MGNI

SEC source: 0001209191-23-055745 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,219,203

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.565 to $7.955, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-055747 · doc4.xml · nonDerivative · entry 1

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,451

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-055750 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,099

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-055755 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,862

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-055752 · doc4.xml · nonDerivative · entry 1

Gephart Brian · CIK 0001778484 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,322

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-055751 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,233

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-055748 · doc4.xml · nonDerivative · entry 1

Buonasera David · CIK 0001966857 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,581

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-048683 · doc4.xml · nonDerivative · entry 1

Buonasera David · CIK 0001966857 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,246

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-047058 · doc4.xml · nonDerivative · entry 1

Spillane Robert F · CIK 0001603808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,090

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-23-046547 · doc4.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,383

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Reflects the transfer of 51,843 shares of the Issuer's Common Stock to the Reporting Person's ex-spouse. The Reporting Person no longer reports as beneficially owned any securities owned by the Reporting Person's ex-spouse.

SEC source: 0001209191-23-046554 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,294,203

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046561 · doc4.xml · nonDerivative · entry 1

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,529

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046539 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,866

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046557 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,437

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046553 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,033

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046544 · doc4.xml · nonDerivative · entry 1

Buonasera David · CIK 0001966857 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,690

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046542 · doc4.xml · nonDerivative · entry 1

Gephart Brian · CIK 0001778484 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,422

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-046332 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,330,072

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.22 to $8.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-042226 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,405,072

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-042224 · doc4.xml · derivative · entry 3

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,584 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

F3 · price: Granted as compensation for services.

F2 · derivative.exercise_date: 25% of the shares originally subject to the option vested on February 1, 2019 and the remaining shares vested in 36 equal monthly installments thereafter.

SEC source: 0001209191-23-042224 · doc4.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,944

F1 · kind: This exercise and subsequent sale was made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

SEC source: 0001209191-23-042224 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 434,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

SEC source: 0001209191-23-042228 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 356,071

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

SEC source: 0001209191-23-041641 · doc4.xml · nonDerivative · entry 1

Buonasera David · CIK 0001966857 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,338

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-040364 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,944

F1 · kind: This sale was made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

SEC source: 0001209191-23-037920 · doc4.xml · nonDerivative · entry 1

Caine Paul · CIK 0001411765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,776

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037919 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,795

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037884 · doc4.xml · nonDerivative · entry 1

FRANKENBERG ROBERT J · CIK 0001183579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,090

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037913 · doc4.xml · nonDerivative · entry 1

Knopper Douglas S · CIK 0001350876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,288

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037921 · doc4.xml · nonDerivative · entry 1

PEARSON DAVID T. · CIK 0001575492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,654

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037917 · doc4.xml · nonDerivative · entry 1

Lam Rachel · CIK 0001579232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,995

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037925 · doc4.xml · nonDerivative · entry 1

Yu Diane · CIK 0001917981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,654

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037902 · doc4.xml · nonDerivative · entry 1

Harden Sarah Patricia · CIK 0001781873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,112

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037894 · doc4.xml · nonDerivative · entry 1

Spillane Robert F · CIK 0001603808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,090

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-23-037031 · doc4.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446,508

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.525, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-037031 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 461,812

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

SEC source: 0001209191-23-037027 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 373,845

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.36 to $13.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-036320 · doc4.xml · nonDerivative · entry 1

TROE LISA L · CIK 0001603830 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,218

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.99 to $13.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-034826 · doc4.xml · nonDerivative · entry 1

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,802

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-033812 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,430,072

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.525 to $11.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-030824 · doc4.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,820

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-030831 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,072

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,971 shares acquired by the Reporting Person on May 15, 2023 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-23-030822 · doc4.xml · nonDerivative · entry 1

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,021

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 4,456 shares acquired by the Reporting Person on May 15, 2023 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-23-030823 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,025

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-030834 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,277

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-030827 · doc4.xml · nonDerivative · entry 1

Buonasera David · CIK 0001966857 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,962

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,964 shares acquired by the Reporting Person on May 15, 2023 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-23-030826 · doc4.xml · nonDerivative · entry 1

Gephart Brian · CIK 0001778484 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,563

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-030825 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,943

F1 · kind: Represents the non-discretionary sale of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-23-023611 · doc4.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 138,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive on vesting one share of the Issuer's common stock.

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

F1 · derivative.exercise_date: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

F1 · derivative.expiration_date: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

F1 · balance_after: Represents the number of shares that vested under a performance-based restricted stock unit award, which was granted on April 1, 2020, based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on April 1, 2020 relative to the TSRs of the companies in the Russell 2000 index over that period, which vesting occurred on April 4, 2023. The vested shares represent the total number of shares earned under the performance-based restricted stock unit award, and the remainder reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on April 3, 2020 were forfeited.

SEC source: 0001209191-23-023611 · doc4.xml · nonDerivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,780

F2 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting and settlement of the performance-based restricted stock units reported in footnote (1) herein.