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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
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Aug 202601
Sep 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Feb 2, 2018 16:46 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 1,156 $196.21 $226,818.76
Disclosure

SEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,080

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:46 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 1,318 $196.21 $258,604.78
Disclosure

SEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119,236

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:46 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 2,949 $196.21 $578,623.29
Disclosure

SEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,554

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:46 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 4,095 $196.21 $803,479.95
Disclosure

SEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,503

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:36 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 481 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,396

F3 · price: Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:36 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 35 $196.21 $6,867.35
Disclosure

SEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,915

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:36 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 83 $196.21 $16,285.43
Disclosure

SEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,950

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:36 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 11 $196.21 $2,158.31
Disclosure

SEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,033

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:36 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 28 $196.21 $5,493.88
Disclosure

SEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,044

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:36 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 82 $196.21 $16,089.22
Disclosure

SEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,072

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:36 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 253 $196.21 $49,641.13
Disclosure

SEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,154

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:54 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000120 · edgar.xml · nonDerivative · entry 5

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,692

F3 · price: Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:54 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 105 $196.21 $20,602.05
Disclosure

SEC source: 0001012975-18-000120 · edgar.xml · nonDerivative · entry 4

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,480

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:54 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 745 $196.21 $146,176.45
Disclosure

SEC source: 0001012975-18-000120 · edgar.xml · nonDerivative · entry 3

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,585

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:54 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 196 $196.21 $38,457.16
Disclosure

SEC source: 0001012975-18-000120 · edgar.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,330

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:54 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 608 $196.21 $119,295.68
Disclosure

SEC source: 0001012975-18-000120 · edgar.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,526

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 16:17 UTC
McVey Richard MDirector · Chairman & CEO
GrantEmployee Stock Option (right to buy) · Derivative 16,037 $0.00 Strike: $203.72 $0.00
Disclosure

SEC source: 0001012975-18-000070 · edgar.xml · derivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,037

Underlying: Common Stock · 16,037 shares

Expires 2024-01-15

F2 · derivative.exercise_date: The options will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 16:17 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 4,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000070 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,598

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 16:15 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 1,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000068 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,112

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 16:13 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 1,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000066 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,407

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:19 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 1,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000072 · edgar.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,134

F2 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:19 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 2,908 $203.72 $592,417.76
Disclosure

SEC source: 0001012975-18-000072 · edgar.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,021

F1 · price: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:10 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
GrantCommon Stock, par value $0.003 per share 743 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000064 · edgar.xml · nonDerivative · entry 1

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. The restricted stock will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:17 UTC
McVey Richard MDirector · Chairman & CEO
GiftCommon Stock, par value $0.003 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000941 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,180

Read SEC document
November 30, 2017 Filed Feb 6, 2018 16:06 UTC GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,054

Read SEC document
November 30, 2017 Filed Feb 6, 2018 16:06 UTC GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

Read SEC document
November 29, 2017 Filed Nov 30, 2017 16:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,225 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001012975-17-000880 · edgar.xml · derivative · entry 3

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,225 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 16:06 UTC SaleCommon Stock, par value $0.003 per share 2,000 $195.84 $391,682.20
Disclosure

SEC source: 0001012975-17-000880 · edgar.xml · nonDerivative · entry 2

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,076

F1 · price: The transaction was executed in multiple trades at prices ranging from $195.655 to $196.13. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 16:06 UTC Exercise / conversionCommon Stock, par value $0.003 per share 4,225 $9.72 $41,067.00
Disclosure

SEC source: 0001012975-17-000880 · edgar.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Dec 1, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 110,965 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000895 · edgar.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,965 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were fully exercisable.

Read SEC document
November 28, 2017 Filed Dec 1, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 60,261 $193.43 $11,656,285.23
Disclosure

SEC source: 0001012975-17-000895 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,180

Read SEC document
November 28, 2017 Filed Dec 1, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 110,965 $10.93 $1,212,847.45
Disclosure

SEC source: 0001012975-17-000895 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 27, 2017 21:05 UTC GiftCommon Stock, par value $0.003 per share 50 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000872 · edgar.xml · nonDerivative · entry 1

Sullivan James Joseph · CIK 0001545324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,760

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:07 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000857 · edgar.xml · derivative · entry 3

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were fully exercisable.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:07 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 5,000 $176.61 $883,057.00
Disclosure

SEC source: 0001012975-17-000857 · edgar.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,929

F1 · price: The transaction was executed in multiple trades at prices ranging from $176.40 to $177.005. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:07 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionCommon Stock, par value $0.003 per share 5,000 $10.93 $54,650.00
Disclosure

SEC source: 0001012975-17-000857 · edgar.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 16:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,225 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001012975-17-000848 · edgar.xml · derivative · entry 3

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,225 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 16:06 UTC SaleCommon Stock, par value $0.003 per share 4,225 $174.00 $735,136.90
Disclosure

SEC source: 0001012975-17-000848 · edgar.xml · nonDerivative · entry 2

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,614

F1 · price: The transaction was executed in multiple trades at prices ranging from $173.99 to $174.12. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 16:06 UTC Exercise / conversionCommon Stock, par value $0.003 per share 4,225 $9.72 $41,067.00
Disclosure

SEC source: 0001012975-17-000848 · edgar.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:11 UTC
DELISE ANTONIO LChief Financial Officer
GiftCommon Stock, par value $0.003 per share 250 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000821 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,326

Read SEC document
November 08, 2017 Filed Nov 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 400 $180.31 $72,125.00
Disclosure

SEC source: 0001012975-17-000817 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,476

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transaction was executed in multiple trades at prices ranging from $180.16 to $180.49. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,585 $179.18 $642,362.81
Disclosure

SEC source: 0001012975-17-000817 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,876

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transaction was executed in multiple trades at prices ranging from $179.02 to $179.98. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 22,615 $178.60 $4,039,034.48
Disclosure

SEC source: 0001012975-17-000817 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,461

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $178.02 to $179.01. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 08, 2017 Filed Nov 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,000 $177.54 $710,146.40
Disclosure

SEC source: 0001012975-17-000817 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,076

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $177.02 to $178.01. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 08, 2017 Filed Nov 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,400 $176.46 $776,425.76
Disclosure

SEC source: 0001012975-17-000817 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,076

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $176.01 to $177.00. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 02, 2017 Filed Nov 3, 2017 16:06 UTC
Themelis NicholasChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000811 · edgar.xml · derivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock option is currently exercisable.

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November 02, 2017 Filed Nov 3, 2017 16:06 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 4,000 $176.40 $705,608.00
Disclosure

SEC source: 0001012975-17-000811 · edgar.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,717

F1 · price: The transaction was executed in multiple trades at prices ranging from $176.35 to $176.53. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 02, 2017 Filed Nov 3, 2017 16:06 UTC
Themelis NicholasChief Information Officer
Exercise / conversionCommon Stock, par value $0.003 per share 4,000 $10.93 $43,720.00
Disclosure

SEC source: 0001012975-17-000811 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2017 Filed Nov 2, 2017 20:06 UTC GrantCommon Stock, par value $0.003 per share 337 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000799 · edgar.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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October 30, 2017 Filed Oct 30, 2017 20:06 UTC GiftCommon Stock, par value $0.003 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000790 · edgar.xml · nonDerivative · entry 1

Sullivan James Joseph · CIK 0001545324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.