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3M CO

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SEC CIK
0000066740
Parsed reports
847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2023 Filed Feb 23, 2023 17:13 UTC Amendment
Ashish Khandpur KGroup President
Tax withholdingCommon Stock 3,720 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006705 · form4a.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,130.5302

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 14:52 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003475 · form4.xml · derivative · entry 3

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F4 · derivative.expiration_date: The restricted stock units vest one third each year from the grant date.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 14:52 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Tax withholdingCommon Stock 86 $117.49 $10,104.14
Disclosure

SEC source: 0001127602-23-003475 · form4.xml · nonDerivative · entry 2

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177.3197

F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 14:52 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionCommon Stock 168 $117.49 $19,738.32
Disclosure

SEC source: 0001127602-23-003475 · form4.xml · nonDerivative · entry 1

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,263.3197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 14:44 UTC
Chavez Rodriguez Beatriz KarinaSVP & Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 705 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003610 · form4.xml · derivative · entry 4

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · SVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 14:44 UTC
Chavez Rodriguez Beatriz KarinaSVP & Chief Strategy Officer
Tax withholdingCommon Stock 359 $117.59 $42,214.81
Disclosure

SEC source: 0001127602-23-003610 · form4.xml · nonDerivative · entry 2

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · SVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,704.3437

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 14:44 UTC
Chavez Rodriguez Beatriz KarinaSVP & Chief Strategy Officer
Exercise / conversionCommon Stock 705 $117.49 $82,830.45
Disclosure

SEC source: 0001127602-23-003610 · form4.xml · nonDerivative · entry 1

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · SVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063.3437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 27, 2023 14:20 UTC GrantCommon Stock 297.226 $113.55 $33,750.01
Disclosure

SEC source: 0001127602-23-002401 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,544.099

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
January 27, 2023 Filed Jan 27, 2023 14:16 UTC GrantCommon Stock 385.293 $113.55 $43,750.02
Disclosure

SEC source: 0001127602-23-002400 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 54,807.344

Read SEC document
January 27, 2023 Filed Jan 27, 2023 14:14 UTC GrantCommon Stock 341.26 $113.55 $38,750.07
Disclosure

SEC source: 0001127602-23-002399 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472.669

F1 · balance_after: Includes acquisition of common stock dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 17:36 UTC
Gibbons Peter DGroup President
Exercise / conversionRestricted Stock Units · Derivative 3,221 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026704 · form4.xml · derivative · entry 3

Gibbons Peter D · CIK 0001441386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Underlying: Common Stock · 3,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023.

F3 · derivative.expiration_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 17:36 UTC
Gibbons Peter DGroup President
Tax withholdingCommon Stock 1,469 $125.99 $185,079.31
Disclosure

SEC source: 0001127602-22-026704 · form4.xml · nonDerivative · entry 2

Gibbons Peter D · CIK 0001441386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805.2968

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 17:36 UTC
Gibbons Peter DGroup President
Exercise / conversionCommon Stock 3,221 $125.99 $405,813.79
Disclosure

SEC source: 0001127602-22-026704 · form4.xml · nonDerivative · entry 1

Gibbons Peter D · CIK 0001441386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274.2968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 28, 2022 16:43 UTC GrantCommon Stock 315.554 $122.80 $38,750.03
Disclosure

SEC source: 0001127602-22-024451 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106.452

F1 · balance_after: Includes acquisition of common stock dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 28, 2022 Filed Oct 28, 2022 16:39 UTC GrantCommon Stock 274.838 $122.80 $33,750.11
Disclosure

SEC source: 0001127602-22-024450 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,208.852

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 28, 2022 Filed Oct 28, 2022 16:36 UTC GrantCommon Stock 356.271 $122.80 $43,750.08
Disclosure

SEC source: 0001127602-22-024449 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 53,784.773

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:22 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,703 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-22-024479 · form4.xml · derivative · entry 6

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,703 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:22 UTC
Rhodes Kevin HEVP & Chief Legal Officer
SaleCommon Stock 3,734 $126.40 $471,978.35
Disclosure

SEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 5

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033.4109

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:22 UTC
Rhodes Kevin HEVP & Chief Legal Officer
SaleCommon Stock 100 $126.40 $12,640.00
Disclosure

SEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 4

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767.4109

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:22 UTC
Rhodes Kevin HEVP & Chief Legal Officer
SaleCommon Stock 600 $126.39 $75,834.60
Disclosure

SEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 3

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,867.4109

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:22 UTC
Rhodes Kevin HEVP & Chief Legal Officer
SaleCommon Stock 1,269 $126.39 $160,388.91
Disclosure

SEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 2

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,467.4109

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:22 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionCommon Stock 5,703 $101.49 $578,797.47
Disclosure

SEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 1

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,736.4109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:19 UTC
Chavez Rodriguez Beatriz KarinaSVP & Chief Strategy Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,071 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-22-024478 · form4.xml · derivative · entry 4

