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TPG Mortgage Investment Trust, Inc.

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6278
SEC CIK
0001514281
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254

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2023 Filed Apr 4, 2023 20:40 UTC GrantCommon Stock 3,508 $0.00 $0.00
Disclosure

SEC source: 0001514281-23-000037 · wf-form4_168064080703573.xml · nonDerivative · entry 1

Jozoff Matthew · CIK 0001927752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,007

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:43 UTC OtherCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001514281-23-000012 · wf-form4_167537420591415.xml · nonDerivative · entry 1

Rossiello Anthony William · CIK 0001838960 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,334

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2024, subject to continued employment.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:42 UTC
Durkin ThomasDirector · CEO and President
OtherCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001514281-23-000011 · wf-form4_167537414272787.xml · nonDerivative · entry 1

Durkin Thomas · CIK 0001722685 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,832

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2023, subject to continued employment.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:52 UTC GrantCommon Stock 3,752 $5.33 $19,998.16
Disclosure

SEC source: 0001514281-23-000005 · wf-form4_167295553144799.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,785

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:53 UTC GrantCommon Stock 3,752 $5.33 $19,998.16
Disclosure

SEC source: 0001514281-23-000007 · wf-form4_167295560840372.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,300

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:54 UTC GrantCommon Stock 5,159 $5.33 $27,497.47
Disclosure

SEC source: 0001514281-23-000008 · wf-form4_167295563041815.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,050

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:53 UTC GrantCommon Stock 3,752 $5.33 $19,998.16
Disclosure

SEC source: 0001514281-23-000006 · wf-form4_167295558150295.xml · nonDerivative · entry 1

Jozoff Matthew · CIK 0001927752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,499

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:19 UTC GrantCommon Stock 4,739 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000081 · wf-form4_166491475014908.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,033

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:19 UTC GrantCommon Stock 4,739 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000080 · wf-form4_166491469096860.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,548

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:17 UTC GrantCommon Stock 4,739 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000078 · wf-form4_166491462590050.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,891

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:18 UTC GrantCommon Stock 4,739 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000079 · wf-form4_166491465264789.xml · nonDerivative · entry 1

Jozoff Matthew · CIK 0001927752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,747

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 21:40 UTC PurchaseCommon Stock 8,000 $7.41 $59,301.60
Disclosure

SEC source: 0001514281-22-000070 · wf-form4_165999480390083.xml · nonDerivative · entry 1

Jozoff Matthew · CIK 0001927752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,008

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.40 to $7.43, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:25 UTC GrantCommon Stock 2,980 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000055 · wf-form4_165713909952096.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,294

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:25 UTC GrantCommon Stock 2,980 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000056 · wf-form4_165713911485188.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,809

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:26 UTC GrantCommon Stock 2,980 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000057 · wf-form4_165713913869317.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,152

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:24 UTC GrantCommon Stock 2,008 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000054 · wf-form4_165713908295025.xml · nonDerivative · entry 1

Jozoff Matthew · CIK 0001927752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,008

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy, representing a pro-rated amount based on the reporting person's initial election to the Issuer's Board of Directors. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:17 UTC PurchaseCommon Stock 30,000 $7.42 $222,471.00
Disclosure

SEC source: 0001514281-22-000049 · wf-form4_165238656330982.xml · nonDerivative · entry 1

Jozoff Matthew · CIK 0001927752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.34 to $7.50, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:00 UTC GrantCommon Stock 2,178 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000036 · wf-form4_164910596204730.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,314

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:59 UTC GrantCommon Stock 2,178 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000035 · wf-form4_164910573444427.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,829

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:01 UTC GrantCommon Stock 2,178 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000037 · wf-form4_164910601150428.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,172

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:01 UTC GrantCommon Stock 2,178 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000038 · wf-form4_164910607521139.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,110

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:23 UTC
ROBERTS DAVID NDirector · Chairman and CEO
OtherCommon Stock 66,666 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000013 · wf-form4_164383697321036.xml · nonDerivative · entry 1

ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,034

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:23 UTC OtherCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000014 · wf-form4_164383699837796.xml · nonDerivative · entry 1

Rossiello Anthony William · CIK 0001838960 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2022, subject to continued employment.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:24 UTC
Durkin ThomasDirector · President
OtherCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000015 · wf-form4_164383703046709.xml · nonDerivative · entry 1

Durkin Thomas · CIK 0001722685 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,832

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2022, subject to continued employment.

