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Nasdaq · USD

MNPR

Monopar Therapeutics

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Tapewire entity
5152
SEC CIK
0001645469
Parsed reports
244

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202512
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026019
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2022 Filed Feb 5, 2022 00:29 UTC
Cittadine AndrewChief Operating Officer
GrantRestricted Stock Units · Derivative 65,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001167 · section16.xml · derivative · entry 2

Cittadine Andrew · CIK 0001863624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:29 UTC
Cittadine AndrewChief Operating Officer
GrantStock Options · Derivative 85,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001167 · section16.xml · derivative · entry 1

Cittadine Andrew · CIK 0001863624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:35 UTC GrantRestricted Stock Options · Derivative 11,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001171 · section16.xml · derivative · entry 2

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,436

Underlying: Common Stock · 11,436 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

F2 · derivative.expiration_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:35 UTC GrantStock Options · Derivative 15,128 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001171 · section16.xml · derivative · entry 1

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

Underlying: Common Stock · 15,128 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:30 UTC GrantRestricted Stock Units · Derivative 11,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001168 · section16.xml · derivative · entry 2

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,436

Underlying: Common Stock · 11,436 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

F2 · derivative.expiration_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:30 UTC GrantStock Options · Derivative 15,128 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001168 · section16.xml · derivative · entry 1

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

Underlying: Common Stock · 15,128 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:36 UTC
Tsuchimoto Kim RChief Financial Officer
GrantRestricted Stock Units · Derivative 61,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001172 · section16.xml · derivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,645

Underlying: Common Stock · 61,532 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:36 UTC
Tsuchimoto Kim RChief Financial Officer
GrantStock Options · Derivative 81,395 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001172 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,395

Underlying: Common Stock · 81,395 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:33 UTC GrantRestricted Stock Units · Derivative 11,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001169 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,436

Underlying: Common Stock · 11,436 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

F2 · derivative.expiration_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:33 UTC GrantStock Options · Derivative 15,128 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001169 · section16.xml · derivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

Underlying: Common Stock · 15,128 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:37 UTC
Robinson ChandlerDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 159,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001173 · section16.xml · derivative · entry 2

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,264

Underlying: Common Stock · 159,522 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:37 UTC
Robinson ChandlerDirector · Chief Executive Officer
GrantStock Options · Derivative 211,018 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001173 · section16.xml · derivative · entry 1

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,018

Underlying: Common Stock · 211,018 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
GrantRestricted Stock Units · Derivative 67,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001174 · section16.xml · derivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,398

Underlying: Common Stock · 67,251 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
GrantStock Options · Derivative 88,874 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001174 · section16.xml · derivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,874

Underlying: Common Stock · 88,874 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:47 UTC
RIOUX PATRICEActing Chief Medical Officer
GrantStock Options · Derivative 10,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001654954-22-000123 · section16.xml · derivative · entry 1

RIOUX PATRICE · CIK 0001241033 · Acting Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-12-31

F1 · derivative.exercise_date: Stock Options vesting commenced on January 1, 2022 as follows: 833 on January 31, 2022 and each subsequent month-end thereafter.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:31 UTC
Tsuchimoto Kim RChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000128 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:31 UTC
Tsuchimoto Kim RChief Financial Officer
Tax withholdingCommon Stock 505 $3.21 $1,621.05
Disclosure

SEC source: 0001654954-22-000128 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,915

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:31 UTC
Tsuchimoto Kim RChief Financial Officer
Exercise / conversionCommon Stock 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000128 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:49 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 1,937 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000130 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874

Underlying: Common Stock · 1,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 7,748 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 7,748 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:49 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
Tax withholdingCommon Stock 671 $3.21 $2,153.91
Disclosure

SEC source: 0001654954-22-000130 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,989.8

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:49 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
Exercise / conversionCommon Stock 1,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000130 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,660.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:17 UTC
Robinson ChandlerDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,724 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000126 · section16.xml · derivative · entry 5

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,447

Underlying: Common Stock · 6,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 26,895 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 26,895 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:17 UTC
Robinson ChandlerDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,327 $3.21 $7,469.67
Disclosure

SEC source: 0001654954-22-000126 · section16.xml · nonDerivative · entry 2

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,732.8

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:17 UTC
Robinson ChandlerDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000126 · section16.xml · nonDerivative · entry 1

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,059.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 13:36 UTC Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000119 · section16.xml · derivative · entry 4

Brown Michael J · CIK 0001035909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 13:36 UTC Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000119 · section16.xml · nonDerivative · entry 1

Brown Michael J · CIK 0001035909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 13:20 UTC Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000118 · section16.xml · derivative · entry 3

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F3 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 13:20 UTC Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000118 · section16.xml · nonDerivative · entry 1

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:59 UTC Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000114 · section16.xml · derivative · entry 3

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F3 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:59 UTC Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000114 · section16.xml · nonDerivative · entry 1

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:27 UTC
Tsuchimoto Kim RChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000127 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,652

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:27 UTC
Tsuchimoto Kim RChief Financial Officer
Tax withholdingCommon Stock 501 $3.21 $1,608.21
Disclosure

SEC source: 0001654954-22-000127 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:27 UTC
Tsuchimoto Kim RChief Financial Officer
Exercise / conversionCommon Stock 1,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000127 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:45 UTC Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000121 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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December 31, 2021 Filed Jan 4, 2022 18:45 UTC Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000121 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:40 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000129 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,273

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:40 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
Tax withholdingCommon Stock 556 $3.21 $1,784.76
Disclosure

SEC source: 0001654954-22-000129 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,723.8

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:40 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
Exercise / conversionCommon Stock 1,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000129 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:07 UTC
Robinson ChandlerDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,941 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000124 · section16.xml · derivative · entry 5

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,295

Underlying: Common Stock · 3,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 63,060 restricted stock units, vesting 6/48ths (7,883 shares) on June 30, 2021, and 3/48ths (3,941 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 63,060 restricted stock units, vesting 6/48ths (7,883 shares) on June 30, 2021, and 3/48ths (3,941 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:07 UTC
Robinson ChandlerDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,364 $3.21 $4,378.44
Disclosure

SEC source: 0001654954-22-000124 · section16.xml · nonDerivative · entry 2

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,335.8

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:07 UTC
Robinson ChandlerDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000124 · section16.xml · nonDerivative · entry 1

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,699.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:22 UTC Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-010714 · section16.xml · derivative · entry 4

Brown Michael J · CIK 0001035909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:22 UTC Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-010714 · section16.xml · nonDerivative · entry 1

Brown Michael J · CIK 0001035909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:28 UTC Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-010718 · section16.xml · derivative · entry 3

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F3 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:28 UTC Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-010718 · section16.xml · nonDerivative · entry 1

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:26 UTC Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-010716 · section16.xml · derivative · entry 3

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F3 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:26 UTC Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-010716 · section16.xml · nonDerivative · entry 1

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:29 UTC
Tsuchimoto Kim RChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-010719 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:29 UTC
Tsuchimoto Kim RChief Financial Officer
Tax withholdingCommon Stock 423 $4.87 $2,060.01
Disclosure

SEC source: 0001654954-21-010719 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,469

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:29 UTC
Tsuchimoto Kim RChief Financial Officer
Exercise / conversionCommon Stock 1,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-010719 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.