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · SVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,071 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:19 UTC
Chavez Rodriguez Beatriz KarinaSVP & Chief Strategy Officer
SaleCommon Stock 1,071 $126.28 $135,245.88
Disclosure

SEC source: 0001127602-22-024478 · form4.xml · nonDerivative · entry 2

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · SVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312.5314

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 13:19 UTC
Chavez Rodriguez Beatriz KarinaSVP & Chief Strategy Officer
Exercise / conversionCommon Stock 1,071 $101.49 $108,695.79
Disclosure

SEC source: 0001127602-22-024478 · form4.xml · nonDerivative · entry 1

Chavez Rodriguez Beatriz Karina · CIK 0001890011 · SVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383.5314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:30 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 273 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023784 · form4.xml · derivative · entry 3

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

Underlying: Common Stock · 273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022

F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:30 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Tax withholdingCommon Stock 273 $115.17 $31,441.41
Disclosure

SEC source: 0001127602-22-023784 · form4.xml · nonDerivative · entry 2

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033.4109

F2 · shares: Shares withheld for FICA tax for retirement eligible executives.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:30 UTC
Rhodes Kevin HEVP & Chief Legal Officer
Exercise / conversionCommon Stock 273 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023784 · form4.xml · nonDerivative · entry 1

Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306.4109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:28 UTC
Ashish Khandpur KGroup President
Exercise / conversionRestricted Stock Units · Derivative 305 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023783 · form4.xml · derivative · entry 6

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,993

Underlying: Common Stock · 305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F4 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022

F4 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:28 UTC
Ashish Khandpur KGroup President
Exercise / conversionRestricted Stock Units · Derivative 98 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023783 · form4.xml · derivative · entry 5

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 98 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:28 UTC
Ashish Khandpur KGroup President
Tax withholdingCommon Stock 305 $115.17 $35,126.85
Disclosure

SEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 4

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,627.5028

F2 · shares: Shares withheld for FICA tax for retirement eligible executives.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:28 UTC
Ashish Khandpur KGroup President
Tax withholdingCommon Stock 98 $115.17 $11,286.66
Disclosure

SEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 3

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932.5028

F2 · shares: Shares withheld for FICA tax for retirement eligible executives.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:28 UTC
Ashish Khandpur KGroup President
Exercise / conversionCommon Stock 305 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,030.5028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 23:28 UTC
Ashish Khandpur KGroup President
Exercise / conversionCommon Stock 98 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725.5028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:25 UTC
Vale Michael G.Group President
Disposition to issuerCommon Stock 491 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-022089 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,830.108

F1 · shares: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer.

F1 · price: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

F3 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:19 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
Disposition to issuerCommon Stock 700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-022086 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118.404

F1 · shares: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer.

F1 · price: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
September 01, 2022 Filed Sep 12, 2022 12:14 UTC Amendment
Hammes Eric D.EVP & Chief Count Gov Svc Off
Disposition to issuerCommon Stock 51 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-022267 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,767.404

F1 · shares: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M. 51 shares were accepted based on the proration factor of 7.346065% for the exchange offer.

F1 · price: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M. 51 shares were accepted based on the proration factor of 7.346065% for the exchange offer.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
September 01, 2022 Filed Sep 12, 2022 12:13 UTC Amendment
Vale Michael G.Group President
Disposition to issuerCommon Stock 36 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-022266 · form4a.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,285.108

F1 · shares: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M. 36 shares were accepted based on the final proration factor of 7.346065% for the exchange offer.

F1 · price: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M. 36 shares were accepted based on the final proration factor of 7.346065% for the exchange offer.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

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August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,145 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · derivative · entry 10

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,290

Underlying: Common Stock · 3,145 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 20 $147.35 $2,946.90
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 9

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,818.404

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 100 $147.34 $14,734.30
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 8

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,838.404

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 51 $147.34 $7,514.34
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 7

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,938.404

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 205 $147.33 $30,202.96
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 6

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989.404

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 498 $147.32 $73,366.85
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 5

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194.404

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 100 $147.31 $14,731.45
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 4

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,692.404

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 207 $147.31 $30,493.79
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 3

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,792.404

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
SaleCommon Stock 1,964 $147.30 $289,303.09
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999.404

Read SEC document
August 17, 2022 Filed Aug 18, 2022 14:00 UTC
Hammes Eric D.EVP & Chief Count Gov Svc Off
Exercise / conversionCommon Stock 3,145 $101.49 $319,186.05
Disclosure

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,963.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 12:39 UTC
Banovetz John PatrickExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,145 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-22-020781 · form4.xml · derivative · entry 6

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,145 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 12:39 UTC
Banovetz John PatrickExecutive Vice President
SaleCommon Stock 1 $150.34 $150.34
Disclosure

SEC source: 0001127602-22-020781 · form4.xml · nonDerivative · entry 5

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,084.2687

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.