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MGLD

Marygold Companies, Inc.

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7257
SEC CIK
0001005101
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53

Last 12 months

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3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2016 Filed Dec 12, 2016 22:59 UTC
Gerber Nicholas DanielDirector · CEO/Secretary; Chairman · 10% owner
OtherSeries B Voting, Convertible, Preferred Stock · Derivative 9,354,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001306734-16-000004 · primary_doc.xml · derivative · entry 2

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO/Secretary; Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Nicholas and Melinda Gerber Living Trust

Disclosed balance after: 11,517,552

Underlying: Common Stock · 187,082,380 shares

Expires not disclosed

F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F5 · derivative.exercise_date: Each share of the Series B Voting, Convertible, Preferred Stock is convertible into 20 shares of common stock at any time (except as restricted below), at the holder's election, and has no expiration date. A holder of shares of Series B Voting, Convertible, Preferred Stock may not exercise its conversion rights until after 270 days after the date of issuance of the shares and, if exercised, must be exercised with regard to all shares of the series held by such holder and, provided further, no conversion shall take place until the Company has amended its Articles of Incorporation to ensure there are authorized shares of common stock at least sufficient to allow all shares of this Series to be converted into common stock.

F5 · derivative.expiration_date: Each share of the Series B Voting, Convertible, Preferred Stock is convertible into 20 shares of common stock at any time (except as restricted below), at the holder's election, and has no expiration date. A holder of shares of Series B Voting, Convertible, Preferred Stock may not exercise its conversion rights until after 270 days after the date of issuance of the shares and, if exercised, must be exercised with regard to all shares of the series held by such holder and, provided further, no conversion shall take place until the Company has amended its Articles of Incorporation to ensure there are authorized shares of common stock at least sufficient to allow all shares of this Series to be converted into common stock.

F4 · ownership.direct: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

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December 08, 2016 Filed Dec 12, 2016 22:59 UTC
Gerber Nicholas DanielDirector · CEO/Secretary; Chairman · 10% owner
OtherCommon stock 286,882,373 $0.00 $0.00
Disclosure

SEC source: 0001306734-16-000004 · primary_doc.xml · nonDerivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO/Secretary; Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Nicholas and Melinda Gerber Living Trust

Disclosed balance after: 313,549,040

F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F2 · price: The Shares were issued at a cost basis of $0.085 per share.

F3 · balance_after: The Holder previously reported beneficial ownership on Form 3, filed with the Commission on February 5, 2015. The Company completed a 1:10 reverse split on December 15, 2015 (the "Reverse"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · ownership.nature: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

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December 08, 2016 Filed Dec 12, 2016 23:43 UTC
Schoenberger ScottDirector · 10% owner
OtherCommon stock 105,971,611 $0.00 $0.00
Disclosure

SEC source: 0001633086-16-000002 · primary_doc.xml · nonDerivative · entry 1

Schoenberger Scott · CIK 0001633086 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Schoenberger Family Trust

Disclosed balance after: 119,304,945

F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F2 · price: The shares were issued at a cost basis of $0.085 per share

F3 · balance_after: The holder previously reported beneficial ownership on Form 3, filed with the Commission on February 6, 2015. The Company completed a 1:10 reverse stock split on December 15, 2015 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · ownership.nature: By Schoenberger Family Trust. Scott Schoenberger has voting dispositive control over the shares beneficially owned by the Schoenberger Family Trust.

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December 08, 2016 Filed Dec 12, 2016 23:30 UTC OtherCommon stock 105,971,611 $0.00 $0.00
Disclosure

SEC source: 0001633109-16-000001 · primary_doc.xml · nonDerivative · entry 1

Schoenberger Family Trust · CIK 0001633109 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Schoenberger Family Trust

Disclosed balance after: 119,304,945

F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F2 · price: The shares were issued at a cost basis of $0.085 per share.

F3 · balance_after: The holder previously reported beneficial ownership on Form 3, filed with the Commission on February 6, 2015. The Company completed a 1:10 reverse stock split on December 15, 2015 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · ownership.nature: Scott Schoenberger has voting dispositive control over the shares beneficially owned by the Schoenberger Family Trust.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 22:24 UTC OtherSeries B Voting, Convertible, Preferred Stock · Derivative 9,354,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001632685-16-000001 · primary_doc.xml · derivative · entry 2

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,517,552

Underlying: Common Stock · 187,082,380 shares

Expires not disclosed

F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F5 · derivative.exercise_date: Each share of the Series B Voting, Convertible, Preferred Stock is convertible into 20 shares of common stock at any time (except as restricted below), at the holder's election, and has no expiration date. A holder of shares of Series B Voting, Convertible, Preferred Stock may not exercise its conversion rights until after 270 days after the date of issuance of the shares and, if exercised, must be exercised with regard to all shares of the series held by such holder and, provided further, no conversion shall take place until the Company has amended its Articles of Incorporation to ensure there are authorized shares of common stock at least sufficient to allow all shares of this Series to be converted into common stock.

F5 · derivative.expiration_date: Each share of the Series B Voting, Convertible, Preferred Stock is convertible into 20 shares of common stock at any time (except as restricted below), at the holder's election, and has no expiration date. A holder of shares of Series B Voting, Convertible, Preferred Stock may not exercise its conversion rights until after 270 days after the date of issuance of the shares and, if exercised, must be exercised with regard to all shares of the series held by such holder and, provided further, no conversion shall take place until the Company has amended its Articles of Incorporation to ensure there are authorized shares of common stock at least sufficient to allow all shares of this Series to be converted into common stock.

