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Rossman James

Disclosed activity across 2 companies

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39626
SEC CIK
0001296625

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAGNITE, INC.MGNI · Entity 2049DirectorJune 08, 2026June 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAGNITE, INC.

Report date June 08, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect107,477 Reported balance After 2026-06-08 transaction · row 1
1 source row

Row 1 · 2026-06-08 · Grant · Acquired 13,798 · Balance 107,477

F1: Represents restricted stock units that vest in full on the earliest of (i) June 8, 2027, (ii) the date of the 2027 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2: Granted as compensation for services.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that vest in full on the earliest of (i) June 8, 2027, (ii) the date of the 2027 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2: Granted as compensation for services.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Telaria, Inc.

Report date April 01, 2020 · Filed April 03, 2020

Section 16 reporting ended · disclosed 2020-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-01 transaction · row 1
1 source row

Row 1 · 2020-04-01 · Disposition to issuer · Disposed 156,064 · Balance 0

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.28Direct0 Reported balance After 2020-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-01 · Disposition to issuer · Disposed 103,593 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.01Direct0 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Disposition to issuer · Disposed 33,333 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Disposition to issuer · Disposed 10,330 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2026 Filed Jun 11, 2026 00:47 UTC MAGNITE, INC. MGNI · Entity 2049 GrantCommon Stock 13,798 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-266364 · ownership.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,477

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 8, 2027, (ii) the date of the 2027 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:27 UTC MAGNITE, INC. MGNI · Entity 2049 SaleCommon Stock 137,007 $18.78 $2,572,991.46
Disclosure

SEC source: 0001415889-25-017863 · form4-06202025_080622.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,679

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.78 to $18.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:52 UTC MAGNITE, INC. MGNI · Entity 2049 GrantCommon Stock 10,766 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016026 · form4-06062025_090632.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,686

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 5, 2026, (ii) the date of the 2026 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

Read SEC document
February 07, 2025 Filed Feb 7, 2025 23:47 UTC MAGNITE, INC. MGNI · Entity 2049 SaleCommon Stock 149,936 $19.46 $2,917,754.56
Disclosure

SEC source: 0001415889-25-003400 · form4-02072025_110252.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,920

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:15 UTC MAGNITE, INC. MGNI · Entity 2049 GrantCommon Stock 14,061 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016668 · form4-06132024_040612.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,856

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 12, 2025, (ii) the date of the 2025 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:33 UTC MAGNITE, INC. MGNI · Entity 2049 GrantCommon Stock 13,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037919 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,795

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 14, 2024, (ii) the date of the 2024 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:52 UTC MAGNITE, INC. MGNI · Entity 2049 GrantCommon Stock 16,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035538 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,052

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 7, 2023, (ii) the date of the 2023 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 12:45 UTC MAGNITE, INC. MGNI · Entity 2049 Exercise / conversionStock Option (Right to Buy) · Derivative 36,066 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001209191-21-063293 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,066 shares

Expires 2022-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 12:45 UTC MAGNITE, INC. MGNI · Entity 2049 Exercise / conversionCommon Stock 36,066 $4.64 $167,346.24
Disclosure

SEC source: 0001209191-21-063293 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 21:37 UTC MAGNITE, INC. MGNI · Entity 2049 GrantCommon Stock 3,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044015 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,497

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 28, 2022, (ii) the date of the 2022 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:42 UTC MAGNITE, INC. MGNI · Entity 2049 SaleCommon Stock 451 $43.50 $19,618.50
Disclosure

SEC source: 0001209191-21-025966 · doc4.xml · nonDerivative · entry 4

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,561

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:42 UTC MAGNITE, INC. MGNI · Entity 2049 SaleCommon Stock 2,630 $42.55 $111,906.50
Disclosure

SEC source: 0001209191-21-025966 · doc4.xml · nonDerivative · entry 3

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,012

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.32 to $43.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:42 UTC MAGNITE, INC. MGNI · Entity 2049 SaleCommon Stock 3,562 $41.70 $148,535.40
Disclosure

SEC source: 0001209191-21-025966 · doc4.xml · nonDerivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,642

