Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marygold Companies, Inc.cncg · Entity 7257 | Director · 10% owner | December 08, 2016 | December 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marygold Companies, Inc.
Report date December 08, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectTrustee of Schoenberger Family Trust | 119,304,945 |
Reported balance
After 2016-12-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-08 · Other · Acquired 105,971,611 · Balance 119,304,945 F1: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016. F2: The shares were issued at a cost basis of $0.085 per share F3: The holder previously reported beneficial ownership on Form 3, filed with the Commission on February 6, 2015. The Company completed a 1:10 reverse stock split on December 15, 2015 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split. F4: By Schoenberger Family Trust. Scott Schoenberger has voting dispositive control over the shares beneficially owned by the Schoenberger Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.
F2: The shares were issued at a cost basis of $0.085 per share
F3: The holder previously reported beneficial ownership on Form 3, filed with the Commission on February 6, 2015. The Company completed a 1:10 reverse stock split on December 15, 2015 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.
F4: By Schoenberger Family Trust. Scott Schoenberger has voting dispositive control over the shares beneficially owned by the Schoenberger Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 12, 2016 23:43 UTC | Marygold Companies, Inc. cncg · Entity 7257 | OtherCommon stock | 105,971,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001633086-16-000002 · primary_doc.xml · nonDerivative · entry 1 Schoenberger Scott · CIK 0001633086 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of Schoenberger Family Trust Disclosed balance after: 119,304,945 F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016. F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 19, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016. F2 · price: The shares were issued at a cost basis of $0.085 per share F3 · balance_after: The holder previously reported beneficial ownership on Form 3, filed with the Commission on February 6, 2015. The Company completed a 1:10 reverse stock split on December 15, 2015 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split. F4 · ownership.nature: By Schoenberger Family Trust. Scott Schoenberger has voting dispositive control over the shares beneficially owned by the Schoenberger Family Trust. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 22:17 UTC | Marygold Companies, Inc. cncg · Entity 7257 | PurchaseConvertible promissory note (right to buy) · Derivative | 2,124,983 | $0.13 Strike: $0.13 | $276,247.79 |
DisclosureSEC source: 0001633086-16-000001 · primary_doc.xml · derivative · entry 1 Schoenberger Scott · CIK 0001633086 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of Schoenberger Family Trust Disclosed balance after: 2,124,983 Underlying: Common Stock · 2,124,983 shares Expires 2021-05-25 F1 · derivative.underlying_shares: On May 25, 2016 the Company entered into a convertible promissory note with the Registrant's trust in the principal amount of $250,000. The note bears interest at four percent (4%) per annum and increases to eight percent (8%) in the event of a default by the Company. The note may be prepaid at any time in whole or in part by the Company and is convertible into common stock of the Company at the election of the trust on November 25, 2016, at a conversion price of $0.13 per share. The conversion price is subject to adjustment for mergers, consolidations, share exchanges, recapitalizations or similar events and matures on May 25, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.