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Nasdaq · USD

MDLZ

Mondelez International, Inc.

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2953
SEC CIK
0001103982
Parsed reports
565

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2021 Filed Feb 22, 2021 23:02 UTC
Hargrove Robin S.EVP, Res, Dev & Qlty
Tax withholdingClass A Common Stock 18,983 $56.13 $1,065,515.79
Disclosure

SEC source: 0001209191-21-012843 · doc4.xml · nonDerivative · entry 2

Hargrove Robin S. · CIK 0001637897 · EVP, Res, Dev & Qlty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,628

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:02 UTC
Hargrove Robin S.EVP, Res, Dev & Qlty
GrantClass A Common Stock 46,591 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012843 · doc4.xml · nonDerivative · entry 1

Hargrove Robin S. · CIK 0001637897 · EVP, Res, Dev & Qlty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,611

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:02 UTC
Gruber Vinzenz P.EVP and President, Europe
GrantStock Options (right to buy) · Derivative 53,450 $0.00 Strike: $56.13 $0.00
Disclosure

SEC source: 0001209191-21-012842 · doc4.xml · derivative · entry 3

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,450

Underlying: Class A Common Stock · 53,450 shares

Expires 2031-02-18

F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:02 UTC
Gruber Vinzenz P.EVP and President, Europe
Tax withholdingClass A Common Stock 1,400 $56.13 $78,582.00
Disclosure

SEC source: 0001209191-21-012842 · doc4.xml · nonDerivative · entry 2

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,233

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:02 UTC
Gruber Vinzenz P.EVP and President, Europe
GrantClass A Common Stock 24,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012842 · doc4.xml · nonDerivative · entry 1

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,633

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:01 UTC
Brusadelli MaurizioEVP and President AMEA
GrantStock Options (right to buy) · Derivative 51,230 $0.00 Strike: $56.13 $0.00
Disclosure

SEC source: 0001209191-21-012840 · doc4.xml · derivative · entry 3

Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,230

Underlying: Class A Common Stock · 51,230 shares

Expires 2031-02-18

F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:01 UTC
Brusadelli MaurizioEVP and President AMEA
SaleClass A Common Stock 31,820 $55.72 $1,773,010.40
Disclosure

SEC source: 0001209191-21-012840 · doc4.xml · nonDerivative · entry 2

Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,563

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.60 to $56.06, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:01 UTC
Brusadelli MaurizioEVP and President AMEA
GrantClass A Common Stock 69,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012840 · doc4.xml · nonDerivative · entry 1

Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,383

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:00 UTC
Alviti PauletteEVP and Chief People Officer
GrantStock Options (right to buy) · Derivative 42,320 $0.00 Strike: $56.13 $0.00
Disclosure

SEC source: 0001209191-21-012833 · doc4.xml · derivative · entry 3

Alviti Paulette · CIK 0001578438 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,320

Underlying: Class A Common Stock · 42,320 shares

Expires 2031-02-18

F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:00 UTC
Alviti PauletteEVP and Chief People Officer
Tax withholdingClass A Common Stock 21,300 $56.13 $1,195,569.00
Disclosure

SEC source: 0001209191-21-012833 · doc4.xml · nonDerivative · entry 2

Alviti Paulette · CIK 0001578438 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,117

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:00 UTC
Alviti PauletteEVP and Chief People Officer
GrantClass A Common Stock 53,983 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012833 · doc4.xml · nonDerivative · entry 1

Alviti Paulette · CIK 0001578438 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,417

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:59 UTC
Van de Put DirkDirector · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 256,110 $0.00 Strike: $56.13 $0.00
Disclosure

SEC source: 0001209191-21-012831 · doc4.xml · derivative · entry 3

Van de Put Dirk · CIK 0001536137 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,110

Underlying: Class A Common Stock · 256,110 shares

Expires 2031-02-18

F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 18, 2022; 33% on February 18, 2023; and 34% on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:59 UTC
Van de Put DirkDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 125,098 $56.13 $7,021,750.74
Disclosure

SEC source: 0001209191-21-012831 · doc4.xml · nonDerivative · entry 2

Van de Put Dirk · CIK 0001536137 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,719

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:59 UTC
Van de Put DirkDirector · Chief Executive Officer
GrantClass A Common Stock 299,421 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012831 · doc4.xml · nonDerivative · entry 1

Van de Put Dirk · CIK 0001536137 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,817

F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 00:41 UTC
MAY PETER WDirector
SaleClass A Common Stock 315,425 $55.02 $17,354,431.16
Disclosure

SEC source: 0001209191-21-011527 · doc4.xml · nonDerivative · entry 3

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 10,352,883

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.00 - $55.065. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 00:41 UTC
MAY PETER WDirector
SaleClass A Common Stock 56,234 $55.01 $3,093,505.44
Disclosure

SEC source: 0001209191-21-011527 · doc4.xml · nonDerivative · entry 2

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 10,668,308

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.00 - $55.0750. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 00:41 UTC
MAY PETER WDirector
SaleClass A Common Stock 129,290 $55.58 $7,185,511.54
Disclosure

SEC source: 0001209191-21-011527 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 10,724,542