F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:18 UTC GrantCommon Stock 1,945 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000007 · wf-form4_164133471109702.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,136

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:19 UTC GrantCommon Stock 1,945 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000008 · wf-form4_164133473433292.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:19 UTC GrantCommon Stock 1,945 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000009 · wf-form4_164133475646916.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,994

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:18 UTC GrantCommon Stock 1,945 $0.00 $0.00
Disclosure

SEC source: 0001514281-22-000006 · wf-form4_164133467543921.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,932

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:55 UTC PurchaseCommon Stock 5,000 $10.35 $51,750.00
Disclosure

SEC source: 0001514281-21-000140 · wf-form4_163830928810790.xml · nonDerivative · entry 2

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,987

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:55 UTC PurchaseCommon Stock 5,000 $10.20 $51,000.00
Disclosure

SEC source: 0001514281-21-000140 · wf-form4_163830928810790.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,987

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:35 UTC
ROBERTS DAVID NDirector · Chairman and CEO
PurchaseCommon Stock 200,000 $10.25 $2,050,000.00
Disclosure

SEC source: 0001514281-21-000138 · wf-form4_163770328326543.xml · nonDerivative · entry 1

ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,368

F1 · shares: The reporting person purchased 200,000 shares of the Issuer's common stock in a follow-on offering of the Issuer's common stock, which closed on November 22, 2021. Such shares were purchased at the public offering price and were not subject to any underwriting discounts or commissions.

F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:19 UTC GrantCommon Stock 1,765 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000118 · wf-form4_163346516980958.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,191

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:20 UTC GrantCommon Stock 1,765 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000119 · wf-form4_163346518610570.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,706

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:19 UTC GrantCommon Stock 1,765 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000117 · wf-form4_163346514893035.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,049

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:20 UTC GrantCommon Stock 1,765 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000120 · wf-form4_163346520624823.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,987

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 18:16 UTC
Neslin Jenny BGeneral Counsel & Secretary
OtherCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000098 · wf-form4_162690577093242.xml · nonDerivative · entry 1

Neslin Jenny B · CIK 0001650951 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. Two-thirds of the restricted shares vest on December 31, 2021 and the remaining one-third vest on December 31, 2022, in each case, subject to continued employment with Angelo Gordon.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 18:16 UTC
ROBERTS DAVID NDirector · Chairman and CEO
OtherCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000097 · wf-form4_162690574286890.xml · nonDerivative · entry 1

ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,216

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:16 UTC
Smith Nicholas PChief Investment Officer
OtherCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000099 · wf-form4_162690578818886.xml · nonDerivative · entry 1

Smith Nicholas P · CIK 0001858499 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment.

Read SEC document
July 19, 2021 Filed Aug 2, 2021 20:17 UTC Amendment
Smith Nicholas PChief Investment Officer
OtherCommon Stock 166,666 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000109 · wf-form4a_162793543849199.xml · nonDerivative · entry 1

Smith Nicholas P · CIK 0001858499 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,666

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:39 UTC GrantCommon Stock 4,728 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000090 · wf-form4_162560756625350.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,280

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:24 UTC GrantCommon Stock 4,728 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000093 · wf-form4_162561026300530.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,824

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

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July 01, 2021 Filed Jul 6, 2021 21:40 UTC GrantCommon Stock 4,728 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000091 · wf-form4_162560759828531.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,854

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

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July 01, 2021 Filed Jul 6, 2021 21:39 UTC GrantCommon Stock 4,728 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000089 · wf-form4_162560753629044.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,669

F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors.

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May 12, 2021 Filed May 13, 2021 20:32 UTC PurchaseCommon Stock 10,000 $3.71 $37,100.00
Disclosure

SEC source: 0001514281-21-000071 · wf-form4_162093789954788.xml · nonDerivative · entry 2

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,941

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May 12, 2021 Filed May 13, 2021 20:32 UTC PurchaseCommon Stock 10,000 $3.75 $37,500.00
Disclosure

SEC source: 0001514281-21-000071 · wf-form4_162093789954788.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,941

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April 01, 2021 Filed Apr 1, 2021 22:03 UTC GrantCommon Stock 4,830 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000035 · wf-form4_161731457304872.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,552

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman.

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April 01, 2021 Filed Apr 1, 2021 22:04 UTC GrantCommon Stock 4,830 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000036 · wf-form4_161731463879365.xml · nonDerivative · entry 1

Hurley Dianne · CIK 0001669018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,096

F1 · price: Shares were issued to Ms. Hurley as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hurley.

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April 01, 2021 Filed Apr 1, 2021 22:02 UTC GrantCommon Stock 4,830 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000034 · wf-form4_161731450046091.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,126

F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess.

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April 01, 2021 Filed Apr 1, 2021 22:01 UTC GrantCommon Stock 4,830 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000033 · wf-form4_161731444544697.xml · nonDerivative · entry 1

LaManna Joseph · CIK 0001524588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,941

F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna.

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January 04, 2021 Filed Jan 6, 2021 21:36 UTC GrantCommon Stock 6,688 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000007 · wf-form4_160996900529772.xml · nonDerivative · entry 1

LINNEMAN PETER · CIK 0001170994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,722

F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.