Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2021 Filed Feb 22, 2021 23:02 UTC |
Hargrove Robin S.EVP, Res, Dev & Qlty
|
Tax withholdingClass A Common Stock | 18,983 | $56.13 | $1,065,515.79 |
DisclosureSEC source: 0001209191-21-012843 · doc4.xml · nonDerivative · entry 2 Hargrove Robin S. · CIK 0001637897 · EVP, Res, Dev & Qlty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,628 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:02 UTC |
Hargrove Robin S.EVP, Res, Dev & Qlty
|
GrantClass A Common Stock | 46,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012843 · doc4.xml · nonDerivative · entry 1 Hargrove Robin S. · CIK 0001637897 · EVP, Res, Dev & Qlty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,611 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:02 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
GrantStock Options (right to buy) · Derivative | 53,450 | $0.00 Strike: $56.13 | $0.00 |
DisclosureSEC source: 0001209191-21-012842 · doc4.xml · derivative · entry 3 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,450 Underlying: Class A Common Stock · 53,450 shares Expires 2031-02-18 F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:02 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
Tax withholdingClass A Common Stock | 1,400 | $56.13 | $78,582.00 |
DisclosureSEC source: 0001209191-21-012842 · doc4.xml · nonDerivative · entry 2 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,233 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:02 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
GrantClass A Common Stock | 24,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012842 · doc4.xml · nonDerivative · entry 1 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,633 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:01 UTC |
Brusadelli MaurizioEVP and President AMEA
|
GrantStock Options (right to buy) · Derivative | 51,230 | $0.00 Strike: $56.13 | $0.00 |
DisclosureSEC source: 0001209191-21-012840 · doc4.xml · derivative · entry 3 Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,230 Underlying: Class A Common Stock · 51,230 shares Expires 2031-02-18 F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:01 UTC |
Brusadelli MaurizioEVP and President AMEA
|
SaleClass A Common Stock | 31,820 | $55.72 | $1,773,010.40 |
DisclosureSEC source: 0001209191-21-012840 · doc4.xml · nonDerivative · entry 2 Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,563 F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.60 to $56.06, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:01 UTC |
Brusadelli MaurizioEVP and President AMEA
|
GrantClass A Common Stock | 69,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012840 · doc4.xml · nonDerivative · entry 1 Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,383 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:00 UTC |
Alviti PauletteEVP and Chief People Officer
|
GrantStock Options (right to buy) · Derivative | 42,320 | $0.00 Strike: $56.13 | $0.00 |
DisclosureSEC source: 0001209191-21-012833 · doc4.xml · derivative · entry 3 Alviti Paulette · CIK 0001578438 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,320 Underlying: Class A Common Stock · 42,320 shares Expires 2031-02-18 F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:00 UTC |
Alviti PauletteEVP and Chief People Officer
|
Tax withholdingClass A Common Stock | 21,300 | $56.13 | $1,195,569.00 |
DisclosureSEC source: 0001209191-21-012833 · doc4.xml · nonDerivative · entry 2 Alviti Paulette · CIK 0001578438 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,117 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:00 UTC |
Alviti PauletteEVP and Chief People Officer
|
GrantClass A Common Stock | 53,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012833 · doc4.xml · nonDerivative · entry 1 Alviti Paulette · CIK 0001578438 · EVP and Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,417 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 22:59 UTC |
Van de Put DirkDirector · Chief Executive Officer
|
GrantStock Options (right to buy) · Derivative | 256,110 | $0.00 Strike: $56.13 | $0.00 |
DisclosureSEC source: 0001209191-21-012831 · doc4.xml · derivative · entry 3 Van de Put Dirk · CIK 0001536137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,110 Underlying: Class A Common Stock · 256,110 shares Expires 2031-02-18 F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 22:59 UTC |
Van de Put DirkDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 125,098 | $56.13 | $7,021,750.74 |
DisclosureSEC source: 0001209191-21-012831 · doc4.xml · nonDerivative · entry 2 Van de Put Dirk · CIK 0001536137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,719 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 22:59 UTC |
Van de Put DirkDirector · Chief Executive Officer
