Tapewire

Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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Tapewire entity
3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2019 Filed Aug 9, 2019 16:15 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,120 $348.46 $390,275.20
Disclosure

SEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,144

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $348.08 to $349.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:15 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 300 $347.10 $104,130.00
Disclosure

SEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,264

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $346.91 to $347.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:15 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 500 $346.09 $173,045.00
Disclosure

SEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,564

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $345.90 to $346.59. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:15 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 500 $345.14 $172,570.00
Disclosure

SEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,064

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $344.78 to $345.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,363 $352.11 $832,035.93
Disclosure

SEC source: 0001209191-19-045331 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,989

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $351.95 to $352.50. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 6,803 $351.44 $2,390,846.32
Disclosure

SEC source: 0001209191-19-045331 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,352

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $350.94 to $351.91. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,732 $350.54 $1,658,755.28
Disclosure

SEC source: 0001209191-19-045331 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,155

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $349.91 to $350.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 702 $349.10 $245,068.20
Disclosure

SEC source: 0001209191-19-045331 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,887

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $348.82 to $349.53. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,500 $348.30 $870,750.00
Disclosure

SEC source: 0001209191-19-045331 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,589

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $347.86 to $348.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,160 $346.81 $402,299.60
Disclosure

SEC source: 0001209191-19-045331 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,089

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $346.31 to $347.03. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,740 $345.75 $601,605.00
Disclosure

SEC source: 0001209191-19-045331 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,249

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $345.30 to $346.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:13 UTC GrantCommon Stock, par value $0.003 per share 380 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044013 · doc4.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,567

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

F2 · balance_after: The total number of shares reported as beneficially owned by Mr. Casper has been adjusted to correct an error in Mr. Casper's previously filed form.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:18 UTC GrantCommon Stock, par value $0.003 per share 324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044022 · doc4.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,036

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:19 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001209191-19-044024 · doc4.xml · derivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,779

Underlying: Common Stock · 42,000 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:19 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 21,942 $336.05 $7,373,609.10
Disclosure

SEC source: 0001209191-19-044024 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,989

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:19 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 42,000 $21.56 $905,520.00
Disclosure

SEC source: 0001209191-19-044024 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:15 UTC GrantCommon Stock, par value $0.003 per share 324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044017 · doc4.xml · nonDerivative · entry 1

KETCHUM RICHARD G · CIK 0001207211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:17 UTC GrantCommon Stock, par value $0.003 per share 288 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044021 · doc4.xml · nonDerivative · entry 1

Prager Richard Leon · CIK 0001781504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:16 UTC GrantCommon Stock, par value $0.003 per share 324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044020 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:14 UTC GrantCommon Stock, par value $0.003 per share 324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044016 · doc4.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:14 UTC
Chwick JaneDirector
GrantCommon Stock, par value $0.003 per share 324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044015 · doc4.xml · nonDerivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:11 UTC GrantCommon Stock, par value $0.003 per share 324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044009 · doc4.xml · nonDerivative · entry 1

Begleiter Steven L · CIK 0001525962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,653

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:11 UTC GrantCommon Stock, par value $0.003 per share 368 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044007 · doc4.xml · nonDerivative · entry 1

Altobello Nancy A. · CIK 0001742905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:18 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Exercise / conversionPerformance Shares · Derivative 9,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-036771 · doc4.xml · derivative · entry 2

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

F1 · derivative.exercise_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

F1 · derivative.expiration_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:18 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Exercise / conversionCommon Stock, par value $0.003 per share 9,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-036771 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,187 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-035878 · doc4.xml · derivative · entry 4

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,187 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC SaleCommon Stock, par value $0.003 per share 102 $337.30 $34,404.92
Disclosure

SEC source: 0001209191-19-035878 · doc4.xml · nonDerivative · entry 2

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,055

Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC Exercise / conversionCommon Stock, par value $0.003 per share 3,187 $10.77 $34,323.99
Disclosure

SEC source: 0001209191-19-035878 · doc4.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 23, 2019 16:16 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionPerformance Shares · Derivative 19,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-032290 · doc4.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 22, 2019, the Company issued 19,800 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 22, 2019, the Company issued 19,800 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

