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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2017 Filed Oct 31, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000795 · edgar.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,965

Underlying: Common Stock · 50,000 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options are currently exercisable.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 27,314 $173.05 $4,726,687.70
Disclosure

SEC source: 0001012975-17-000795 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,476

Read SEC document
October 30, 2017 Filed Oct 31, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 50,000 $10.93 $546,500.00
Disclosure

SEC source: 0001012975-17-000795 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:22 UTC GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000615 · edgar.xml · nonDerivative · entry 1

HERNANDEZ CARLOS MAURICIO · CIK 0001350131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 16:17 UTC GrantCommon Stock, par value $0.003 per share 617 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000607 · edgar.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,851

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 16:16 UTC GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000612 · edgar.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,614

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 16:08 UTC GrantCommon Stock, par value $0.003 per share 600 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000603 · edgar.xml · nonDerivative · entry 1

KETCHUM RICHARD G · CIK 0001207211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 16:22 UTC GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000618 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:19 UTC GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000610 · edgar.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,704

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:22 UTC GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000617 · edgar.xml · nonDerivative · entry 1

Sullivan James Joseph · CIK 0001545324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,910

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:15 UTC GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000605 · edgar.xml · nonDerivative · entry 1

Begleiter Steven L · CIK 0001525962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:12 UTC
Chwick JaneDirector
GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000609 · edgar.xml · nonDerivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 200 $203.16 $40,632.00
Disclosure

SEC source: 0001012975-17-000590 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,790

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transaction was executed in multiple trades at prices ranging from $203.15 to $203.17. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,917 $200.07 $783,676.15
Disclosure

SEC source: 0001012975-17-000590 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,990

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transaction was executed in multiple trades at prices ranging from $199.82 to $200.37. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 5,280 $199.53 $1,053,496.22
Disclosure

SEC source: 0001012975-17-000590 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,907

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $198.82 to $199.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,955 $198.01 $783,139.83
Disclosure

SEC source: 0001012975-17-000590 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,187

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $197.79 to $198.68. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 6,648 $197.29 $1,311,559.99
Disclosure

SEC source: 0001012975-17-000590 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108,142

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $196.79 to $197.785. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 01, 2017 Filed Aug 1, 2017 16:08 UTC
Themelis NicholasChief Information Officer
GiftCommon Stock, par value $0.003 per share 450 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000567 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,717

Read SEC document
July 31, 2017 Filed Aug 1, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 76,035 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000565 · edgar.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,965

Underlying: Common Stock · 76,035 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options are currently exercisable.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 27,089 $202.89 $5,496,087.21
Disclosure

SEC source: 0001012975-17-000565 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,790

Read SEC document
July 31, 2017 Filed Aug 1, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 76,035 $10.93 $831,062.55
Disclosure

SEC source: 0001012975-17-000565 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,286 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · derivative · entry 10

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 4,286 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The employee stock option is fully exercisable.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock 207 $204.34 $42,298.67
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 8

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,929

F6 · price: The transaction was executed in multiple trades at prices ranging from $204.30 to $204.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock 3,053 $203.13 $620,153.14
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 7

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,136

F5 · price: The transaction was executed in multiple trades at prices ranging from $202.915 to $203.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock 1,026 $202.18 $207,434.83
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 6

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,189

F4 · price: The transaction was executed in multiple trades at prices ranging from $201.835 to $202.57. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionCommon Stock 4,286 $10.93 $46,845.98
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 5

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:46 UTC
Themelis NicholasChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,596 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000486 · edgar.xml · derivative · entry 5

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 5,596 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock option is currently exercisable.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:46 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock 500 $202.01 $101,005.00
Disclosure

SEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,167

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:46 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock 2,310 $201.01 $464,325.02
Disclosure

SEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,667

F2 · price: The transaction was executed in multiple trades at prices ranging from $200.70 to $201.49. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:46 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock 2,786 $200.50 $558,590.77
Disclosure

SEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,977

F1 · price: The transaction was executed in multiple trades at prices ranging from $199.70 to $200.68. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:46 UTC
Themelis NicholasChief Information Officer
Exercise / conversionCommon Stock 5,596 $10.93 $61,164.28
Disclosure

SEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · derivative · entry 9

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,286

Underlying: Common Stock · 5,000 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The employee stock option is fully exercisable.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock 700 $201.44 $141,010.03
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 4

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,929

F3 · price: The transaction was executed in multiple trades at prices ranging from $201.17 to $201.61. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock 1,805 $200.27 $361,486.99
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 3

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,629

F2 · price: The transaction was executed in multiple trades at prices ranging from $200.02 to $200.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock 2,495 $199.34 $497,355.05
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,434

F1 · price: The transaction was executed in multiple trades at prices ranging from $199.01 to $199.87. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:48 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionCommon Stock 5,000 $10.93 $54,650.00
Disclosure

SEC source: 0001012975-17-000488 · edgar.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Aug 14, 2017 16:22 UTC GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000618 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,795

Read SEC document
May 31, 2017 Filed Aug 14, 2017 16:22 UTC GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000618 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 17, 2017 Filed May 18, 2017 16:08 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001012975-17-000445 · edgar.xml · derivative · entry 3

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock option was fully exercisable.

Read SEC document
May 17, 2017 Filed May 18, 2017 16:08 UTC SaleCommon Stock, par value $0.003 per share 230 $184.70 $42,481.00
Disclosure

SEC source: 0001012975-17-000445 · edgar.xml · nonDerivative · entry 2

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,234

Read SEC document
May 17, 2017 Filed May 18, 2017 16:08 UTC Exercise / conversionCommon Stock, par value $0.003 per share 2,500 $16.99 $42,475.00
Disclosure

SEC source: 0001012975-17-000445 · edgar.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,353 $186.55 $812,053.46
Disclosure

SEC source: 0001012975-17-000371 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,844

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $186.28 to $187.08. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2017 Filed May 9, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 9,973 $185.87 $1,853,718.41
Disclosure

SEC source: 0001012975-17-000371 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $185.28 to $186.26. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2017 Filed May 9, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 5,674 $184.73 $1,048,147.81
Disclosure

SEC source: 0001012975-17-000371 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,170

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $184.26 to $185.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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May 02, 2017 Filed May 3, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000364 · edgar.xml · derivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

Underlying: Common Stock · 30,000 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options are currently exercisable.

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May 02, 2017 Filed May 3, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 7,000 $189.26 $1,324,837.50
Disclosure

SEC source: 0001012975-17-000364 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,844

F1 · kind: Represents a sale of shares of common stock to cover the exercise price and taxes due upon exercise of employee stock options.

F2 · price: The transaction was executed in multiple trades at prices ranging from $189.00 to $189.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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May 02, 2017 Filed May 3, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 30,000 $10.93 $327,900.00
Disclosure

SEC source: 0001012975-17-000364 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000364 · edgar.xml · derivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,000

Underlying: Common Stock · 20,000 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options are currently exercisable.

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May 01, 2017 Filed May 3, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 10,000 $192.12 $1,921,216.00
Disclosure

SEC source: 0001012975-17-000364 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,844

F1 · kind: Represents a sale of shares of common stock to cover the exercise price and taxes due upon exercise of employee stock options.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 10,000 $191.64 $1,916,380.00
Disclosure

SEC source: 0001012975-17-000364 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,844

F1 · kind: Represents a sale of shares of common stock to cover the exercise price and taxes due upon exercise of employee stock options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.