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Smith Nicholas P

Disclosed activity across 1 company

Tapewire entity
136745
SEC CIK
0001858499

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TPG Mortgage Investment Trust, Inc.MITT · Entity 6278Chief Investment OfficerJuly 19, 2021August 02, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TPG Mortgage Investment Trust, Inc.

Report date July 19, 2021 · Filed August 02, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect166,666 Reported balance After 2021-07-19 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-07-19 · Other · Acquired 166,666 · Balance 166,666

F1: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2021 Filed Jul 21, 2021 22:16 UTC TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 OtherCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000099 · wf-form4_162690578818886.xml · nonDerivative · entry 1

Smith Nicholas P · CIK 0001858499 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment.

Read SEC document
July 19, 2021 Filed Aug 2, 2021 20:17 UTC Amendment TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 OtherCommon Stock 166,666 $0.00 $0.00
Disclosure

SEC source: 0001514281-21-000109 · wf-form4a_162793543849199.xml · nonDerivative · entry 1

Smith Nicholas P · CIK 0001858499 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,666

F1 · kind: Represents restricted shares of common stock of the Issuer that have been awarded by Angelo, Gordon & Co., L.P. ("Angelo Gordon"), an affiliate of the manager of the Issuer, to the reporting person pursuant to a compensatory plan adopted by Angelo Gordon. The restricted shares will vest ratably in four annual installments beginning on January 31, 2022, subject to continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.