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.65. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 00:55 UTC
MAY PETER WDirector
SaleClass A Common Stock 184,127 $55.51 $10,220,042.79
Disclosure

SEC source: 0001209191-21-009914 · doc4.xml · nonDerivative · entry 3

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 10,853,832

F1 · kind: The sale reported in this Form 4 was done primarily for portfolio management purposes.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.61. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 00:55 UTC
MAY PETER WDirector
SaleClass A Common Stock 180,998 $55.68 $10,077,697.14
Disclosure

SEC source: 0001209191-21-009914 · doc4.xml · nonDerivative · entry 2

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 11,037,959

F1 · kind: The sale reported in this Form 4 was done primarily for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.93. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 00:55 UTC
MAY PETER WDirector
SaleClass A Common Stock 1,009,875 $55.65 $56,198,634.86
Disclosure

SEC source: 0001209191-21-009914 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 11,218,957

F1 · kind: The sale reported in this Form 4 was done primarily for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.50 - $55.92. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:12 UTC
STEIN LAURAEVP, General Counsel, CLA
GrantStock Options (right to buy) · Derivative 48,170 $0.00 Strike: $57.09 $0.00
Disclosure

SEC source: 0001209191-21-003407 · doc4.xml · derivative · entry 2

STEIN LAURA · CIK 0001199099 · EVP, General Counsel, CLA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,170

Underlying: Class A Common Stock · 48,170 shares

Expires 2031-01-11

F2 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on January 11, 2022; 33% on January 11, 2023; and 34% on January 11, 2024.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:12 UTC
STEIN LAURAEVP, General Counsel, CLA
GrantClass A Common Stock 4,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003407 · doc4.xml · nonDerivative · entry 1

STEIN LAURA · CIK 0001199099 · EVP, General Counsel, CLA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380

F1 · shares: Deferred stock units awarded under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Shares will vest on January 11, 2026.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:06 UTC PurchaseClass A Common Stock 2,000 $58.42 $116,840.00
Disclosure

SEC source: 0001209191-20-062479 · doc4.xml · nonDerivative · entry 1

Siewert Patrick · CIK 0001324047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Father

Disclosed balance after: 2,000

F1 · balance_after: The reporting person disclaims beneficial ownership of the shares held by his father, and this report should not be deemed an admission that the reporting person is the beneficial owner of his father's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 22:06 UTC
Gruber Vinzenz P.EVP and President, Europe
Exercise / conversionStock Options (right to buy) · Derivative 16,580 $0.00 Strike: $24.87 $0.00
Disclosure

SEC source: 0001209191-20-061961 · doc4.xml · derivative · entry 5

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,580 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the sale of securities in payment of the exercise price and taxes.

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December 03, 2020 Filed Dec 7, 2020 22:06 UTC
Gruber Vinzenz P.EVP and President, Europe
Exercise / conversionStock Options (right to buy) · Derivative 11,320 $0.00 Strike: $20.83 $0.00
Disclosure

SEC source: 0001209191-20-061961 · doc4.xml · derivative · entry 4

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,320 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the sale of securities in payment of the exercise price and taxes.

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December 03, 2020 Filed Dec 7, 2020 22:06 UTC
Gruber Vinzenz P.EVP and President, Europe
SaleClass A Common Stock 49,719 $58.62 $2,914,527.78
Disclosure

SEC source: 0001209191-20-061961 · doc4.xml · nonDerivative · entry 3

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,508

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the sale of securities in payment of the exercise price and taxes.

F2 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the sale of securities in payment of the exercise price and taxes.

F3 · shares: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.46 to $58.72, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

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December 03, 2020 Filed Dec 7, 2020 22:06 UTC
Gruber Vinzenz P.EVP and President, Europe
Exercise / conversionClass A Common Stock 16,580 $24.87 $412,344.60
Disclosure

SEC source: 0001209191-20-061961 · doc4.xml · nonDerivative · entry 2

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the sale of securities in payment of the exercise price and taxes.

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December 03, 2020 Filed Dec 7, 2020 22:06 UTC
Gruber Vinzenz P.EVP and President, Europe
Exercise / conversionClass A Common Stock 11,320 $20.83 $235,795.60
Disclosure

SEC source: 0001209191-20-061961 · doc4.xml · nonDerivative · entry 1

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the sale of securities in payment of the exercise price and taxes.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 21:09 UTC
Walter GlenEVP & President, North America
Tax withholdingClass A Common Stock 27,287 $57.46 $1,567,911.02
Disclosure

SEC source: 0001209191-20-060727 · doc4.xml · nonDerivative · entry 1

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,887

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

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October 16, 2020 Filed Oct 19, 2020 20:09 UTC
Zaramella LucaEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 10,664 $57.97 $618,192.08
Disclosure

SEC source: 0001209191-20-055256 · doc4.xml · nonDerivative · entry 1

Zaramella Luca · CIK 0001622077 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,581

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

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October 16, 2020 Filed Oct 19, 2020 20:11 UTC
Urdaneta NelsonSVP, Corp. Controller & CAO
Tax withholdingClass A Common Stock 3,203 $57.97 $185,677.91
Disclosure

SEC source: 0001209191-20-055257 · doc4.xml · nonDerivative · entry 1

Urdaneta Nelson · CIK 0001679749 · SVP, Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,669

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

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August 14, 2020 Filed Aug 18, 2020 20:06 UTC
Walter GlenEVP & President, North America
Exercise / conversionStock Options (right to buy) · Derivative 18,153 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001209191-20-047172 · doc4.xml · derivative · entry 6

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,857

Underlying: Class A Common Stock · 18,153 shares

Expires 2029-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes.