F4 · ownership.direct: Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas Melinda Gerber Living Trust.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 22:24 UTC OtherCommon stock 286,882,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001632685-16-000001 · primary_doc.xml · nonDerivative · entry 1

Nicholas & Melinda Gerber Living Trust · CIK 0001632685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,549,040

F1 · security: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F2 · price: The shares were issued at a cost basis of $0.085 per share.

F3 · balance_after: The Holder previously reported beneficial ownership on Form 3, filed with the Commission on February 5, 2015. The Company completed a 1:10 reverse stock split on December 15, 2015 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · ownership.direct: Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas Melinda Gerber Living Trust.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 22:17 UTC
Schoenberger ScottDirector · 10% owner
PurchaseConvertible promissory note (right to buy) · Derivative 2,124,983 $0.13 Strike: $0.13 $276,247.79
Disclosure

SEC source: 0001633086-16-000001 · primary_doc.xml · derivative · entry 1

Schoenberger Scott · CIK 0001633086 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Schoenberger Family Trust

Disclosed balance after: 2,124,983

Underlying: Common Stock · 2,124,983 shares

Expires 2021-05-25

F1 · derivative.underlying_shares: On May 25, 2016 the Company entered into a convertible promissory note with the Registrant's trust in the principal amount of $250,000. The note bears interest at four percent (4%) per annum and increases to eight percent (8%) in the event of a default by the Company. The note may be prepaid at any time in whole or in part by the Company and is convertible into common stock of the Company at the election of the trust on November 25, 2016, at a conversion price of $0.13 per share. The conversion price is subject to adjustment for mergers, consolidations, share exchanges, recapitalizations or similar events and matures on May 25, 2021.

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November 25, 2016 Filed Nov 29, 2016 21:43 UTC
Gerber Nicholas DanielDirector · Chief Executive Officer · 10% owner
PurchaseConvertible promissory note (right to buy) · Derivative 2,124,983 $0.13 Strike: $0.13 $276,247.79
Disclosure

SEC source: 0001306734-16-000003 · primary_doc.xml · derivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wainwright Holdings, Inc.

Disclosed balance after: 10,072,416

Underlying: Common Stock · 2,124,983 shares

Expires 2016-05-21

F1 · derivative.underlying_shares: On May 25, 2016 the Company entered into a convertible promissory note with Wainwright Holdings, Inc., an entity that is affiliated with the Registrant, in the principal amount of $250,000. The note bears interest at four percent (4%) per annum and increases to eight percent (8%) in the event of default by the Company. The note may be prepaid at any time in whole or in part by the Company and is convertible into common stock of the Company at the election of Wainwright Holdings, Inc. on November 25, 2016, at a conversion price of $0.13 per share. The conversion price is subject to adjustment for mergers, consolidations, share exchanges, recapitalizations or similar events and matures on May 25, 2021.

F2 · ownership.nature: The Registrant indirectly owns the cumulative amount of the derivative securities through Registrant's trust and as an affiliate of Wainwright Holdings, Inc.

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January 27, 2016 Filed Nov 9, 2016 00:42 UTC
Gerber Nicholas DanielDirector · Chief Executive Officer · 10% owner
PurchaseConvertible promissory note (right to buy) · Derivative 4,972,458 $0.10 Strike: $0.10 $497,245.80
Disclosure

SEC source: 0001306734-16-000002 · primary_doc.xml · derivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wainwright Holdings, Inc.

Disclosed balance after: 4,972,458

Underlying: Common Stock · 4,972,458 shares

Expires 2021-01-27

F1 · shares: On January 27, 2016 the Company entered into a convertible promissory note with Wainwright Holdings, Inc.,an entity that is affiliated with the Registrant, in the principal amount of $450,000. The note bears interest at 4% per annum and increases to 8% in the event of a default. The note may be prepaid at any time by the Company and is convertible into Common Stock of the Company at the election of Wainwright Holdings, Inc. on the date which is 180 days following issuance of the note at a conversion price of $0.10 per share. The conversion price is subject to adjustment for mergers, consolidations, share exchange, recapitalization or similar events and matures on January 27, 2021.

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September 08, 2010 Filed Dec 12, 2024 22:37 UTC Amendment Exercise / conversionSeries B, Convertible, Voting, Preferred Stock · Derivative 11,670 $0.24 $2,800.80
Disclosure

SEC source: 0001171200-24-000359 · ownership.xml · derivative · entry 4

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,670

Underlying: Common Stock · 233,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · shares: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · derivative.exercise_date: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · derivative.expiration_date: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · balance_after: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

Read SEC document
September 08, 2010 Filed Dec 12, 2024 21:58 UTC Exercise / conversionSeries B, Convertible, Voting, Preferred Stock · Derivative 11,670 $0.24 $2,800.80
Disclosure

SEC source: 0001171200-24-000357 · ownership.xml · derivative · entry 4

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,670

Underlying: Common Stock · 23,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · shares: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · derivative.exercise_date: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · derivative.expiration_date: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

F4 · balance_after: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

Read SEC document
September 08, 2010 Filed Nov 10, 2025 17:07 UTC Exercise / conversionSeries B, Convertible, Voting, Preferred Stock · Derivative 11,670 $0.24 $2,800.80
Disclosure

SEC source: 0001171200-25-000273 · ownership.xml · derivative · entry 2

Gonzalez Matt · CIK 0001580544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,670

Underlying: Common Stock · 233,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.

F2 · shares: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.

F2 · derivative.exercise_date: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.

F2 · derivative.expiration_date: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.

F2 · balance_after: The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.