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.18 to $42.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:42 UTC MAGNITE, INC. MGNI · Entity 2049 SaleCommon Stock 18,357 $40.19 $737,767.83
Disclosure

SEC source: 0001209191-21-025966 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,204

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:38 UTC MAGNITE, INC. MGNI · Entity 2049 Exercise / conversionStock Option (Right to Buy) · Derivative 112,087 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-20-044088 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,087 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:38 UTC MAGNITE, INC. MGNI · Entity 2049 Exercise / conversionCommon Stock 112,087 $3.96 $443,864.52
Disclosure

SEC source: 0001209191-20-044088 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 16, 2020 23:22 UTC MAGNITE, INC. MGNI · Entity 2049 GrantCommon Stock 18,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042697 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,474

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) July 8, 2021, (ii) the date of the 2021 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:10 UTC MAGNITE, INC. RUBI · Entity 2049 GrantStock Option (Right to Buy) · Derivative 36,066 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001209191-20-023279 · doc4.xml · derivative · entry 3

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,066

Underlying: Common Stock · 36,066 shares

Expires 2022-08-06

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:10 UTC MAGNITE, INC. RUBI · Entity 2049 GrantStock Option (Right to Buy) · Derivative 112,087 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-20-023279 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,087

Underlying: Common Stock · 112,087 shares

Expires 2021-01-19

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:10 UTC MAGNITE, INC. RUBI · Entity 2049 GrantCommon Stock 180,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023279 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,038

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:41 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerRestricted Stock Unit · Derivative 10,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023188 · doc4.xml · derivative · entry 4

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,330 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

F4 · derivative.expiration_date: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:41 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 33,333 $0.00 Strike: $5.01 $0.00
Disclosure

SEC source: 0001209191-20-023188 · doc4.xml · derivative · entry 3

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,333 shares

Expires not disclosed

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

F2 · derivative.expiration_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:41 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 103,593 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001209191-20-023188 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103,593 shares

Expires not disclosed

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

F2 · derivative.expiration_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:41 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerCommon Stock 156,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023188 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:32 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionStock Option (Right to Buy) · Derivative 51,761 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001209191-20-008747 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,761 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:32 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 51,761 $1.11 $57,454.71
Disclosure

SEC source: 0001209191-20-008747 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:20 UTC Telaria, Inc. TLRA · Entity 150026 GrantRestricted Stock Unit · Derivative 10,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036455 · doc4.xml · derivative · entry 3

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,330

Underlying: Common Stock · 10,330 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on the date of the Issuer's 2020 Annual Meeting of Stockholders, subject to such director's continued service on the Board of Directors as of such date, and provided that if such meeting date occurs during a regular or special blackout period, the shares underlying the restricted stock unit awards will not be issued until the end of such blackout period.

F3 · derivative.expiration_date: The restricted stock units vest in full on the date of the Issuer's 2020 Annual Meeting of Stockholders, subject to such director's continued service on the Board of Directors as of such date, and provided that if such meeting date occurs during a regular or special blackout period, the shares underlying the restricted stock unit awards will not be issued until the end of such blackout period.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:20 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 17,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036455 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit granted to the Reporting Person on June 1, 2018 vested on June 10, 2019, the date of the Issuer's 2019 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

F1 · derivative.exercise_date: The restricted stock unit granted to the Reporting Person on June 1, 2018 vested on June 10, 2019, the date of the Issuer's 2019 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

F1 · derivative.expiration_date: The restricted stock unit granted to the Reporting Person on June 1, 2018 vested on June 10, 2019, the date of the Issuer's 2019 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:20 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 17,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-036455 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock unit granted to the Reporting Person on June 1, 2018 vested on June 10, 2019, the date of the Issuer's 2019 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:47 UTC Telaria, Inc. TLRA · Entity 150026 SaleCommon Stock 173,156 $8.12 $1,405,611.15
Disclosure

SEC source: 0001209191-19-031000 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,739

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $8.05 to $8.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2018 Filed Jun 5, 2018 21:12 UTC Telaria, Inc. TLRA · Entity 150026 GrantRestricted Stock Unit · Derivative 17,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035794 · doc4.xml · derivative · entry 3

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,564

Underlying: Common Stock · 17,564 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on the date of the Issuer's 2019 Annual Meeting of Stockholders, subject to such director's continued service on the Board of Directors as of such date, and provided that if such meeting date occurs during a regular or special blackout period, the shares underlying the restricted stock unit awards will not be issued until the end of such blackout period.

