Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2021 Filed Dec 28, 2021 23:37 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001577363-21-000008 · wf-form4_164073464452235.xml · nonDerivative · entry 2 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,406 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 53 performance restricted stock units. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:37 UTC |
Gray JasonGC, Secretary & Admin Officer
|
Exercise / conversionCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001577363-21-000008 · wf-form4_164073464452235.xml · nonDerivative · entry 1 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:36 UTC |
Diamond Michael EGeneral Manager
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001590840-21-000009 · wf-form4_164073459843235.xml · derivative · entry 3 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,959 Underlying: Common Stock · 58 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:36 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 30 | $16.69 | $500.70 |
DisclosureSEC source: 0001590840-21-000009 · wf-form4_164073459843235.xml · nonDerivative · entry 2 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,338 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 58 performance restricted stock units. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:36 UTC |
Diamond Michael EGeneral Manager
|
Exercise / conversionCommon Stock | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001590840-21-000009 · wf-form4_164073459843235.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:36 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001255170-21-000005 · wf-form4_164073454969957.xml · derivative · entry 3 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,683 Underlying: Common Stock · 331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:36 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
SaleCommon Stock | 171 | $16.69 | $2,853.99 |
DisclosureSEC source: 0001255170-21-000005 · wf-form4_164073454969957.xml · nonDerivative · entry 2 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,711 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 331 performance restricted stock units. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:36 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001255170-21-000005 · wf-form4_164073454969957.xml · nonDerivative · entry 1 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:35 UTC |
Ritter StephenChief Technology Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001666983-21-000007 · wf-form4_164073450553031.xml · derivative · entry 3 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,928 Underlying: Common Stock · 50 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:35 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001666983-21-000007 · wf-form4_164073450553031.xml · nonDerivative · entry 2 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,934 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 50 performance restricted stock units. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:35 UTC |
Ritter StephenChief Technology Officer
|
Exercise / conversionCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001666983-21-000007 · wf-form4_164073450553031.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 02:28 UTC |
AULET WILLIAM KDirector
|
SaleCommon Stock | 8,845 | $17.68 | $156,379.60 |
DisclosureSEC source: 0000807863-21-000095 · wf-form4_163910332412711.xml · nonDerivative · entry 2 AULET WILLIAM K · CIK 0001247899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,791 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.660 - $17.815, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:28 UTC |
AULET WILLIAM KDirector
|
SaleCommon Stock | 7,755 | $17.63 | $136,720.65 |
DisclosureSEC source: 0000807863-21-000095 · wf-form4_163910332412711.xml · nonDerivative · entry 1 AULET WILLIAM K · CIK 0001247899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,636 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.610 - $17.680, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:41 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
SaleCommon Stock | 14,353 | $16.73 | $240,154.40 |
DisclosureSEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 4 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,551 F4 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 28,154 performance restricted stock units. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:41 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
SaleCommon Stock | 10,764 | $16.73 | $180,081.72 |
DisclosureSEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 3 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,904 F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 21,115 restricted stock units. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:30 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 1,503 | $16.73 | $25,149.70 |
DisclosureSEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 4 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,904 F4 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,223 performance restricted stock units. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:30 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 1,127 | $16.73 | $18,858.09 |
DisclosureSEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 3 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,407 F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,167 restricted stock units. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:16 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 1,590 | $16.73 | $26,603.88 |
DisclosureSEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · nonDerivative · entry 3 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,060 F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,469 performance restricted stock units. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:16 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 1,193 | $16.73 | $19,962.47 |
DisclosureSEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · nonDerivative · entry 2 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,650 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,352 restricted stock units. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:25 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 1,840 | $16.73 | $30,785.04 |
DisclosureSEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 4 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,310 F4 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,927 performance restricted stock units. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 01:25 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 1,217 | $16.73 | $20,361.63 |
DisclosureSEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 3 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,150 F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,695 restricted stock units. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:41 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 28,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · derivative · entry 6 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,014 Underlying: Common Stock · 28,154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F10 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F11 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F9 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F9 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:41 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 28,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 2 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:30 UTC |
Ritter StephenChief Technology Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · derivative · entry 6 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,978 Underlying: Common Stock · 4,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F10 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F11 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F9 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F9 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:30 UTC |
Ritter StephenChief Technology Officer
|
Exercise / conversionCommon Stock | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 2 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:16 UTC |
Gray JasonGC, Secretary & Admin Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 4,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · derivative · entry 4 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,242 Underlying: Common Stock · 4,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F6 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F4 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:16 UTC |
Gray JasonGC, Secretary & Admin Officer
|
Exercise / conversionCommon Stock | 4,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001577363-21-000006 · wf-form4_163832135449863.xml · nonDerivative · entry 1 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:25 UTC |
Diamond Michael EGeneral Manager
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 4,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · derivative · entry 6 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,017 Underlying: Common Stock · 4,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F10 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F11 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F9 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F9 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 01:25 UTC |
Diamond Michael EGeneral Manager
|
Exercise / conversionCommon Stock | 4,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 2 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:41 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
