Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2023 Filed Apr 4, 2023 20:40 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 3,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000037 · wf-form4_168064080703573.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,007 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:43 UTC |
Rossiello Anthony WilliamCFO & Treasurer
|
OtherCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000012 · wf-form4_167537420591415.xml · nonDerivative · entry 1 Rossiello Anthony William · CIK 0001838960 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,334 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2024, subject to continued employment. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:42 UTC |
Durkin ThomasDirector · CEO and President
|
OtherCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000011 · wf-form4_167537414272787.xml · nonDerivative · entry 1 Durkin Thomas · CIK 0001722685 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,832 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2023, subject to continued employment. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:52 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 3,752 | $5.33 | $19,998.16 |
DisclosureSEC source: 0001514281-23-000005 · wf-form4_167295553144799.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,785 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:53 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 3,752 | $5.33 | $19,998.16 |
DisclosureSEC source: 0001514281-23-000007 · wf-form4_167295560840372.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,300 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:54 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 5,159 | $5.33 | $27,497.47 |
DisclosureSEC source: 0001514281-23-000008 · wf-form4_167295563041815.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,050 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:53 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 3,752 | $5.33 | $19,998.16 |
DisclosureSEC source: 0001514281-23-000006 · wf-form4_167295558150295.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,499 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:19 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 4,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000081 · wf-form4_166491475014908.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,033 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:19 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 4,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000080 · wf-form4_166491469096860.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,548 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:17 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000078 · wf-form4_166491462590050.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,891 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:18 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 4,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000079 · wf-form4_166491465264789.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,747 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 21:40 UTC |
Jozoff MatthewDirector
|
PurchaseCommon Stock | 8,000 | $7.41 | $59,301.60 |
DisclosureSEC source: 0001514281-22-000070 · wf-form4_165999480390083.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,008 F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.40 to $7.43, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:25 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000055 · wf-form4_165713909952096.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,294 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:25 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000056 · wf-form4_165713911485188.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,809 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:26 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000057 · wf-form4_165713913869317.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,152 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:24 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 2,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000054 · wf-form4_165713908295025.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,008 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy, representing a pro-rated amount based on the reporting person's initial election to the Issuer's Board of Directors. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:17 UTC |
Jozoff MatthewDirector
|
PurchaseCommon Stock | 30,000 | $7.42 | $222,471.00 |
DisclosureSEC source: 0001514281-22-000049 · wf-form4_165238656330982.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.34 to $7.50, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:00 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 2,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000036 · wf-form4_164910596204730.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,314 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 20:59 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 2,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000035 · wf-form4_164910573444427.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,829 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:01 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 2,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000037 · wf-form4_164910601150428.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,172 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:01 UTC |
LaManna JosephDirector
|
GrantCommon Stock | 2,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000038 · wf-form4_164910607521139.xml · nonDerivative · entry 1 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,110 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:23 UTC |
ROBERTS DAVID NDirector · Chairman and CEO
|
OtherCommon Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000013 · wf-form4_164383697321036.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,034 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:23 UTC |
Rossiello Anthony WilliamCFO & Treasurer
|
OtherCommon Stock | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000014 · wf-form4_164383699837796.xml · nonDerivative · entry 1 Rossiello Anthony William · CIK 0001838960 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2022, subject to continued employment. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:24 UTC |
Durkin ThomasDirector · President
|
OtherCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000015 · wf-form4_164383703046709.xml · nonDerivative · entry 1 Durkin Thomas · CIK 0001722685 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,832 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in three annual installments beginning on January 31, 2022, subject to continued employment. F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:18 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000007 · wf-form4_164133471109702.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,136 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:19 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000008 · wf-form4_164133473433292.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,651 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:19 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000009 · wf-form4_164133475646916.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,994 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:18 UTC |
