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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 16, 2022 17:05 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 732 $381.84 $279,506.88
Disclosure

SEC source: 0001209191-22-010228 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,006

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:05 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 11,253 $381.84 $4,296,845.52
Disclosure

SEC source: 0001209191-22-010228 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,738

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Pintoff ScottGeneral Counsel and Secretary
Tax withholdingCommon Stock, par value $0.003 per share 140 $344.48 $48,227.20
Disclosure

SEC source: 0001209191-22-006353 · doc4.xml · nonDerivative · entry 6

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Pintoff's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Pintoff.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Pintoff ScottGeneral Counsel and Secretary
Tax withholdingCommon Stock, par value $0.003 per share 111 $344.48 $38,237.28
Disclosure

SEC source: 0001209191-22-006353 · doc4.xml · nonDerivative · entry 5

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,459

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Pintoff's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Pintoff.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Pintoff ScottGeneral Counsel and Secretary
Tax withholdingCommon Stock, par value $0.003 per share 49 $344.48 $16,879.52
Disclosure

SEC source: 0001209191-22-006353 · doc4.xml · nonDerivative · entry 4

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,570

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Pintoff's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Pintoff.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Pintoff ScottGeneral Counsel and Secretary
Tax withholdingCommon Stock, par value $0.003 per share 128 $344.48 $44,093.44
Disclosure

SEC source: 0001209191-22-006353 · doc4.xml · nonDerivative · entry 3

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,619

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Pintoff's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Pintoff.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Pintoff ScottGeneral Counsel and Secretary
Tax withholdingCommon Stock, par value $0.003 per share 196 $344.48 $67,518.08
Disclosure

SEC source: 0001209191-22-006353 · doc4.xml · nonDerivative · entry 2

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,747

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Pintoff's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Pintoff.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Pintoff ScottGeneral Counsel and Secretary
GrantCommon Stock, par value $0.003 per share 970 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006353 · doc4.xml · nonDerivative · entry 1

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,943

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
McVey Richard MDirector · Chairman & CEO
GrantStock Option (right to buy) · Derivative 7,982 $0.00 Strike: $344.48 $0.00
Disclosure

SEC source: 0001209191-22-006352 · doc4.xml · derivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

Underlying: Common Stock · 7,982 shares

Expires 2028-01-31

F5 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 285 $344.48 $98,176.80
Disclosure

SEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,991

F4 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. McVey.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 504 $344.48 $173,617.92
Disclosure

SEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,276

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 1,321 $344.48 $455,058.08
Disclosure

SEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,780

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 4,032 $344.48 $1,388,943.36
Disclosure

SEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,101

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,133

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 274 $344.48 $94,387.52
Disclosure

SEC source: 0001209191-22-006354 · doc4.xml · nonDerivative · entry 6

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,544

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 159 $344.48 $54,772.32
Disclosure

SEC source: 0001209191-22-006354 · doc4.xml · nonDerivative · entry 5

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,818

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 59 $344.48 $20,324.32
Disclosure

SEC source: 0001209191-22-006354 · doc4.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,977

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 154 $344.48 $53,049.92
Disclosure

SEC source: 0001209191-22-006354 · doc4.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,036

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 237 $344.48 $81,641.76
Disclosure

SEC source: 0001209191-22-006354 · doc4.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,190

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 1,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006354 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Tax withholdingCommon Stock, par value $0.003 per share 193 $344.48 $66,484.64
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 8

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,993

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Tax withholdingCommon Stock, par value $0.003 per share 126 $344.48 $43,404.48
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,186

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Tax withholdingCommon Stock, par value $0.003 per share 54 $344.48 $18,601.92
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,312

F4 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Tax withholdingCommon Stock, par value $0.003 per share 141 $344.48 $48,571.68
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,366

F4 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Tax withholdingCommon Stock, par value $0.003 per share 217 $344.48 $74,752.16
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,507

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Tax withholdingCommon Stock, par value $0.003 per share 308 $344.48 $106,099.84
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,724

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Tax withholdingCommon Stock, par value $0.003 per share 341 $344.48 $117,467.68
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,032

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
GrantCommon Stock, par value $0.003 per share 1,274 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,373

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
GrantStock Option (right to buy) · Derivative 6,263 $0.00 Strike: $344.48 $0.00
Disclosure

SEC source: 0001209191-22-006349 · doc4.xml · derivative · entry 4

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263

Underlying: Common Stock · 6,263 shares

Expires 2028-01-31

F3 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Tax withholdingCommon Stock, par value $0.003 per share 202 $344.48 $69,584.96
Disclosure