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August 14, 2020 Filed Aug 18, 2020 20:06 UTC
Walter GlenEVP & President, North America
Exercise / conversionStock Options (right to buy) · Derivative 39,824 $0.00 Strike: $43.51 $0.00
Disclosure

SEC source: 0001209191-20-047172 · doc4.xml · derivative · entry 5

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,516

Underlying: Class A Common Stock · 39,824 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes.

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August 14, 2020 Filed Aug 18, 2020 20:06 UTC
Walter GlenEVP & President, North America
Tax withholdingClass A Common Stock 16,714 $56.02 $936,318.28
Disclosure

SEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 4

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,072

F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes.

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August 14, 2020 Filed Aug 18, 2020 20:06 UTC
Walter GlenEVP & President, North America
Tax withholdingClass A Common Stock 35,061 $56.02 $1,964,117.22
Disclosure

SEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 3

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,786

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:06 UTC
Walter GlenEVP & President, North America
Exercise / conversionClass A Common Stock 18,153 $47.72 $866,261.16
Disclosure

SEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 2

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:06 UTC
Walter GlenEVP & President, North America
Exercise / conversionClass A Common Stock 39,824 $43.51 $1,732,742.24
Disclosure

SEC source: 0001209191-20-047172 · doc4.xml · nonDerivative · entry 1

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment
Walter GlenEVP & President, North America
Exercise / conversionStock Options (right to buy) · Derivative 18,153 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001209191-20-054132 · doc4a.xml · derivative · entry 6

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,857

Underlying: Class A Common Stock · 18,153 shares

Expires 2029-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment
Walter GlenEVP & President, North America
Exercise / conversionStock Options (right to buy) · Derivative 39,824 $0.00 Strike: $43.51 $0.00
Disclosure

SEC source: 0001209191-20-054132 · doc4a.xml · derivative · entry 5

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,516

Underlying: Class A Common Stock · 39,824 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment
Walter GlenEVP & President, North America
Tax withholdingClass A Common Stock 16,681 $56.12 $936,137.72
Disclosure

SEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 4

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,174

F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes.

F3 · shares: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment
Walter GlenEVP & President, North America
Tax withholdingClass A Common Stock 34,992 $56.12 $1,963,751.04
Disclosure

SEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 3

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,855

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes.

F3 · shares: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment
Walter GlenEVP & President, North America
Exercise / conversionClass A Common Stock 18,153 $47.72 $866,261.16
Disclosure

SEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 2

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2020 and expire on February 22, 2029, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 14, 2020 Filed Oct 7, 2020 20:30 UTC Amendment
Walter GlenEVP & President, North America
Exercise / conversionClass A Common Stock 39,824 $43.51 $1,732,742.24
Disclosure

SEC source: 0001209191-20-054132 · doc4a.xml · nonDerivative · entry 1

Walter Glen · CIK 0001564900 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became exercisable February 22, 2019 and February 22, 2020 and expire on February 22, 2028, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:59 UTC
MAY PETER WDirector
SaleClass A Common Stock 555,000 $56.00 $31,077,724.50
Disclosure

SEC source: 0001209191-20-046815 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 12,228,832

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $55.52 - $56.40. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F4 · ownership.nature: (FN3, contd.) Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of the Issuer.

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August 12, 2020 Filed Aug 14, 2020 20:08 UTC
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 26,880 $0.00 Strike: $20.83 $0.00
Disclosure

SEC source: 0001209191-20-046770 · doc4.xml · derivative · entry 5

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,880 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:08 UTC
Pleuhs Gerhard W.EVP & General Counsel
Tax withholdingClass A Common Stock 17,621 $55.49 $977,789.29
Disclosure

SEC source: 0001209191-20-046770 · doc4.xml · nonDerivative · entry 2

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,303

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:08 UTC
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionClass A Common Stock 26,880 $20.83 $559,918.46
Disclosure

SEC source: 0001209191-20-046770 · doc4.xml · nonDerivative · entry 1

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 26,880 $0.00 Strike: $20.83 $0.00
Disclosure

SEC source: 0001209191-20-054131 · doc4a.xml · derivative · entry 5

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,880 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment
Pleuhs Gerhard W.EVP & General Counsel
Tax withholdingClass A Common Stock 17,361 $56.03 $972,736.83
Disclosure

SEC source: 0001209191-20-054131 · doc4a.xml · nonDerivative · entry 2

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,563

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.

F2 · shares: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes.

Read SEC document
August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionClass A Common Stock 26,880 $20.83 $559,918.46
Disclosure

SEC source: 0001209191-20-054131 · doc4a.xml · nonDerivative · entry 1

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.