F1 · derivative.exercise_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 22, 2019, the Company issued 19,800 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

F1 · derivative.expiration_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 22, 2019, the Company issued 19,800 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

Read SEC document
May 22, 2019 Filed May 23, 2019 16:16 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 19,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-032290 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 22, 2019, the Company issued 19,800 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

Read SEC document
May 14, 2019 Filed May 16, 2019 16:11 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionPerformance Shares · Derivative 17,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030345 · doc4.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 14, 2019, the Company issued 17,942 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 14, 2019, the Company issued 17,942 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

F1 · derivative.exercise_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 14, 2019, the Company issued 17,942 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

F1 · derivative.expiration_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 14, 2019, the Company issued 17,942 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

Read SEC document
May 14, 2019 Filed May 16, 2019 16:11 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 17,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030345 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from November 8, 2018 to November 8, 2023. On May 14, 2019, the Company issued 17,942 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on November 8, 2023.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:14 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Exercise / conversionPerformance Shares · Derivative 8,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030348 · doc4.xml · derivative · entry 2

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

F1 · derivative.exercise_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

F1 · derivative.expiration_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

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May 14, 2019 Filed May 16, 2019 20:14 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Exercise / conversionCommon Stock, par value $0.003 per share 8,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030348 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024.

Read SEC document
May 08, 2019 Filed May 10, 2019 16:17 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,405 $282.09 $960,516.45
Disclosure

SEC source: 0001209191-19-028891 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $281.87 to $282.46. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2019 Filed May 10, 2019 16:17 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 10,495 $281.47 $2,954,027.65
Disclosure

SEC source: 0001209191-19-028891 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,594

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $280.86 to $281.85. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2019 Filed May 10, 2019 16:17 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,200 $280.35 $1,177,470.00
Disclosure

SEC source: 0001209191-19-028891 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,089

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $279.83 to $280.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2019 Filed May 10, 2019 16:17 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,900 $279.37 $530,803.00
Disclosure

SEC source: 0001209191-19-028891 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,289

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $278.82 to $279.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 01, 2019 Filed May 1, 2019 20:18 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 1,000 $282.50 $282,500.00
Disclosure

SEC source: 0001209191-19-026758 · doc4.xml · nonDerivative · entry 3

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,317

Read SEC document
April 30, 2019 Filed May 1, 2019 20:18 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 1,000 $279.02 $279,017.00
Disclosure

SEC source: 0001209191-19-026758 · doc4.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,317

F1 · price: The transactions were executed in multiple trades at prices ranging from $279.00 to $279.17. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:18 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 2,000 $276.23 $552,466.60
Disclosure

SEC source: 0001209191-19-026758 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,317

Read SEC document
April 26, 2019 Filed Apr 29, 2019 16:02 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,489 $265.61 $395,494.78
Disclosure

SEC source: 0001209191-19-026408 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,564

F1 · price: The transactions were executed in multiple trades at prices ranging from $265.32 to $266.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 21, 2019 Filed Feb 21, 2019 20:22 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 12,260 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004472 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,053

F1 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021.

Read SEC document
February 21, 2019 Filed Feb 21, 2019 20:23 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 7,356 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004473 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,257

F2 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 01:22 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 10,216 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004471 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,317

F1 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:23 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 8,000 $231.99 $1,855,924.80
Disclosure

SEC source: 0000899243-19-004473 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,901

F1 · price: The transactions were executed in multiple trades at prices ranging from $231.67 to $232.11. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 17:20 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,689 $221.77 $596,339.53
Disclosure

SEC source: 0001012975-19-000144 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $221.57 to $222.14. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 17:20 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 12,762 $221.03 $2,820,784.86
Disclosure

SEC source: 0001012975-19-000144 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,878

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $220.57 to $221.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 17:20 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,549 $220.18 $1,001,598.82
Disclosure

SEC source: 0001012975-19-000144 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,640

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $219.56 to $220.55. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 16:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,187 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001012975-19-000133 · edgar.xml · derivative · entry 3

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,187 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.