Tapewire

NYSE · USD

MOS

MOSAIC CO

Export transactions ↓
Tapewire entity
3647
SEC CIK
0001285785
Parsed reports
452

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2022 Filed Jan 4, 2022 22:26 UTC
Swager Karen ASenior VP - Supply Chain
Tax withholdingCommon Stock 4,228 $39.29 $166,118.12
Disclosure

SEC source: 0001243786-22-000005 · wf-form4_164133515937761.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,291

F1 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock units.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC
Swager Karen ASenior VP - Supply Chain
Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000005 · wf-form4_164133515937761.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC
Wang YijunSVP-Global Strategic Marketing
GrantRestricted Stock Units · Derivative 5,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000006 · wf-form4_164133519430696.xml · derivative · entry 6

Wang Yijun · CIK 0001901672 · SVP-Global Strategic Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,090

Underlying: Common Stock · 5,090 shares

Expires not disclosed

F1 · derivative.expiration_date: Not Applicable

Read SEC document
November 15, 2021 Filed Nov 26, 2021 18:34 UTC
Ricard Corrine D.Sr VP - Mosaic Fertilizantes
Exercise / conversionRestricted Stock Units · Derivative 27,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000113 · wf-form4_163795167621061.xml · derivative · entry 9

Ricard Corrine D. · CIK 0001547351 · Sr VP - Mosaic Fertilizantes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,848

Underlying: Common Stock · 27,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.

F5 · shares: Pursuant to the terms of the Retention Award Agreement, the vested RSU's were settled in cash based on the fair market value of the vested RSU's on the date of vesting.

F6 · derivative.exercise_date: Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:15 UTC
Vale S.A.Exit filing (see "Remarks")
Vale Fertilizer Netherlands B.V.Exit filing (see "Remarks")
SaleCommon Stock 34,176,574 $36.84 $1,259,064,986.16
Disclosure

SEC source: 0001140361-21-037438 · form4.xml · nonDerivative · entry 1

Vale S.A. · CIK 0000917851 · Exit filing (see "Remarks")

Vale Fertilizer Netherlands B.V. · CIK 0001728359 · Exit filing (see "Remarks")

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: This Form 4 is being filed in connection with the sale (the "Sale") of 34,176,574 shares of common stock, par value $0.01 per share of The Mosaic Company by the Reporting Persons.

Read SEC document
August 06, 2021 Filed Feb 11, 2022 23:56 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 23,128 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000012 · wf-form5_164462379768300.xml · nonDerivative · entry 8

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2021 GRAT 3 dated June 30, 2021

Disclosed balance after: 23,128

F5 · kind: This transaction involved a gift of securities by the reporting person to 2021 GRAT 3 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 3.

F5 · shares: This transaction involved a gift of securities by the reporting person to 2021 GRAT 3 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 3.

Read SEC document
August 06, 2021 Filed Feb 11, 2022 23:56 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 130,294 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000012 · wf-form5_164462379768300.xml · nonDerivative · entry 7

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2021 GRAT 2 dated June 30, 2021

Disclosed balance after: 130,294

F4 · kind: This transaction involved a gift of securities by the reporting person to 2021 GRAT 2 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 2.

F4 · shares: This transaction involved a gift of securities by the reporting person to 2021 GRAT 2 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 2.

Read SEC document
August 06, 2021 Filed Feb 11, 2022 23:56 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 153,422 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000012 · wf-form5_164462379768300.xml · nonDerivative · entry 6

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction involved a gift of i) 130,294 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 2"); and ii) 23,128 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 3"), each for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT #1 and 2021 GRAT #2.

F3 · shares: This transaction involved a gift of i) 130,294 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 2"); and ii) 23,128 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 3"), each for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT #1 and 2021 GRAT #2.

