Gerber Nicholas Daniel

SEC source: 0001306734-22-000001 · primary_doc.xml · nonDerivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Nicholas & Melinda Gerber Living Trust

Disclosed balance after: 18,250,015

F1 · ownership.nature: Direct owner: Nicholas & Melinda Gerber Living Trust

SEC source: 0001437749-19-002173 · rdgdoc.xml · derivative · entry 2

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 0

Underlying: Common Stock · 7,678,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Series B Voting, Convertible Preferred Stock is convertible into 20 shares of common stock.

F1 · kind: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · price: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · derivative.expiration_date: These derivatives do not expire.

F2 · ownership.nature: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

SEC source: 0001437749-19-002173 · rdgdoc.xml · nonDerivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 18,130,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · kind: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F1 · price: On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.

F2 · ownership.nature: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

SEC source: 0001306734-16-000004 · primary_doc.xml · derivative · entry 2

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO/Secretary; Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Nicholas and Melinda Gerber Living Trust

Disclosed balance after: 11,517,552

Underlying: Common Stock · 187,082,380 shares

Expires not disclosed

F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F5 · derivative.exercise_date: Each share of the Series B Voting, Convertible, Preferred Stock is convertible into 20 shares of common stock at any time (except as restricted below), at the holder's election, and has no expiration date. A holder of shares of Series B Voting, Convertible, Preferred Stock may not exercise its conversion rights until after 270 days after the date of issuance of the shares and, if exercised, must be exercised with regard to all shares of the series held by such holder and, provided further, no conversion shall take place until the Company has amended its Articles of Incorporation to ensure there are authorized shares of common stock at least sufficient to allow all shares of this Series to be converted into common stock.

F5 · derivative.expiration_date: Each share of the Series B Voting, Convertible, Preferred Stock is convertible into 20 shares of common stock at any time (except as restricted below), at the holder's election, and has no expiration date. A holder of shares of Series B Voting, Convertible, Preferred Stock may not exercise its conversion rights until after 270 days after the date of issuance of the shares and, if exercised, must be exercised with regard to all shares of the series held by such holder and, provided further, no conversion shall take place until the Company has amended its Articles of Incorporation to ensure there are authorized shares of common stock at least sufficient to allow all shares of this Series to be converted into common stock.

F4 · ownership.direct: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

SEC source: 0001306734-16-000004 · primary_doc.xml · nonDerivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · CEO/Secretary; Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Nicholas and Melinda Gerber Living Trust

Disclosed balance after: 313,549,040

F1 · date: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F1 · kind: On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016.

F2 · price: The Shares were issued at a cost basis of $0.085 per share.

F3 · balance_after: The Holder previously reported beneficial ownership on Form 3, filed with the Commission on February 5, 2015. The Company completed a 1:10 reverse split on December 15, 2015 (the "Reverse"). The amount of securities beneficially owned reflects the Reverse Split.

F4 · ownership.nature: By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.

SEC source: 0001306734-16-000003 · primary_doc.xml · derivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wainwright Holdings, Inc.

Disclosed balance after: 10,072,416

Underlying: Common Stock · 2,124,983 shares

Expires 2016-05-21

F1 · derivative.underlying_shares: On May 25, 2016 the Company entered into a convertible promissory note with Wainwright Holdings, Inc., an entity that is affiliated with the Registrant, in the principal amount of $250,000. The note bears interest at four percent (4%) per annum and increases to eight percent (8%) in the event of default by the Company. The note may be prepaid at any time in whole or in part by the Company and is convertible into common stock of the Company at the election of Wainwright Holdings, Inc. on November 25, 2016, at a conversion price of $0.13 per share. The conversion price is subject to adjustment for mergers, consolidations, share exchanges, recapitalizations or similar events and matures on May 25, 2021.

F2 · ownership.nature: The Registrant indirectly owns the cumulative amount of the derivative securities through Registrant's trust and as an affiliate of Wainwright Holdings, Inc.

SEC source: 0001306734-16-000002 · primary_doc.xml · derivative · entry 1

Gerber Nicholas Daniel · CIK 0001306734 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wainwright Holdings, Inc.

Disclosed balance after: 4,972,458

Underlying: Common Stock · 4,972,458 shares

Expires 2021-01-27

F1 · shares: On January 27, 2016 the Company entered into a convertible promissory note with Wainwright Holdings, Inc.,an entity that is affiliated with the Registrant, in the principal amount of $450,000. The note bears interest at 4% per annum and increases to 8% in the event of a default. The note may be prepaid at any time by the Company and is convertible into Common Stock of the Company at the election of Wainwright Holdings, Inc. on the date which is 180 days following issuance of the note at a conversion price of $0.10 per share. The conversion price is subject to adjustment for mergers, consolidations, share exchange, recapitalization or similar events and matures on January 27, 2021.