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3M CO

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1275
SEC CIK
0000066740
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847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2017 Filed Nov 2, 2017 14:03 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 200 $230.86 $46,172.20
Disclosure

SEC source: 0001127602-17-030878 · form4.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,362

Read SEC document
October 27, 2017 Filed Oct 30, 2017 21:23 UTC
Fong Ivan KSr. VP, Legal & Gen. Counsel
GiftCommon Stock 2,348 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-030527 · form4.xml · nonDerivative · entry 3

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,831

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 21:23 UTC
Fong Ivan KSr. VP, Legal & Gen. Counsel
SaleCommon Stock 2,300 $233.13 $536,187.50
Disclosure

SEC source: 0001127602-17-030527 · form4.xml · nonDerivative · entry 2

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,179

Read SEC document
October 27, 2017 Filed Oct 30, 2017 21:23 UTC
Fong Ivan KSr. VP, Legal & Gen. Counsel
SaleCommon Stock 48 $233.11 $11,189.35
Disclosure

SEC source: 0001127602-17-030527 · form4.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,479

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:59 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,004 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-17-030515 · form4.xml · derivative · entry 3

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,004 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009)

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:59 UTC SaleCommon Stock 4,004 $233.84 $936,291.36
Disclosure

SEC source: 0001127602-17-030515 · form4.xml · nonDerivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:59 UTC Exercise / conversionCommon Stock 4,004 $54.11 $216,656.44
Disclosure

SEC source: 0001127602-17-030515 · form4.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:46 UTC
THULIN INGE GDirector · Chairman, President & CEO
SaleCommon Stock 1,500 $233.17 $349,747.50
Disclosure

SEC source: 0001127602-17-030501 · form4.xml · nonDerivative · entry 4

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,583

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:46 UTC
THULIN INGE GDirector · Chairman, President & CEO
SaleCommon Stock 1,000 $233.15 $233,150.00
Disclosure

SEC source: 0001127602-17-030501 · form4.xml · nonDerivative · entry 3

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,083

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:46 UTC
THULIN INGE GDirector · Chairman, President & CEO
SaleCommon Stock 823 $233.14 $191,874.22
Disclosure

SEC source: 0001127602-17-030501 · form4.xml · nonDerivative · entry 2

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,083

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:46 UTC
THULIN INGE GDirector · Chairman, President & CEO
SaleCommon Stock 3,500 $233.13 $815,955.00
Disclosure

SEC source: 0001127602-17-030501 · form4.xml · nonDerivative · entry 1

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,906

Read SEC document
October 27, 2017 Filed Oct 30, 2017 19:58 UTC
Little Frank R Jr.Executive Vice President
SaleCommon Stock 1,500 $234.47 $351,707.55
Disclosure

SEC source: 0001127602-17-030470 · form4.xml · nonDerivative · entry 1

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,510

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
August 21, 2017 Filed Jan 22, 2018 18:08 UTC
Shin Hak CheolVice Chair & Exec Vice Pres
GiftCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002191 · form5.xml · nonDerivative · entry 1

Shin Hak Cheol · CIK 0001328535 · Vice Chair & Exec Vice Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,296.7696

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:23 UTC
Hammes Eric D.VP, Corp Controller & CAO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 712 $0.00 Strike: $77.18 $0.00
Disclosure

SEC source: 0001127602-17-026003 · form4.xml · derivative · entry 5

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 712 shares

Expires 2018-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:23 UTC
Hammes Eric D.VP, Corp Controller & CAO
SaleCommon Stock 712 $206.66 $147,144.98
Disclosure

SEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 4

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,465.5488

Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:23 UTC
Hammes Eric D.VP, Corp Controller & CAO
Exercise / conversionCommon Stock 712 $77.18 $54,952.16
Disclosure

SEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 3

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177.5488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:23 UTC
Hammes Eric D.VP, Corp Controller & CAO
SaleCommon Stock 600 $206.65 $123,990.00
Disclosure

SEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,465.5488

Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:23 UTC
Hammes Eric D.VP, Corp Controller & CAO
SaleCommon Stock 116 $206.65 $23,971.25
Disclosure

SEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,065.5488

Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:09 UTC
Little Frank R Jr.Executive Vice President
SaleCommon Stock 2,719 $206.03 $560,199.65
Disclosure