F3 · derivative.expiration_date: The restricted stock units vest in full on the date of the Issuer's 2019 Annual Meeting of Stockholders, subject to such director's continued service on the Board of Directors as of such date, and provided that if such meeting date occurs during a regular or special blackout period, the shares underlying the restricted stock unit awards will not be issued until the end of such blackout period.

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June 01, 2018 Filed Jun 5, 2018 21:12 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 32,467 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035794 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit granted to the Reporting Person on June 2, 2017 vested on June 1, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

F1 · derivative.exercise_date: The restricted stock unit granted to the Reporting Person on June 2, 2017 vested on June 1, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

F1 · derivative.expiration_date: The restricted stock unit granted to the Reporting Person on June 2, 2017 vested on June 1, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

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June 01, 2018 Filed Jun 5, 2018 21:12 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 32,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035794 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock unit granted to the Reporting Person on June 2, 2017 vested on June 1, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

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June 05, 2017 Filed Jun 6, 2017 20:54 UTC Telaria, Inc. TRMR · Entity 150026 Exercise / conversionStock Option (Right to Buy) · Derivative 26,013 $0.00 Strike: $0.44 $0.00
Disclosure

SEC source: 0001209191-17-038151 · doc4.xml · derivative · entry 5

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,013 shares

Expires 2017-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Immediately exercisable.

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June 05, 2017 Filed Jun 6, 2017 20:54 UTC Telaria, Inc. TRMR · Entity 150026 Exercise / conversionCommon Stock 26,013 $0.44 $11,445.72
Disclosure

SEC source: 0001209191-17-038151 · doc4.xml · nonDerivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the acquisition of shares upon exercise of the stock option reported in Table II.

F2 · shares: Represents the acquisition of shares upon exercise of the stock option reported in Table II.

F2 · price: Represents the acquisition of shares upon exercise of the stock option reported in Table II.

F2 · acquired: Represents the acquisition of shares upon exercise of the stock option reported in Table II.

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June 02, 2017 Filed Jun 6, 2017 20:54 UTC Telaria, Inc. TRMR · Entity 150026 GrantRestricted Stock Unit · Derivative 32,467 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038151 · doc4.xml · derivative · entry 4

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,467

Underlying: Common Stock · 32,467 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The restricted stock unit vests in full on the date of the Issuer's 2018 Annual Meeting of Stockholders, subject to such director's continued service on the Board of Directors as of such date and provided that if such meeting date occurs during a regular or special blackout period, the shares underlying the restricted stock unit awards will not be issued until the end of such blackout period.

F4 · derivative.expiration_date: The restricted stock unit vests in full on the date of the Issuer's 2018 Annual Meeting of Stockholders, subject to such director's continued service on the Board of Directors as of such date and provided that if such meeting date occurs during a regular or special blackout period, the shares underlying the restricted stock unit awards will not be issued until the end of such blackout period.

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June 02, 2017 Filed Jun 6, 2017 20:54 UTC Telaria, Inc. TRMR · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 42,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038151 · doc4.xml · derivative · entry 3

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit granted to the reporting person on June 3, 2016 vested on June 2, 2017, the date of the Issuer's 2017 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

F1 · derivative.exercise_date: The restricted stock unit granted to the reporting person on June 3, 2016 vested on June 2, 2017, the date of the Issuer's 2017 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

F1 · derivative.expiration_date: The restricted stock unit granted to the reporting person on June 3, 2016 vested on June 2, 2017, the date of the Issuer's 2017 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

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June 02, 2017 Filed Jun 6, 2017 20:54 UTC Telaria, Inc. TRMR · Entity 150026 Exercise / conversionCommon Stock 42,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-038151 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock unit granted to the reporting person on June 3, 2016 vested on June 2, 2017, the date of the Issuer's 2017 Annual Meeting of Stockholders, at which time it automatically converted into the same number of shares of common stock. While the shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.