LaManna JosephDirector
|
GrantCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-22-000006 · wf-form4_164133467543921.xml · nonDerivative · entry 1 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,932 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 21:55 UTC |
LaManna JosephDirector
|
PurchaseCommon Stock | 5,000 | $10.35 | $51,750.00 |
DisclosureSEC source: 0001514281-21-000140 · wf-form4_163830928810790.xml · nonDerivative · entry 2 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,987 Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 21:55 UTC |
LaManna JosephDirector
|
PurchaseCommon Stock | 5,000 | $10.20 | $51,000.00 |
DisclosureSEC source: 0001514281-21-000140 · wf-form4_163830928810790.xml · nonDerivative · entry 1 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,987 Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:35 UTC |
ROBERTS DAVID NDirector · Chairman and CEO
|
PurchaseCommon Stock | 200,000 | $10.25 | $2,050,000.00 |
DisclosureSEC source: 0001514281-21-000138 · wf-form4_163770328326543.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,368 F1 · shares: The reporting person purchased 200,000 shares of the Issuer's common stock in a follow-on offering of the Issuer's common stock, which closed on November 22, 2021. Such shares were purchased at the public offering price and were not subject to any underwriting discounts or commissions. F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:19 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 1,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000118 · wf-form4_163346516980958.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,191 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:20 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 1,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000119 · wf-form4_163346518610570.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,706 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:19 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 1,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000117 · wf-form4_163346514893035.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,049 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:20 UTC |
LaManna JosephDirector
|
GrantCommon Stock | 1,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000120 · wf-form4_163346520624823.xml · nonDerivative · entry 1 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,987 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · balance_after: Reflects the Issuer's 1-for-3 reverse stock split that was effected following the close of business on July 22, 2021. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:16 UTC |
Neslin Jenny BGeneral Counsel & Secretary
|
OtherCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000098 · wf-form4_162690577093242.xml · nonDerivative · entry 1 Neslin Jenny B · CIK 0001650951 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. Two-thirds of the restricted shares vest on December 31, 2021 and the remaining one-third vest on December 31, 2022, in each case, subject to continued employment with Angelo Gordon. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 18:16 UTC |
ROBERTS DAVID NDirector · Chairman and CEO
|
OtherCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000097 · wf-form4_162690574286890.xml · nonDerivative · entry 1 ROBERTS DAVID N · CIK 0001203422 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,216 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 22:16 UTC |
Smith Nicholas PChief Investment Officer
|
OtherCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000099 · wf-form4_162690578818886.xml · nonDerivative · entry 1 Smith Nicholas P · CIK 0001858499 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment. Read SEC document |
| July 19, 2021 Filed Aug 2, 2021 20:17 UTC Amendment |
Smith Nicholas PChief Investment Officer
|
OtherCommon Stock | 166,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000109 · wf-form4a_162793543849199.xml · nonDerivative · entry 1 Smith Nicholas P · CIK 0001858499 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,666 F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:39 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000090 · wf-form4_162560756625350.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,280 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:24 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000093 · wf-form4_162561026300530.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,824 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:40 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000091 · wf-form4_162560759828531.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,854 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:39 UTC |
LaManna JosephDirector
|
GrantCommon Stock | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000089 · wf-form4_162560753629044.xml · nonDerivative · entry 1 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,669 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:32 UTC |
LaManna JosephDirector
|
PurchaseCommon Stock | 10,000 | $3.71 | $37,100.00 |
DisclosureSEC source: 0001514281-21-000071 · wf-form4_162093789954788.xml · nonDerivative · entry 2 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,941 Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:32 UTC |
LaManna JosephDirector
|
PurchaseCommon Stock | 10,000 | $3.75 | $37,500.00 |
DisclosureSEC source: 0001514281-21-000071 · wf-form4_162093789954788.xml · nonDerivative · entry 1 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,941 Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 22:03 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000035 · wf-form4_161731457304872.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,552 F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 22:04 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000036 · wf-form4_161731463879365.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,096 F1 · price: Shares were issued to Ms. Hurley as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hurley. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 22:02 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000034 · wf-form4_161731450046091.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,126 F1 · price: Shares were issued to Ms. Hess as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Ms. Hess. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 22:01 UTC |
LaManna JosephDirector
|
GrantCommon Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000033 · wf-form4_161731444544697.xml · nonDerivative · entry 1 LaManna Joseph · CIK 0001524588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,941 F1 · price: Shares were issued to Mr. LaManna as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. LaManna. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:36 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 6,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-21-000007 · wf-form4_160996900529772.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,722 F1 · price: Shares were issued to Mr. Linneman as compensation for services provided to AG Mortgage Investment Trust, Inc. (the "Company") in accordance with the Company's 2020 Equity Incentive Plan and subject to the terms and restrictions contained in the award agreement entered into by the Company and Mr. Linneman. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.