375 · wf-form4_147569925284929.xml · nonDerivative · entry 1

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000373 · wf-form4_147569921669320.xml · derivative · entry 2

Popowich James L. · CIK 0001421920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:27 UTC Exercise / conversionCommon Stock 1,198 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000373 · wf-form4_147569921669320.xml · nonDerivative · entry 1

Popowich James L. · CIK 0001421920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000377 · wf-form4_147569928804080.xml · derivative · entry 2

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:28 UTC Exercise / conversionCommon Stock 1,298 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000377 · wf-form4_147569928804080.xml · nonDerivative · entry 1

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000376 · wf-form4_147569926914837.xml · derivative · entry 2

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One for one

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F4 · derivative.expiration_date: Not applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:28 UTC Exercise / conversionCommon Stock 1,198 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000376 · wf-form4_147569926914837.xml · nonDerivative · entry 1

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000374 · wf-form4_147569923232707.xml · derivative · entry 2

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:27 UTC Exercise / conversionCommon Stock 1,997 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000374 · wf-form4_147569923232707.xml · nonDerivative · entry 1

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000371 · wf-form4_147569918440213.xml · derivative · entry 2

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:26 UTC Exercise / conversionCommon Stock 1,997 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000371 · wf-form4_147569918440213.xml · nonDerivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 3,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000370 · wf-form4_147569916562866.xml · derivative · entry 4

LUMPKINS ROBERT L · CIK 0001236005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One for one

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F4 · derivative.expiration_date: Not applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:26 UTC Exercise / conversionCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000370 · wf-form4_147569916562866.xml · nonDerivative · entry 1

LUMPKINS ROBERT L · CIK 0001236005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000369 · wf-form4_147569914671481.xml · derivative · entry 2

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:25 UTC Exercise / conversionCommon Stock 1,298 $0.00 $0.00
Disclosure

SEC source: 0001243786-16-000369 · wf-form4_147569914671481.xml · nonDerivative · entry 1

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.