Read SEC document
June 21, 2021 Filed Feb 11, 2022 23:56 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 39,603 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000012 · wf-form5_164462379768300.xml · nonDerivative · entry 5

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,422

F2 · kind: On June 21, 2021, the reporting person indirectly held 183,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date, 39,603 of the shares were distributed by the 2020 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

F2 · shares: On June 21, 2021, the reporting person indirectly held 183,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date, 39,603 of the shares were distributed by the 2020 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

Read SEC document
June 21, 2021 Filed Feb 11, 2022 23:56 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 39,603 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000012 · wf-form5_164462379768300.xml · nonDerivative · entry 4

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2020 GRAT dated May 21, 2020

Disclosed balance after: 143,742

F2 · kind: On June 21, 2021, the reporting person indirectly held 183,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date, 39,603 of the shares were distributed by the 2020 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

F2 · shares: On June 21, 2021, the reporting person indirectly held 183,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date, 39,603 of the shares were distributed by the 2020 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

Read SEC document
June 11, 2021 Filed Feb 11, 2022 23:56 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 13,295 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000012 · wf-form5_164462379768300.xml · nonDerivative · entry 3

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2019 GRAT dated April 1, 2019

Disclosed balance after: 13,295

F1 · kind: This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust dated April 1, 2019, for the benefit of reporting person ("2019 GRAT dated April 1, 2019"). The reporting person serves as trustee of the 2019 GRAT dated April 1, 2019.

F1 · shares: This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust dated April 1, 2019, for the benefit of reporting person ("2019 GRAT dated April 1, 2019"). The reporting person serves as trustee of the 2019 GRAT dated April 1, 2019.

Read SEC document
June 11, 2021 Filed Feb 11, 2022 23:56 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 13,295 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000012 · wf-form5_164462379768300.xml · nonDerivative · entry 2

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,819

F1 · kind: This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust dated April 1, 2019, for the benefit of reporting person ("2019 GRAT dated April 1, 2019"). The reporting person serves as trustee of the 2019 GRAT dated April 1, 2019.

F1 · shares: This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust dated April 1, 2019, for the benefit of reporting person ("2019 GRAT dated April 1, 2019"). The reporting person serves as trustee of the 2019 GRAT dated April 1, 2019.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 09:20 UTC
Freeland ClintSVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 54,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000095 · wf-form4_162307200820424.xml · derivative · entry 3

Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 04, 2021 Filed Jun 7, 2021 09:20 UTC
Freeland ClintSVP & Chief Financial Officer
Tax withholdingCommon Stock 21,495 $36.04 $774,679.80
Disclosure

SEC source: 0001243786-21-000095 · wf-form4_162307200820424.xml · nonDerivative · entry 2

Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,380

F1 · shares: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock units.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 09:20 UTC
Freeland ClintSVP & Chief Financial Officer
Exercise / conversionCommon Stock 54,625 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000095 · wf-form4_162307200820424.xml · nonDerivative · entry 1

Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 24, 2021 14:52 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000084 · wf-form4_162186791231755.xml · derivative · entry 4

Bernardes Oscar · CIK 0001189308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:51 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000083 · wf-form4_162186789727274.xml · derivative · entry 4

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:53 UTC GrantRestricted Stock Units · Derivative 7,439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000089 · wf-form4_162186800998878.xml · derivative · entry 4

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439

Underlying: Common Stock · 7,439 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:53 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000088 · wf-form4_162186799390076.xml · derivative · entry 3

Watkins Gretchen H · CIK 0001567584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:52 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000086 · wf-form4_162186795353086.xml · derivative · entry 4

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:53 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000087 · wf-form4_162186797808412.xml · derivative · entry 5

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:51 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000082 · wf-form4_162186788039009.xml · derivative · entry 4

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:52 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000085 · wf-form4_162186793172164.xml · derivative · entry 4

BEEBE CHERYL K · CIK 0001202864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:51 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000081 · wf-form4_162186786159747.xml · derivative · entry 4

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 20, 2021 Filed May 24, 2021 14:50 UTC GrantRestricted Stock Units · Derivative 4,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000080 · wf-form4_162186784473404.xml · derivative · entry 4

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Underlying: Common Stock · 4,435 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2022 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 20, 2024.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:50 UTC Exercise / conversionRestricted Stock Units · Derivative 9,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000066 · wf-form4_162083459649828.xml · derivative · entry 2

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:50 UTC Exercise / conversionCommon Stock 9,098 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000066 · wf-form4_162083459649828.xml · nonDerivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:50 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000067 · wf-form4_162083461339035.xml · derivative · entry 2

