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Nasdaq · USD

MITK

MITEK SYSTEMS INC

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5119
SEC CIK
0000807863
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2021 Filed Dec 28, 2021 23:37 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001577363-21-000008 · wf-form4_164073464452235.xml · nonDerivative · entry 2

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,406

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 53 performance restricted stock units.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:37 UTC
Gray JasonGC, Secretary & Admin Officer
Exercise / conversionCommon Stock 53 $0.00 $0.00
Disclosure

SEC source: 0001577363-21-000008 · wf-form4_164073464452235.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:36 UTC
Diamond Michael EGeneral Manager
Exercise / conversionPerformance Restricted Stock Units · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001590840-21-000009 · wf-form4_164073459843235.xml · derivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,959

Underlying: Common Stock · 58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:36 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 30 $16.69 $500.70
Disclosure

SEC source: 0001590840-21-000009 · wf-form4_164073459843235.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,338

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 58 performance restricted stock units.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:36 UTC
Diamond Michael EGeneral Manager
Exercise / conversionCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001590840-21-000009 · wf-form4_164073459843235.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:36 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001255170-21-000005 · wf-form4_164073454969957.xml · derivative · entry 3

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,683

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:36 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
SaleCommon Stock 171 $16.69 $2,853.99
Disclosure

SEC source: 0001255170-21-000005 · wf-form4_164073454969957.xml · nonDerivative · entry 2

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,711

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 331 performance restricted stock units.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:36 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001255170-21-000005 · wf-form4_164073454969957.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:35 UTC
Ritter StephenChief Technology Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001666983-21-000007 · wf-form4_164073450553031.xml · derivative · entry 3

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,928

Underlying: Common Stock · 50 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:35 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001666983-21-000007 · wf-form4_164073450553031.xml · nonDerivative · entry 2

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,934

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 50 performance restricted stock units.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 23:35 UTC
Ritter StephenChief Technology Officer
Exercise / conversionCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001666983-21-000007 · wf-form4_164073450553031.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 02:28 UTC SaleCommon Stock 8,845 $17.68 $156,379.60
Disclosure

SEC source: 0000807863-21-000095 · wf-form4_163910332412711.xml · nonDerivative · entry 2

AULET WILLIAM K · CIK 0001247899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,791

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.660 - $17.815, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 02:28 UTC SaleCommon Stock 7,755 $17.63 $136,720.65
Disclosure

SEC source: 0000807863-21-000095 · wf-form4_163910332412711.xml · nonDerivative · entry 1

AULET WILLIAM K · CIK 0001247899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,636

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.610 - $17.680, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:41 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
SaleCommon Stock 14,353 $16.73 $240,154.40
Disclosure

SEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 4

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,551

F4 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 28,154 performance restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:41 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
SaleCommon Stock 10,764 $16.73 $180,081.72
Disclosure

SEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 3

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,904

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 21,115 restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:30 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 1,503 $16.73 $25,149.70
Disclosure

SEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 4

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,904

F4 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,223 performance restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:30 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 1,127 $16.73 $18,858.09
Disclosure

SEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 3

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,407

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,167 restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:16 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 1,590 $16.73 $26,603.88
Disclosure

SEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · nonDerivative · entry 3

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,060

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,469 performance restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:16 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 1,193 $16.73 $19,962.47
Disclosure

SEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · nonDerivative · entry 2

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,650

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,352 restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:25 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 1,840 $16.73 $30,785.04
Disclosure

SEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 4

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,310

F4 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,927 performance restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 01:25 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 1,217 $16.73 $20,361.63
Disclosure

SEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,150

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,695 restricted stock units.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:41 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 28,154 $0.00 $0.00
Disclosure

SEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · derivative · entry 6

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,014

Underlying: Common Stock · 28,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F10 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F11 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F9 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F9 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:41 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
Exercise / conversionCommon Stock 28,154 $0.00 $0.00
Disclosure

SEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 2

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:30 UTC
Ritter StephenChief Technology Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 4,223 $0.00 $0.00
Disclosure

SEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · derivative · entry 6

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,978

Underlying: Common Stock · 4,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F10 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F11 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F9 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F9 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:30 UTC
Ritter StephenChief Technology Officer
Exercise / conversionCommon Stock 4,223 $0.00 $0.00
Disclosure

SEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 2

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:16 UTC
Gray JasonGC, Secretary & Admin Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 4,469 $0.00 $0.00
Disclosure

SEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · derivative · entry 4

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,242

Underlying: Common Stock · 4,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F6 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F4 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:16 UTC
Gray JasonGC, Secretary & Admin Officer
Exercise / conversionCommon Stock 4,469 $0.00 $0.00
Disclosure

SEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:25 UTC
Diamond Michael EGeneral Manager
Exercise / conversionPerformance Restricted Stock Units · Derivative 4,927 $0.00 $0.00
Disclosure

SEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · derivative · entry 6

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,017

Underlying: Common Stock · 4,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F10 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F11 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F9 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F9 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 01:25 UTC
Diamond Michael EGeneral Manager
Exercise / conversionCommon Stock 4,927 $0.00 $0.00
Disclosure

SEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:41 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
GrantPerformance Restricted Stock Units · Derivative 157,327 $0.00 $0.00
Disclosure

SEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · derivative · entry 5

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,168

Underlying: Common Stock · 157,327 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents 157,327 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 117,995 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 39,332 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F6 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F7 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F8 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F5 · derivative.exercise_date: Represents 157,327 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 117,995 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 39,332 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F5 · derivative.expiration_date: Represents 157,327 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 117,995 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 39,332 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:41 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
GrantCommon Stock 117,995 $0.00 $0.00
Disclosure

SEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,514

F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:30 UTC
Ritter StephenChief Technology Officer
GrantPerformance Restricted Stock Units · Derivative 23,599 $0.00 $0.00
Disclosure

SEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · derivative · entry 5

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,201

Underlying: Common Stock · 23,599 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents 23,599 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 17,700 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 5,899 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F6 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F7 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F8 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F5 · derivative.exercise_date: Represents 23,599 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 17,700 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 5,899 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F5 · derivative.expiration_date: Represents 23,599 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 17,700 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 5,899 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:30 UTC
Ritter StephenChief Technology Officer
GrantCommon Stock 17,700 $0.00 $0.00
Disclosure

SEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,311

F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant.

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:36 UTC GrantPerformance Restricted Stock Units · Derivative 6,490 $0.00 $0.00
Disclosure

SEC source: 0001866966-21-000006 · wf-form4_163832255446182.xml · derivative · entry 2

Teruel Frank · CIK 0001866966 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490

Underlying: Common Stock · 6,490 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:36 UTC GrantCommon Stock 4,868 $0.00 $0.00
Disclosure

SEC source: 0001866966-21-000006 · wf-form4_163832255446182.xml · nonDerivative · entry 1

Teruel Frank · CIK 0001866966 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,839

F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:25 UTC
Diamond Michael EGeneral Manager
GrantPerformance Restricted Stock Units · Derivative 27,533 $0.00 $0.00
Disclosure

SEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · derivative · entry 5

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,944

Underlying: Common Stock · 27,533 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents 27,533 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 20,649 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 6,884 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F6 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F7 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F8 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F5 · derivative.exercise_date: Represents 27,533 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 20,649 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 6,884 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F5 · derivative.expiration_date: Represents 27,533 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 20,649 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 6,884 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 26, 2021 Filed Dec 1, 2021 01:25 UTC
Diamond Michael EGeneral Manager
GrantCommon Stock 20,649 $0.00 $0.00
Disclosure

SEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,440

F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:34 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 2,770 $16.71 $46,278.39
Disclosure

SEC source: 0001577363-21-000004 · wf-form4_163719208534678.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,374

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,713 restricted stock units.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:33 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 4,057 $16.71 $67,796.53
Disclosure

SEC source: 0001666983-21-000003 · wf-form4_163719201539872.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,611

