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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 5, 2023 19:33 UTC SaleCommon stock 19,858 $27.68 $549,764.76
Disclosure

SEC source: 0000067347-23-000028 · form4.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,247

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.32 to $27.86, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:35 UTC
Peace Adrian IanPresident, Performance Technol
GrantCommon stock 4,947 $0.00 $0.00
Disclosure

SEC source: 0000067347-23-000026 · form4.xml · nonDerivative · entry 1

Peace Adrian Ian · CIK 0001878111 · President, Performance Technol

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,280

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:34 UTC
McGinnis Eric SPresident, Climate Solutions
GrantCommon stock 4,947 $0.00 $0.00
Disclosure

SEC source: 0000067347-23-000025 · form4.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,981

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:28 UTC
Brinker Neil DavidDirector · President and CEO
GrantCommon stock 26,933 $0.00 $0.00
Disclosure

SEC source: 0000067347-23-000023 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,920

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:27 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 3,540 $0.00 $0.00
Disclosure

SEC source: 0000067347-23-000022 · form4.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,898

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2023 Filed May 31, 2023 19:51 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 794 $27.43 $21,779.42
Disclosure

SEC source: 0000067347-23-000011 · form4.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,700

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 29, 2023 Filed May 31, 2023 19:49 UTC Tax withholdingCommon stock 2,917 $27.43 $80,013.31
Disclosure

SEC source: 0000067347-23-000009 · form4.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,370

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2023 Filed May 31, 2023 19:45 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 971 $27.43 $26,634.53
Disclosure

SEC source: 0000067347-23-000007 · form4.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,358

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 20, 2023 Filed May 23, 2023 16:40 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 2,977 $21.24 $63,231.48
Disclosure

SEC source: 0000067347-23-000005 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,987

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
March 30, 2023 Filed Apr 4, 2023 00:19 UTC
Agen Brian JonVP, Human Resources
Exercise / conversionEmployee stock option (Right to buy) · Derivative 3,248 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001140361-23-015920 · form4.xml · derivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,248 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.

Read SEC document
March 30, 2023 Filed Apr 4, 2023 00:19 UTC
Agen Brian JonVP, Human Resources
SaleCommon stock 3,248 $22.37 $72,668.15
Disclosure

SEC source: 0001140361-23-015920 · form4.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,329

F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
March 30, 2023 Filed Apr 4, 2023 00:19 UTC
Agen Brian JonVP, Human Resources
Exercise / conversionCommon stock 3,248 $10.40 $33,779.20
Disclosure

SEC source: 0001140361-23-015920 · form4.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 15:36 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 10,750 $26.54 $285,305.00
Disclosure

SEC source: 0001567619-23-004554 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,964

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:03 UTC
McGinnis Eric SPresident, Climate Solutions
Tax withholdingCommon stock 1,040 $24.72 $25,708.80
Disclosure

SEC source: 0001567619-23-003813 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,034

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 17:24 UTC Exercise / conversionEmployee stock option (Right to buy) · Derivative 13,379 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001567619-23-003579 · doc1.xml · derivative · entry 3

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,379 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 17:24 UTC SaleCommon stock 13,379 $25.08 $335,518.56
Disclosure

SEC source: 0001567619-23-003579 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,287

F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 17:24 UTC Exercise / conversionCommon stock 13,379 $10.40 $139,141.60
Disclosure

SEC source: 0001567619-23-003579 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 15:58 UTC
McGinnis Eric SPresident, Climate Solutions
Tax withholdingCommon stock 2,522 $24.61 $62,066.42
Disclosure

SEC source: 0001567619-23-003445 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,074

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:25 UTC
Brinker Neil DavidDirector · President and CEO
Tax withholdingCommon stock 2,613 $21.13 $55,212.69
Disclosure

SEC source: 0001567619-22-021241 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,714

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 19:10 UTC SaleCommon stock 3,903 $18.95 $73,975.12
Disclosure

SEC source: 0001567619-22-019355 · doc1.xml · nonDerivative · entry 3

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,287

F1 · shares: The reported transactions were completed pursuant to a trading plan entered into by Mr. Lucareli on September 8, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.91 to $19.02, inclusive.

F5 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 19:10 UTC SaleCommon stock 43,157 $19.37 $836,106.46
Disclosure

SEC source: 0001567619-22-019355 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,190

F1 · shares: The reported transactions were completed pursuant to a trading plan entered into by Mr. Lucareli on September 8, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.03 to $20.02, inclusive.

