Tapewire

Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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Tapewire entity
3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2018 Filed Feb 6, 2019 16:15 UTC GiftCommon Stock, par value $0.003 per share 43,808 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000129 · edgar.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,970

Read SEC document
December 04, 2018 Filed Dec 6, 2018 18:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,190 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-001279 · edgar.xml · derivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,779

Underlying: Common Stock · 23,190 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 18:30 UTC
McVey Richard MDirector · Chairman & CEO
GiftCommon Stock, par value $0.003 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001279 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056,036

Read SEC document
December 04, 2018 Filed Dec 6, 2018 18:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 23,190 $21.56 $499,976.40
Disclosure

SEC source: 0001012975-18-001279 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 18:30 UTC
McVey Richard MDirector · Chairman & CEO
GiftCommon Stock, par value $0.003 per share 2,000 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001279 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Immediate Family Member

Disclosed balance after: 2,000

Read SEC document
December 03, 2018 Filed Dec 6, 2018 18:30 UTC
McVey Richard MDirector · Chairman & CEO
GiftCommon Stock, par value $0.003 per share 2,000 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001279 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,846

Read SEC document
November 30, 2018 Filed Feb 6, 2019 16:22 UTC GiftCommon Stock, par value $0.003 per share 299 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,059

Read SEC document
November 30, 2018 Filed Feb 6, 2019 16:22 UTC GiftCommon Stock, par value $0.003 per share 299 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:31 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 2,500 $216.89 $542,229.50
Disclosure

SEC source: 0001012975-18-001246 · edgar.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,692

F1 · price: The transactions were executed in multiple trades at prices ranging from $216.75 to $217.065. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 17:05 UTC GiftCommon Stock, par value $0.003 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001213 · edgar.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,712

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
GrantPerformance Shares · Derivative 19,800 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · derivative · entry 9

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

Underlying: Common Stock · 19,800 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of the Company's common stock. 19,800 shares of the Company's common stock will be awarded subject to the Company's attainment of an average price per share of the common stock of $278.40, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023.

F8 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of the Company's common stock. 19,800 shares of the Company's common stock will be awarded subject to the Company's attainment of an average price per share of the common stock of $278.40, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023.

F8 · derivative.expiration_date: Each performance share represents a contingent right to receive one share of the Company's common stock. 19,800 shares of the Company's common stock will be awarded subject to the Company's attainment of an average price per share of the common stock of $278.40, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
GrantPerformance Shares · Derivative 17,942 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · derivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,942

Underlying: Common Stock · 17,942 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of the Company's common stock. 17,942 shares of the Company's common stock will be awarded subject to the Company's attainment of an average price per share of the common stock of $257.78, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023.

F7 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of the Company's common stock. 17,942 shares of the Company's common stock will be awarded subject to the Company's attainment of an average price per share of the common stock of $257.78, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023.

F7 · derivative.expiration_date: Each performance share represents a contingent right to receive one share of the Company's common stock. 17,942 shares of the Company's common stock will be awarded subject to the Company's attainment of an average price per share of the common stock of $257.78, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
GrantEmployee Stock Option (right to buy) · Derivative 79,411 $0.00 Strike: $278.40 $0.00
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · derivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,411

Underlying: Common Stock · 79,411 shares

Expires 2024-05-08

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
GrantEmployee Stock Option (right to buy) · Derivative 69,113 $0.00 Strike: $257.78 $0.00
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · derivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,113

Underlying: Common Stock · 69,113 shares

Expires 2024-05-08

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,601 $207.95 $332,920.59
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,846

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transaction was executed in multiple trades at prices ranging from $207.74 to $208.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,400 $207.25 $290,146.22
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046,447

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transaction was executed in multiple trades at prices ranging from $206.70 to $207.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 5,340 $205.98 $1,099,907.03
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,847

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $205.65 to $206.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 5,730 $205.14 $1,175,477.41
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,187

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $204.63 to $205.585. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 17:02 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 5,929 $203.95 $1,209,199.98
Disclosure

SEC source: 0001012975-18-001211 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058,917

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $203.47 to $204.45. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,640 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 10

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,969

Underlying: Common Stock · 11,640 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,860 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 9

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,609

Underlying: Common Stock · 9,860 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 11,640 $214.34 $2,494,871.04
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,846

F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share.