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 11,300 restricted stock units.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:32 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 2,992 $16.71 $49,990.34
Disclosure

SEC source: 0001590840-21-000004 · wf-form4_163719194512049.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,791

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 9,002 restricted stock units.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 20:59 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
SaleCommon Stock 8,326 $17.75 $147,794.83
Disclosure

SEC source: 0001255170-21-000002 · wf-form4_163675073928889.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,519

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 23,684 restricted stock units.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on February 12, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 09, 2021 Filed Nov 12, 2021 20:56 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 2,569 $17.75 $45,602.32
Disclosure

SEC source: 0001590840-21-000002 · wf-form4_163675058201015.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,783

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,895 restricted stock units.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 20:58 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 1,389 $17.75 $24,656.14
Disclosure

SEC source: 0001666983-21-000001 · wf-form4_163675066781982.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,668

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,948 restricted stock units.

F2 · balance_after: Includes 463 shares acquired under the Mitek employee stock purchase plan on August 13, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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November 09, 2021 Filed Nov 12, 2021 20:55 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 1,389 $17.75 $24,656.14
Disclosure

SEC source: 0001577363-21-000003 · wf-form4_163675052997478.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,144

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,948 restricted stock units.

F2 · balance_after: Includes 193 shares acquired under the Mitek employee stock purchase plan on August 13, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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July 19, 2021 Filed Jul 21, 2021 21:17 UTC GrantCommon Stock 65,971 $0.00 $0.00
Disclosure

SEC source: 0001866966-21-000003 · wf-form4_162690223686332.xml · nonDerivative · entry 1

Teruel Frank · CIK 0001866966 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,971

F1 · shares: Represents restricted stock units granted on July 19, 2021. Shares subject to the award will vest in four equal annual installments, with 25% of such award vesting on the one-year anniversary of the grant date and the remaining 75% vesting in equal installments on each subsequent anniversary of the grant date.

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June 22, 2021 Filed Jun 24, 2021 17:07 UTC
DAVISON JEFFREY CChief Financial Officer
SaleCommon Stock 11,685 $18.78 $219,444.30
Disclosure

SEC source: 0001421479-21-000006 · wf-form4_162455445367292.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,302

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

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June 07, 2021 Filed Jun 11, 2021 01:15 UTC
Repo SusanDirector
GrantCommon Stock 5,473 $0.00 $0.00
Disclosure

SEC source: 0001866842-21-000004 · wf-form4_162337409900502.xml · nonDerivative · entry 1

Repo Susan · CIK 0001866842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,473

F1 · shares: Currently, the Company provides its outside directors with $125,000 in annual equity compensation which generally is granted in March of each year. Accordingly, on June 7, 2021, in connection with Ms. Repo's appointment to the Board, she received a grant of restricted stock units of the Company ("RSUs") having an initial value of $93,750, which units will fully vest in March 2022 (immediately prior to the date of the Company's annual stockholder meeting).

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March 23, 2021 Filed Mar 25, 2021 00:06 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 3,213 $0.00 $0.00
Disclosure

SEC source: 0000807863-21-000044 · wf-form4_161663076528216.xml · nonDerivative · entry 3

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,340

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 8,938 performance restricted stock units.

F4 · balance_after: Includes 1,798 shares acquired under the Mitek employee stock purchase plan on February 12, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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March 23, 2021 Filed Mar 25, 2021 00:06 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 3,902 $0.00 $0.00
Disclosure

SEC source: 0000807863-21-000044 · wf-form4_161663076528216.xml · nonDerivative · entry 2

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,755

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 10,056 restricted stock units.

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March 23, 2021 Filed Mar 25, 2021 00:06 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 2,460 $0.00 $0.00
Disclosure

SEC source: 0000807863-21-000043 · wf-form4_161663074433858.xml · nonDerivative · entry 3

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,594

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,876 performance restricted stock units.

F4 · balance_after: Includes 1,428 shares acquired under the Mitek employee stock purchase plan on February 12, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.