F5 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 19:10 UTC SaleCommon stock 12,940 $20.45 $264,637.23
Disclosure

SEC source: 0001567619-22-019355 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,347

F1 · shares: The reported transactions were completed pursuant to a trading plan entered into by Mr. Lucareli on September 8, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $21.02, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

F5 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 20:58 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantCommon stock 13,940 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-018705 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,347

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 10/19/23. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 20:58 UTC
Peace Adrian IanPresident, Performance Technol
GrantCommon stock 15,176 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-018703 · doc1.xml · nonDerivative · entry 1

Peace Adrian Ian · CIK 0001878111 · President, Performance Technol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,333

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 10/19/23. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 20:57 UTC
McGinnis Eric SPresident, Climate Solutions
GrantCommon stock 15,176 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-018702 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,596

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 10/19/23. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 20:57 UTC GrantCommon stock 19,563 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-018701 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,287

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 10/19/23. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 20:56 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 13,025 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-018699 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,329

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 10/19/23. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 15:12 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 2,429 $12.94 $31,431.26
Disclosure

SEC source: 0001567619-22-018092 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,407

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total is adjusted to correct a mathematical error in the most recent Form 4 filed on behalf of the reporting person.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 15:11 UTC Tax withholdingCommon stock 9,230 $12.94 $119,436.20
Disclosure

SEC source: 0001567619-22-018090 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,724

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 15:10 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 1,926 $12.94 $24,922.44
Disclosure

SEC source: 0001567619-22-018088 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,304

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 17:56 UTC SaleCommon stock 16,700 $15.67 $261,745.78
Disclosure

SEC source: 0001567619-22-017309 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,515

Read SEC document
August 25, 2022 Filed Aug 29, 2022 14:55 UTC
Peace Adrian IanPresident, Performance Technol
Tax withholdingCommon stock 562 $16.56 $9,306.72
Disclosure

SEC source: 0001567619-22-016744 · doc1.xml · nonDerivative · entry 1

Peace Adrian Ian · CIK 0001878111 · President, Performance Technol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,157

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 14:54 UTC
McGinnis Eric SPresident, Climate Solutions
Tax withholdingCommon stock 2,157 $16.56 $35,719.92
Disclosure

SEC source: 0001567619-22-016743 · doc1.xml · nonDerivative · entry 1

McGinnis Eric S · CIK 0001801719 · President, Climate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,420

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
August 04, 2022 Filed Aug 18, 2022 21:23 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantCommon stock 16,853 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016460 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,130

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 8/4/24. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
August 04, 2022 Filed Aug 18, 2022 21:23 UTC GrantCommon stock 37,626 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016459 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,954

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 8/4/24. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
August 04, 2022 Filed Aug 18, 2022 21:22 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 14,315 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016458 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,230

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 8/4/24. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:52 UTC GrantCommon stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014427 · doc1.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,105

F1 · shares: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:52 UTC GrantCommon stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014425 · doc1.xml · nonDerivative · entry 1

Wilson David J. · CIK 0001629079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,682

F1 · shares: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:51 UTC GrantCommon stock 18,898 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014424 · doc1.xml · nonDerivative · entry 1

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,360

F1 · shares: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:50 UTC GrantCommon stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014423 · doc1.xml · nonDerivative · entry 1

Patterson Christopher William · CIK 0001492595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,315

F1 · shares: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:50 UTC GrantCommon stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014422 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,215

F1 · shares: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:50 UTC GrantCommon stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014421 · doc1.xml · nonDerivative · entry 1

Harper Katherine Carolyn · CIK 0001587482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,682

F1 · shares: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:49 UTC GrantCommon stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014420 · doc1.xml · nonDerivative · entry 1

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,589

F1 · shares: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.

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July 21, 2022 Filed Jul 25, 2022 20:49 UTC GrantCommon stock 10,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014419 · doc1.xml · nonDerivative · entry 1

ASHLEMAN ERIC D · CIK 0001605266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,454

F1 · shares: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.

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June 08, 2022 Filed Jun 9, 2022 19:38 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
Tax withholdingCommon stock 1,504 $12.11 $18,213.44
Disclosure

SEC source: 0001567619-22-012596 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,983

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

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June 08, 2022 Filed Jun 9, 2022 19:38 UTC Tax withholdingCommon stock 3,615 $12.11 $43,777.65
Disclosure

SEC source: 0001567619-22-012595 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,328

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 08, 2022 Filed Jun 9, 2022 19:37 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 1,192 $12.11 $14,435.12
Disclosure

SEC source: 0001567619-22-012594 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,915

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 06, 2022 Filed Jun 8, 2022 19:17 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantEmployee stock option (Right to buy) · Derivative 13,083 $0.00 Strike: $12.28 $0.00
Disclosure

SEC source: 0001567619-22-012528 · doc1.xml · derivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,083

Underlying: Common stock · 13,083 shares

Expires 2032-06-06

F2 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

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June 06, 2022 Filed Jun 8, 2022 19:17 UTC
Stein Sylvia AnnVP, GC, Corp. Sec. and CCO
GrantCommon stock 12,901 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012528 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, GC, Corp. Sec. and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,487

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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June 06, 2022 Filed Jun 8, 2022 19:16 UTC
Peace Adrian IanPresident, Performance Technol
GrantEmployee stock option (Right to buy) · Derivative 14,243 $0.00 Strike: $12.28 $0.00
Disclosure

SEC source: 0001567619-22-012527 · doc1.xml · derivative · entry 2

Peace Adrian Ian · CIK 0001878111 · President, Performance Technol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,243

Underlying: Common stock · 14,243 shares

Expires 2032-06-06

F2 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.