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F3 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:50 UTC Exercise / conversionCommon Stock 3,573 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000067 · wf-form4_162083461339035.xml · nonDerivative · entry 1

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000065 · wf-form4_162083457930222.xml · derivative · entry 2

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F3 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionCommon Stock 3,298 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000065 · wf-form4_162083457930222.xml · nonDerivative · entry 1

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000063 · wf-form4_162083454582837.xml · derivative · entry 2

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionCommon Stock 5,497 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000063 · wf-form4_162083454582837.xml · nonDerivative · entry 1

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000064 · wf-form4_162083456348811.xml · derivative · entry 2

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionCommon Stock 5,497 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000064 · wf-form4_162083456348811.xml · nonDerivative · entry 1

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000062 · wf-form4_162083452598958.xml · derivative · entry 2

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:49 UTC Exercise / conversionCommon Stock 5,497 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000062 · wf-form4_162083452598958.xml · nonDerivative · entry 1

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:48 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000061 · wf-form4_162083450654980.xml · derivative · entry 2

Bernardes Oscar · CIK 0001189308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:48 UTC Exercise / conversionCommon Stock 5,497 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000061 · wf-form4_162083450654980.xml · nonDerivative · entry 1

Bernardes Oscar · CIK 0001189308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:48 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000060 · wf-form4_162083449064189.xml · derivative · entry 2

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:48 UTC Exercise / conversionCommon Stock 5,497 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000060 · wf-form4_162083449064189.xml · nonDerivative · entry 1

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 15:48 UTC Exercise / conversionRestricted Stock Units · Derivative 5,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000059 · wf-form4_162083447307636.xml · derivative · entry 3

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 10, 2021 Filed May 12, 2021 15:48 UTC Exercise / conversionCommon Stock 5,497 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000059 · wf-form4_162083447307636.xml · nonDerivative · entry 1

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 24, 2021 14:43 UTC Amendment Tax withholdingCommon Stock 1,650 $35.51 $58,591.50
Disclosure

SEC source: 0001243786-21-000069 · wf-form4a_162186738693749.xml · nonDerivative · entry 1

Bernardes Oscar · CIK 0001189308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

F1 · shares: At the time the original Form 4 was filed, the reporting person inadvertently omitted reporting the shares that were withheld by issuer for payment of reporting person's U.S. withholding tax payment obligation.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 18:43 UTC
PRATT BENJAMIN JAMESSr VP - Gov. & Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 3,176 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000040 · wf-form4_161541976545122.xml · derivative · entry 4

PRATT BENJAMIN JAMES · CIK 0001808039 · Sr VP - Gov. & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2021 Filed Mar 10, 2021 18:43 UTC
PRATT BENJAMIN JAMESSr VP - Gov. & Public Affairs
Tax withholdingCommon Stock 1,582 $30.70 $48,567.40
Disclosure

SEC source: 0001243786-21-000040 · wf-form4_161541976545122.xml · nonDerivative · entry 3

PRATT BENJAMIN JAMES · CIK 0001808039 · Sr VP - Gov. & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,945

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 18:43 UTC
PRATT BENJAMIN JAMESSr VP - Gov. & Public Affairs
GrantCommon Stock 1,426 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000040 · wf-form4_161541976545122.xml · nonDerivative · entry 2

PRATT BENJAMIN JAMES · CIK 0001808039 · Sr VP - Gov. & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,527

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 18:43 UTC
PRATT BENJAMIN JAMESSr VP - Gov. & Public Affairs
Exercise / conversionCommon Stock 3,176 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000040 · wf-form4_161541976545122.xml · nonDerivative · entry 1

PRATT BENJAMIN JAMES · CIK 0001808039 · Sr VP - Gov. & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:41 UTC
Swager Karen ASenior VP - Supply Chain
Exercise / conversionRestricted Stock Units · Derivative 7,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000036 · wf-form4_161541966780535.xml · derivative · entry 5

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: One-for-One

F5 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:41 UTC
Swager Karen ASenior VP - Supply Chain
Tax withholdingCommon Stock 3,650 $30.70 $112,055.00
Disclosure

SEC source: 0001243786-21-000036 · wf-form4_161541966780535.xml · nonDerivative · entry 3

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,249

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.