|
GrantClass A Common Stock | 299,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012831 · doc4.xml · nonDerivative · entry 1 Van de Put Dirk · CIK 0001536137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,817 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 00:41 UTC |
MAY PETER WDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleClass A Common Stock | 315,425 | $55.02 | $17,354,431.16 |
DisclosureSEC source: 0001209191-21-011527 · doc4.xml · nonDerivative · entry 3 MAY PETER W · CIK 0000928264 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 10,352,883 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.00 - $55.065. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:41 UTC |
MAY PETER WDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleClass A Common Stock | 56,234 | $55.01 | $3,093,505.44 |
DisclosureSEC source: 0001209191-21-011527 · doc4.xml · nonDerivative · entry 2 MAY PETER W · CIK 0000928264 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 10,668,308 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.00 - $55.0750. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer. Read SEC document |
| February 12, 2021 Filed Feb 18, 2021 00:41 UTC |
MAY PETER WDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleClass A Common Stock | 129,290 | $55.58 | $7,185,511.54 |
DisclosureSEC source: 0001209191-21-011527 · doc4.xml · nonDerivative · entry 1 MAY PETER W · CIK 0000928264 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 10,724,542 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.65. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 00:55 UTC |
MAY PETER WDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleClass A Common Stock | 184,127 | $55.51 | $10,220,042.79 |
DisclosureSEC source: 0001209191-21-009914 · doc4.xml · nonDerivative · entry 3 MAY PETER W · CIK 0000928264 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 10,853,832 F1 · kind: The sale reported in this Form 4 was done primarily for portfolio management purposes. F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.61. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 00:55 UTC |
MAY PETER WDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleClass A Common Stock | 180,998 | $55.68 | $10,077,697.14 |
DisclosureSEC source: 0001209191-21-009914 · doc4.xml · nonDerivative · entry 2 MAY PETER W · CIK 0000928264 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 11,037,959 F1 · kind: The sale reported in this Form 4 was done primarily for portfolio management purposes. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.93. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 00:55 UTC |
MAY PETER WDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleClass A Common Stock | 1,009,875 | $55.65 | $56,198,634.86 |
DisclosureSEC source: 0001209191-21-009914 · doc4.xml · nonDerivative · entry 1 MAY PETER W · CIK 0000928264 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 11,218,957 F1 · kind: The sale reported in this Form 4 was done primarily for portfolio management purposes. F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.92. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 21:12 UTC |
STEIN LAURAEVP, General Counsel, CLA
|
GrantStock Options (right to buy) · Derivative | 48,170 | $0.00 Strike: $57.09 | $0.00 |
DisclosureSEC source: 0001209191-21-003407 · doc4.xml · derivative · entry 2 STEIN LAURA · CIK 0001199099 · EVP, General Counsel, CLA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,170 Underlying: Class A Common Stock · 48,170 shares Expires 2031-01-11 F2 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on January 11, 2022; 33% on January 11, 2023; and 34% on January 11, 2024. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 21:12 UTC |
STEIN LAURAEVP, General Counsel, CLA
|
GrantClass A Common Stock | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003407 · doc4.xml · nonDerivative · entry 1 STEIN LAURA · CIK 0001199099 · EVP, General Counsel, CLA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380 F1 · shares: Deferred stock units awarded under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Shares will vest on January 11, 2026. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 21:06 UTC |
Siewert PatrickDirector
|
PurchaseClass A Common Stock | 2,000 | $58.42 | $116,840.00 |
DisclosureSEC source: 0001209191-20-062479 · doc4.xml · nonDerivative · entry 1 Siewert Patrick · CIK 0001324047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Father Disclosed balance after: 2,000 F1 · balance_after: The reporting person disclaims beneficial ownership of the shares held by his father, and this report should not be deemed an admission that the reporting person is the beneficial owner of his father's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 22:06 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