F3 · price: The transaction was executed in multiple trades at prices ranging from $213.95 to $214.645. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 11,640 $21.56 $250,958.40
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 9,860 $21.56 $212,581.60
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,202 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,469

Underlying: Common Stock · 12,202 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,298 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,671

Underlying: Common Stock · 10,298 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 12,202 $209.63 $2,557,891.84
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,986

F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share.

F2 · price: The transaction was executed in multiple trades at prices ranging from $209.25 to $210.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 12,202 $21.56 $263,075.12
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 10,298 $21.56 $222,024.88
Disclosure

SEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Feb 6, 2019 21:17 UTC GiftCommon Stock, par value $0.003 per share 320 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000131 · edgar.xml · nonDerivative · entry 1

Sullivan James Joseph · CIK 0001545324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,038

Read SEC document
August 14, 2018 Filed Aug 16, 2018 16:05 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,437 $187.01 $268,729.20
Disclosure

SEC source: 0001012975-18-001036 · edgar.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,896

F2 · price: The transactions were executed in multiple trades at prices ranging from $186.94 to $187.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 16:05 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 11,394 $186.45 $2,124,364.58
Disclosure

SEC source: 0001012975-18-001036 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,333

F1 · price: The transactions were executed in multiple trades at prices ranging from $185.88 to $186.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:14 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000994 · edgar.xml · nonDerivative · entry 1

HERNANDEZ CARLOS MAURICIO · CIK 0001350131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,479

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:10 UTC GrantCommon Stock, par value $0.003 per share 702 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000990 · edgar.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,778

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:18 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001000 · edgar.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:00 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 163 $188.89 $30,788.56
Disclosure

SEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,688

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transaction was executed in multiple trades at prices ranging from $188.82 to $188.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:00 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,289 $188.33 $619,430.20
Disclosure

SEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,851

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $187.80 to $188.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:00 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,191 $186.82 $782,965.55
Disclosure

SEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,140

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $186.56 to $187.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 08, 2018 Filed Aug 10, 2018 16:00 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 12,357 $186.19 $2,300,809.14
Disclosure

SEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,331

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $185.55 to $186.53. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 08, 2018 Filed Aug 10, 2018 16:16 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000996 · edgar.xml · nonDerivative · entry 1

KETCHUM RICHARD G · CIK 0001207211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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August 08, 2018 Filed Aug 10, 2018 16:04 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000986 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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August 08, 2018 Filed Aug 10, 2018 20:17 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000998 · edgar.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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August 08, 2018 Filed Aug 10, 2018 20:21 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001004 · edgar.xml · nonDerivative · entry 1

Begleiter Steven L · CIK 0001525962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,329

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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August 08, 2018 Filed Aug 10, 2018 20:20 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-001002 · edgar.xml · nonDerivative · entry 1

Sullivan James Joseph · CIK 0001545324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,358

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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August 08, 2018 Filed Aug 10, 2018 20:12 UTC GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000992 · edgar.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,302

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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August 08, 2018 Filed Aug 10, 2018 20:08 UTC
Chwick JaneDirector
GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000988 · edgar.xml · nonDerivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,315

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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August 06, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,055 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 10

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,969

Underlying: Common Stock · 12,055 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

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August 06, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,945 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 9

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,024

Underlying: Common stock · 9,945 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

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August 06, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 12,055 $189.03 $2,278,790.40
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,688

F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share.

F3 · price: The transaction was executed in multiple trades at prices ranging from $189.00 to $189.205. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 06, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 12,055 $21.56 $259,905.80
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.