SEC source: 0001127602-17-026001 · form4.xml · nonDerivative · entry 1

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,009.6705

Read SEC document
August 15, 2017 Filed Aug 16, 2017 22:22 UTC GrantCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025835 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 2,365

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:59 UTC GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025833 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 51,735

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:54 UTC GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025831 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 9,144

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:48 UTC
Hood AmyDirector
GrantCommon Stock 306 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025822 · form4.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 306

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:37 UTC GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025813 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,208

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:33 UTC GrantCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025809 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 36,016

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:25 UTC GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025807 · form4.xml · nonDerivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 40,873

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:01 UTC
Keel Paul ASenior Vice President
SaleCommon Stock 4,965 $206.16 $1,023,584.90
Disclosure

SEC source: 0001127602-17-025578 · form4.xml · nonDerivative · entry 1

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502.7657

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:55 UTC
Hammes Eric D.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022694 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common Stock · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019.

F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:55 UTC
Hammes Eric D.VP, Corp Controller & CAO
Tax withholdingCommon Stock 668 $208.19 $139,070.92
Disclosure

SEC source: 0001127602-17-022694 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,182

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:55 UTC
Hammes Eric D.VP, Corp Controller & CAO
Exercise / conversionCommon Stock 1,384 $208.19 $288,134.96
Disclosure

SEC source: 0001127602-17-022694 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 20:00 UTC
Keel Paul ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,034 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020493 · form4.xml · derivative · entry 3

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in equal installments on June 1, 2015 and June 1, 2017.

F3 · derivative.expiration_date: The restricted stock units will vest in equal installments on June 1, 2015 and June 1, 2017.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 20:00 UTC
Keel Paul ASenior Vice President
Tax withholdingCommon Stock 1,463 $204.35 $298,964.05
Disclosure

SEC source: 0001127602-17-020493 · form4.xml · nonDerivative · entry 2

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,468

F1 · shares: The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 20:00 UTC
Keel Paul ASenior Vice President
Exercise / conversionCommon Stock 3,034 $204.35 $619,997.90
Disclosure

SEC source: 0001127602-17-020493 · form4.xml · nonDerivative · entry 1

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 19:49 UTC
Little Frank R Jr.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,733 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020488 · form4.xml · derivative · entry 3

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in equal installments on 6/1/2015 and 6/1/2017.

F3 · derivative.expiration_date: The restricted stock units will vest in equal installments on 6/1/2015 and 6/1/2017.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 19:49 UTC
Little Frank R Jr.Executive Vice President
Tax withholdingCommon Stock 1,800 $204.35 $367,830.00
Disclosure

SEC source: 0001127602-17-020488 · form4.xml · nonDerivative · entry 2

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,728.6705

F1 · shares: The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 19:49 UTC
Little Frank R Jr.Executive Vice President
Exercise / conversionCommon Stock 3,733 $204.35 $762,838.55
Disclosure

SEC source: 0001127602-17-020488 · form4.xml · nonDerivative · entry 1

Little Frank R Jr. · CIK 0001592355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,528.6705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,360 $0.00 Strike: $87.89 $0.00
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · derivative · entry 20

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,360 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,573 $0.00 Strike: $89.47 $0.00
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · derivative · entry 19

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,573 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 500 $194.87 $97,432.50
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 18

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,907

F1 · balance_after: Due to an error caused by a third-party vendor, the reporting person in refiling a report filed earlier today, solely to correct the total holding reported in column 5 of Table 1.

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 400 $194.85 $77,941.20
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 17

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,407

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 300 $194.85 $58,453.50
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 16

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,807

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 200 $194.84 $38,968.20
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 15

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 600 $194.84 $116,904.06
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 14

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,307

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 1,100 $194.84 $214,324.00
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 13

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,907

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 200 $194.83 $38,966.00
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 12

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,007

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 300 $194.82 $58,446.00
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 11

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,207

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 971 $194.82 $189,165.85
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 10

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,507

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 200 $194.80 $38,960.00
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 9

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,478

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
SaleCommon Stock 589 $194.79 $114,731.31
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 8

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,678

Read SEC document
May 18, 2017 Filed May 19, 2017 16:00 UTC Amendment
McGrath Marlene MarySenior VP - Human Resources
Exercise / conversionCommon Stock 5,360 $87.89 $471,090.40
Disclosure

SEC source: 0001127602-17-018755 · form4a.xml · nonDerivative · entry 7

McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.