Exercise / conversionStock Options (right to buy) · Derivative | 16,580 | $0.00 Strike: $24.87 | $0.00 |
DisclosureSEC source: 0001209191-20-061961 · doc4.xml · derivative · entry 5 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16,580 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the sale of securities in payment of the exercise price and taxes. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 22:06 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
Exercise / conversionStock Options (right to buy) · Derivative | 11,320 | $0.00 Strike: $20.83 | $0.00 |
DisclosureSEC source: 0001209191-20-061961 · doc4.xml · derivative · entry 4 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,320 shares Expires 2021-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the sale of securities in payment of the exercise price and taxes. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 22:06 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
SaleClass A Common Stock | 49,719 | $58.62 | $2,914,527.78 |
DisclosureSEC source: 0001209191-20-061961 · doc4.xml · nonDerivative · entry 3 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,508 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the sale of securities in payment of the exercise price and taxes. F2 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the sale of securities in payment of the exercise price and taxes. F3 · shares: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.46 to $58.72, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 22:06 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
Exercise / conversionClass A Common Stock | 16,580 | $24.87 | $412,344.60 |
DisclosureSEC source: 0001209191-20-061961 · doc4.xml · nonDerivative · entry 2 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the sale of securities in payment of the exercise price and taxes. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 22:06 UTC |
Gruber Vinzenz P.EVP and President, Europe
|
Exercise / conversionClass A Common Stock | 11,320 | $20.83 | $235,795.60 |
DisclosureSEC source: 0001209191-20-061961 · doc4.xml · nonDerivative · entry 1 Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the sale of securities in payment of the exercise price and taxes. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 21:09 UTC |
Walter GlenEVP & President, North America
|
Tax withholdingClass A Common Stock | 27,287 | $57.46 | $1,567,911.02 |
DisclosureSEC source: 0001209191-20-060727 · doc4.xml · nonDerivative · entry 1 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,887 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| October 16, 2020 Filed Oct 19, 2020 20:09 UTC |
Zaramella LucaEVP & Chief Financial Officer
|
Tax withholdingClass A Common Stock | 10,664 | $57.97 | $618,192.08 |
DisclosureSEC source: 0001209191-20-055256 · doc4.xml · nonDerivative · entry 1 Zaramella Luca · CIK 0001622077 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,581 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| October 16, 2020 Filed Oct 19, 2020 20:11 UTC |
Urdaneta NelsonSVP, Corp. Controller & CAO
|
Tax withholdingClass A Common Stock | 3,203 | $57.97 | $185,677.91 |
DisclosureSEC source: 0001209191-20-055257 · doc4.xml · nonDerivative · entry 1 Urdaneta Nelson · CIK 0001679749 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,669 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:06 UTC |
Walter GlenEVP & President, North America
|
Exercise / conversionStock Options (right to buy) · Derivative | 18,153 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001209191-20-047172 · doc4.xml · derivative · entry 6 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,857 Underlying: Class A Common Stock · 18,153 shares Expires 2029-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:06 UTC |
Walter GlenEVP & President, North America
|
Exercise / conversionStock Options (right to buy) · Derivative | 39,824 | $0.00 Strike: $43.51 | $0.00 |
DisclosureSEC source: 0001209191-20-047172 · doc4.xml · derivative · entry 5 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,516 Underlying: Class A Common Stock · 39,824 shares Expires 2028-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:06 UTC |
Walter GlenEVP & President, North America
|
Tax withholdingClass A Common Stock | 16,714 | $56.02 | $936,318.28 |
DisclosureSEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 4 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,072 F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:06 UTC |
Walter GlenEVP & President, North America
|
Tax withholdingClass A Common Stock | 35,061 | $56.02 | $1,964,117.22 |
DisclosureSEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 3 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,786 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:06 UTC |
