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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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Tapewire entity
3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2016 Filed Jan 9, 2017 16:14 UTC GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000027 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,347

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November 30, 2016 Filed Jan 9, 2017 16:14 UTC GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000027 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

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November 21, 2016 Filed Nov 22, 2016 16:04 UTC GiftCommon Stock, par value $0.003 per share 7,928 $0.00 $0.00
Disclosure

SEC source: 0001012975-16-001601 · edgar.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096

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October 28, 2016 Filed Oct 31, 2016 20:09 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001012975-16-001550 · edgar.xml · derivative · entry 2

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully exercisable.

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October 28, 2016 Filed Oct 31, 2016 20:09 UTC Exercise / conversionCommon Stock, par value $0.003 per share 1,250 $16.99 $21,237.50
Disclosure

SEC source: 0001012975-16-001550 · edgar.xml · nonDerivative · entry 1

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 20:11 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001012975-16-001542 · edgar.xml · derivative · entry 3

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully exercisable.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 20:11 UTC Exercise / conversionCommon Stock, par value $0.003 per share 1,250 $16.99 $21,237.50
Disclosure

SEC source: 0001012975-16-001542 · edgar.xml · nonDerivative · entry 2

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2016 Filed Oct 19, 2016 20:11 UTC GiftCommon Stock, par value $0.003 per share 200 $0.00 $0.00
Disclosure

SEC source: 0001012975-16-001542 · edgar.xml · nonDerivative · entry 1

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,069

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August 03, 2016 Filed Mar 10, 2017 16:06 UTC Amendment GrantCommon Stock, par value $0.003 per share 763 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000210 · edgar.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,264

F1 · shares: This amendment is being filed to correct the amount of shares granted to the Reporting Person. Due to a processing error, the original Form 4 underreported the amount of shares granted.

F2 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

F3 · balance_after: Represents the amount of shares beneficially owned by the Reporting Person immediately following the reported transaction. As of the filing date of this amendment, the Reporting Person beneficially owns 47,964 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.