SEC source: 0001209191-22-006349 · doc4.xml · nonDerivative · entry 3

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,755

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Tax withholdingCommon Stock, par value $0.003 per share 511 $344.48 $176,029.28
Disclosure

SEC source: 0001209191-22-006349 · doc4.xml · nonDerivative · entry 2

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,957

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
GrantCommon Stock, par value $0.003 per share 1,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006349 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,468

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Gerosa Christopher N.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 540 $0.00 Strike: $344.48 $0.00
Disclosure

SEC source: 0001209191-22-006351 · doc4.xml · derivative · entry 5

Gerosa Christopher N. · CIK 0001504129 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

Underlying: Common Stock · 540 shares

Expires 2028-01-31

F4 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Gerosa Christopher N.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 101 $344.48 $34,792.48
Disclosure

SEC source: 0001209191-22-006351 · doc4.xml · nonDerivative · entry 4

Gerosa Christopher N. · CIK 0001504129 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Gerosa's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Gerosa.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Gerosa Christopher N.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 41 $344.48 $14,123.68
Disclosure

SEC source: 0001209191-22-006351 · doc4.xml · nonDerivative · entry 3

Gerosa Christopher N. · CIK 0001504129 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Gerosa's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Gerosa.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Gerosa Christopher N.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 56 $344.48 $19,290.88
Disclosure

SEC source: 0001209191-22-006351 · doc4.xml · nonDerivative · entry 2

Gerosa Christopher N. · CIK 0001504129 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Gerosa's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Gerosa.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Gerosa Christopher N.Chief Financial Officer
GrantCommon Stock, par value $0.003 per share 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006351 · doc4.xml · nonDerivative · entry 1

Gerosa Christopher N. · CIK 0001504129 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 226 $344.48 $77,852.48
Disclosure

SEC source: 0001209191-22-006350 · doc4.xml · nonDerivative · entry 6

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,264

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 137 $344.48 $47,193.76
Disclosure

SEC source: 0001209191-22-006350 · doc4.xml · nonDerivative · entry 5

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,490

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 49 $344.48 $16,879.52
Disclosure

SEC source: 0001209191-22-006350 · doc4.xml · nonDerivative · entry 4

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,627

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 127 $344.48 $43,748.96
Disclosure

SEC source: 0001209191-22-006350 · doc4.xml · nonDerivative · entry 3

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,676

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 196 $344.48 $67,518.08
Disclosure

SEC source: 0001209191-22-006350 · doc4.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,803

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

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January 31, 2022 Filed Feb 2, 2022 21:15 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 1,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006350 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,999

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

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January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Roupie Christophe Pierre DanielHead of EMEA and APAC
Tax withholdingCommon Stock, par value $0.003 per share 73 $344.48 $25,147.04
Disclosure

SEC source: 0001209191-22-006348 · doc4.xml · nonDerivative · entry 7

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,058

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

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January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Roupie Christophe Pierre DanielHead of EMEA and APAC
Tax withholdingCommon Stock, par value $0.003 per share 68 $344.48 $23,424.64
Disclosure

SEC source: 0001209191-22-006348 · doc4.xml · nonDerivative · entry 6

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,131

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

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January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Roupie Christophe Pierre DanielHead of EMEA and APAC
Tax withholdingCommon Stock, par value $0.003 per share 749 $344.48 $258,015.52
Disclosure

SEC source: 0001209191-22-006348 · doc4.xml · nonDerivative · entry 5

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,199

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Roupie Christophe Pierre DanielHead of EMEA and APAC
Tax withholdingCommon Stock, par value $0.003 per share 175 $344.48 $60,284.00
Disclosure

SEC source: 0001209191-22-006348 · doc4.xml · nonDerivative · entry 4

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,948

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Roupie Christophe Pierre DanielHead of EMEA and APAC
Tax withholdingCommon Stock, par value $0.003 per share 392 $344.48 $135,036.16
Disclosure

SEC source: 0001209191-22-006348 · doc4.xml · nonDerivative · entry 3

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,123

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Roupie Christophe Pierre DanielHead of EMEA and APAC
Tax withholdingCommon Stock, par value $0.003 per share 92 $344.48 $31,692.16
Disclosure

SEC source: 0001209191-22-006348 · doc4.xml · nonDerivative · entry 2

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:15 UTC
Roupie Christophe Pierre DanielHead of EMEA and APAC
GrantCommon Stock, par value $0.003 per share 1,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006348 · doc4.xml · nonDerivative · entry 1

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of EMEA and APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.