Walter GlenEVP & President, North America
|
Exercise / conversionClass A Common Stock | 18,153 | $47.72 | $866,261.16 |
DisclosureSEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 2 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:06 UTC |
Walter GlenEVP & President, North America
|
Exercise / conversionClass A Common Stock | 39,824 | $43.51 | $1,732,742.24 |
DisclosureSEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 1 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment |
Walter GlenEVP & President, North America
|
Exercise / conversionStock Options (right to buy) · Derivative | 18,153 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001209191-20-054132 · doc4a.xml · derivative · entry 6 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,857 Underlying: Class A Common Stock · 18,153 shares Expires 2029-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment |
Walter GlenEVP & President, North America
|
Exercise / conversionStock Options (right to buy) · Derivative | 39,824 | $0.00 Strike: $43.51 | $0.00 |
DisclosureSEC source: 0001209191-20-054132 · doc4a.xml · derivative · entry 5 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,516 Underlying: Class A Common Stock · 39,824 shares Expires 2028-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment |
Walter GlenEVP & President, North America
|
Tax withholdingClass A Common Stock | 16,681 | $56.12 | $936,137.72 |
DisclosureSEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 4 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,174 F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes. F3 · shares: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment |
Walter GlenEVP & President, North America
|
Tax withholdingClass A Common Stock | 34,992 | $56.12 | $1,963,751.04 |
DisclosureSEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 3 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,855 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes. F3 · shares: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment |
Walter GlenEVP & President, North America
|
Exercise / conversionClass A Common Stock | 18,153 | $47.72 | $866,261.16 |
DisclosureSEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 2 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment |
Walter GlenEVP & President, North America
|
Exercise / conversionClass A Common Stock | 39,824 | $43.51 | $1,732,742.24 |
DisclosureSEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 1 Walter Glen · CIK 0001564900 · EVP & President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:59 UTC |
MAY PETER WDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleClass A Common Stock | 555,000 | $56.00 | $31,077,724.50 |
DisclosureSEC source: 0001209191-20-046815 · doc4.xml · nonDerivative · entry 1 MAY PETER W · CIK 0000928264 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 12,228,832 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.52 - $56.40. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:08 UTC |
Pleuhs Gerhard W.EVP & General Counsel
|
Exercise / conversionStock Options (right to buy) · Derivative | 26,880 | $0.00 Strike: $20.83 | $0.00 |
DisclosureSEC source: 0001209191-20-046770 · doc4.xml · derivative · entry 5 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,880 shares Expires 2021-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:08 UTC |
Pleuhs Gerhard W.EVP & General Counsel
|
Tax withholdingClass A Common Stock | 17,621 | $55.49 | $977,789.29 |
DisclosureSEC source: 0001209191-20-046770 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,303 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:08 UTC |
Pleuhs Gerhard W.EVP & General Counsel
|
Exercise / conversionClass A Common Stock | 26,880 | $20.83 | $559,918.46 |
DisclosureSEC source: 0001209191-20-046770 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment |
Pleuhs Gerhard W.EVP & General Counsel
|
Exercise / conversionStock Options (right to buy) · Derivative | 26,880 | $0.00 Strike: $20.83 | $0.00 |
DisclosureSEC source: 0001209191-20-054131 · doc4a.xml · derivative · entry 5 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,880 shares Expires 2021-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment |
Pleuhs Gerhard W.EVP & General Counsel
|
Tax withholdingClass A Common Stock | 17,361 | $56.03 | $972,736.83 |
DisclosureSEC source: 0001209191-20-054131 · doc4a.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,563 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. F2 · shares: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment |
Pleuhs Gerhard W.EVP & General Counsel
|
Exercise / conversionClass A Common Stock | 26,880 | $20.83 | $559,918.46 |
DisclosureSEC source: 0001209191-20-054131 · doc4a.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.