GrantPerformance Restricted Stock Units · Derivative | 157,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · derivative · entry 5 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,168 Underlying: Common Stock · 157,327 shares Expires not disclosed F5 · derivative.exercise_price: Represents 157,327 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 117,995 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 39,332 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F6 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F7 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F8 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F5 · derivative.exercise_date: Represents 157,327 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 117,995 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 39,332 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F5 · derivative.expiration_date: Represents 157,327 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 117,995 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 39,332 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:41 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
GrantCommon Stock | 117,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001255170-21-000003 · wf-form4_163832288981518.xml · nonDerivative · entry 1 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,514 F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:30 UTC |
Ritter StephenChief Technology Officer
|
GrantPerformance Restricted Stock Units · Derivative | 23,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · derivative · entry 5 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,201 Underlying: Common Stock · 23,599 shares Expires not disclosed F5 · derivative.exercise_price: Represents 23,599 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 17,700 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 5,899 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F6 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F7 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F8 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F5 · derivative.exercise_date: Represents 23,599 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 17,700 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 5,899 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F5 · derivative.expiration_date: Represents 23,599 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 17,700 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 5,899 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:30 UTC |
Ritter StephenChief Technology Officer
|
GrantCommon Stock | 17,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001666983-21-000005 · wf-form4_163832221678537.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,311 F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:36 UTC |
Teruel FrankCFO
|
GrantPerformance Restricted Stock Units · Derivative | 6,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001866966-21-000006 · wf-form4_163832255446182.xml · derivative · entry 2 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 Underlying: Common Stock · 6,490 shares Expires not disclosed F2 · derivative.exercise_price: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:36 UTC |
Teruel FrankCFO
|
GrantCommon Stock | 4,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001866966-21-000006 · wf-form4_163832255446182.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,839 F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:25 UTC |
Diamond Michael EGeneral Manager
|
GrantPerformance Restricted Stock Units · Derivative | 27,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · derivative · entry 5 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,944 Underlying: Common Stock · 27,533 shares Expires not disclosed F5 · derivative.exercise_price: Represents 27,533 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 20,649 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 6,884 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F6 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F7 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F8 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F5 · derivative.exercise_date: Represents 27,533 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 20,649 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 6,884 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F5 · derivative.expiration_date: Represents 27,533 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 20,649 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 6,884 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:25 UTC |
Diamond Michael EGeneral Manager
|
GrantCommon Stock | 20,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001590840-21-000006 · wf-form4_163832191852132.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,440 F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:34 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 2,770 | $16.71 | $46,278.39 |
DisclosureSEC source: 0001577363-21-000004 · wf-form4_163719208534678.xml · nonDerivative · entry 1 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,374 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,713 restricted stock units. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:33 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 4,057 | $16.71 | $67,796.53 |
DisclosureSEC source: 0001666983-21-000003 · wf-form4_163719201539872.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,611 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 11,300 restricted stock units. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:32 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 2,992 | $16.71 | $49,990.34 |
DisclosureSEC source: 0001590840-21-000004 · wf-form4_163719194512049.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,791 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 9,002 restricted stock units. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:59 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
SaleCommon Stock | 8,326 | $17.75 | $147,794.83 |
DisclosureSEC source: 0001255170-21-000002 · wf-form4_163675073928889.xml · nonDerivative · entry 1 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,519 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 23,684 restricted stock units. F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on February 12, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:56 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 2,569 | $17.75 | $45,602.32 |
DisclosureSEC source: 0001590840-21-000002 · wf-form4_163675058201015.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,783 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,895 restricted stock units. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:58 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 1,389 | $17.75 | $24,656.14 |
DisclosureSEC source: 0001666983-21-000001 · wf-form4_163675066781982.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,668 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,948 restricted stock units. F2 · balance_after: Includes 463 shares acquired under the Mitek employee stock purchase plan on August 13, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:55 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 1,389 | $17.75 | $24,656.14 |
DisclosureSEC source: 0001577363-21-000003 · wf-form4_163675052997478.xml · nonDerivative · entry 1 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,144 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,948 restricted stock units. F2 · balance_after: Includes 193 shares acquired under the Mitek employee stock purchase plan on August 13, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:17 UTC |
Teruel FrankCFO
|
GrantCommon Stock | 65,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001866966-21-000003 · wf-form4_162690223686332.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,971 F1 · shares: Represents restricted stock units granted on July 19, 2021. Shares subject to the award will vest in four equal annual installments, with 25% of such award vesting on the one-year anniversary of the grant date and the remaining 75% vesting in equal installments on each subsequent anniversary of the grant date. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 17:07 UTC |
DAVISON JEFFREY CChief Financial Officer
|
SaleCommon Stock | 11,685 | $18.78 | $219,444.30 |
DisclosureSEC source: 0001421479-21-000006 · wf-form4_162455445367292.xml · nonDerivative · entry 1 DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,302 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units. Read SEC document |
| June 07, 2021 Filed Jun 11, 2021 01:15 UTC |
Repo SusanDirector
|
GrantCommon Stock | 5,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001866842-21-000004 · wf-form4_162337409900502.xml · nonDerivative · entry 1 Repo Susan · CIK 0001866842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473 F1 · shares: Currently, the Company provides its outside directors with $125,000 in annual equity compensation which generally is granted in March of each year. Accordingly, on June 7, 2021, in connection with Ms. Repo's appointment to the Board, she received a grant of restricted stock units of the Company ("RSUs") having an initial value of $93,750, which units will fully vest in March 2022 (immediately prior to the date of the Company's annual stockholder meeting). Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 00:06 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-21-000044 · wf-form4_161663076528216.xml · nonDerivative · entry 3 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,340 F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 8,938 performance restricted stock units. F4 · balance_after: Includes 1,798 shares acquired under the Mitek employee stock purchase plan on February 12, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 00:06 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 3,902 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-21-000044 · wf-form4_161663076528216.xml · nonDerivative · entry 2 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,755 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 10,056 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 00:06 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-21-000043 · wf-form4_161663074433858.xml · nonDerivative · entry 3 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,594 F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,876 performance restricted stock units. F4 · balance_after: Includes 1,428 shares acquired under the Mitek employee stock purchase plan on February 12, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.