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Pediatrix Medical Group, Inc.

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4451
SEC CIK
0000893949
Parsed reports
309

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2022 Filed Jan 7, 2022 21:28 UTC SaleCommon Stock 12,639 $27.42 $346,561.38
Disclosure

SEC source: 0001209191-22-002411 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,450

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $26.99 to $27.63 for a weighted average sales price of $27.42. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 23:17 UTC SaleCommon Stock 87,361 $27.43 $2,396,312.23
Disclosure

SEC source: 0001209191-22-001141 · doc4.xml · nonDerivative · entry 2

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,089

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $27.19 to $27.93 for a weighted average sales price of $27.43. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 31, 2021 Filed Jan 4, 2022 23:17 UTC SaleCommon Stock 6,564 $27.16 $178,278.24
Disclosure

SEC source: 0001209191-22-001141 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,450

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $27.03 to $27.36 for a weighted average sales price of $27.16. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 30, 2021 Filed Dec 30, 2021 22:13 UTC SaleCommon Stock 45,397 $27.19 $1,234,344.43
Disclosure

SEC source: 0001209191-21-071616 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,014

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $26.96 to $27.64 for a weighted average sales price of $27.19. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 29, 2021 Filed Dec 29, 2021 22:31 UTC SaleCommon Stock 25,000 $27.28 $682,000.00
Disclosure

SEC source: 0001209191-21-071507 · doc4.xml · nonDerivative · entry 3

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,411

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $26.98 to $27.43 for a weighted average sales price of $27.28. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 28, 2021 Filed Dec 29, 2021 22:31 UTC SaleCommon Stock 44,514 $27.28 $1,214,341.92
Disclosure

SEC source: 0001209191-21-071507 · doc4.xml · nonDerivative · entry 2

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,411

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $27.15 to $27.71 for a weighted average sales price of $27.28. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 22:31 UTC SaleCommon Stock 66,868 $27.17 $1,816,803.56
Disclosure

SEC source: 0001209191-21-071507 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,925

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $26.84 to $27.48 for a weighted average sales price of $27.17. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 10, 2021 Filed Nov 10, 2021 21:07 UTC
Hinson Roger MackPres., PDX & OBX Medical Group
SaleCommon Stock 8,800 $28.38 $249,744.00
Disclosure

SEC source: 0001209191-21-063836 · doc4.xml · nonDerivative · entry 1

Hinson Roger Mack · CIK 0001826596 · Pres., PDX & OBX Medical Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,391

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted June 15, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $28.13 to $28.55 for a weighted average sales price of $28.38. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 62 shares acquired by reporting person through Issuer's Employee Stock Purchase Plan since the last Form 4 filing.

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November 10, 2021 Filed Nov 10, 2021 21:05 UTC
Pepia John CPrincipal Accounting Officer
SaleCommon Stock 5,000 $28.45 $142,250.00
Disclosure

SEC source: 0001209191-21-063832 · doc4.xml · nonDerivative · entry 1

Pepia John C · CIK 0001674717 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,666

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $28.36 to $28.55 for a weighted average sales price of $28.45. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 29, 2021 Filed Oct 29, 2021 20:46 UTC
Pepia John CPrincipal Accounting Officer
SaleCommon Stock 9,238 $26.87 $248,225.06
Disclosure

SEC source: 0001209191-21-062083 · doc4.xml · nonDerivative · entry 1

Pepia John C · CIK 0001674717 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,666

F1 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $26.83 to $26.94 for a weighted average sales price of $26.87. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 61 shares acquired by the reporting person through the Issuer's Employee Stock Purchase Plan since the last Form 4 filing.

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October 28, 2021 Filed Oct 29, 2021 20:45 UTC SaleCommon Stock 10,387 $29.00 $301,223.00
Disclosure

SEC source: 0001209191-21-062082 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,793

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 21:00 UTC SaleCommon Stock 1,270 $29.00 $36,830.00
Disclosure

SEC source: 0001209191-21-059844 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,180

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 25, 2021.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:13 UTC
Pepia John CPrincipal Accounting Officer
SaleCommon Stock 10,000 $31.83 $318,300.00
Disclosure

SEC source: 0001209191-21-054746 · doc4.xml · nonDerivative · entry 1

Pepia John C · CIK 0001674717 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,843

F1 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $31.63 to $31.92 for a weighted average sales price of $31.83. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 58 shares acquired by the reporting person through the Issuer's Employee Stock Purchase Plan since the last Form 4 filed.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:49 UTC
ORDAN MARK SDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 95,000 $17.65 Strike: $17.65 $1,676,750.00
Disclosure

SEC source: 0001209191-21-054168 · doc4.xml · derivative · entry 3

ORDAN MARK S · CIK 0001208541 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,331

Underlying: Common Stock · 95,000 shares

Expires 2023-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option to purchase shares of common stock granted on July 12, 2020 ("Grant Date") under the Plan that vested as follows: (i) 175,747 shares became exercisable when the Issuer's common stock price closed at $22 per share (or above) for 40 consecutive trading days before the third anniversary of the Grant Date (the "Performance End Date"); (ii) 181,160 shares became exercisable when the Issuer's common stock price closed at $25 per share (or above) for 40 consecutive trading days before the Performance End Date; and (iii) 193,424 shares became exercisable when the Issuer's common stock price closed at $29 per share (or above) for 40 consecutive trading days before the Performance End Date, in each case subject to the reporting person's Employment Agreement and provided that no option shares vested prior to the one-year anniversary of the Grant Date.

F3 · derivative.expiration_date: Option to purchase shares of common stock granted on July 12, 2020 ("Grant Date") under the Plan that vested as follows: (i) 175,747 shares became exercisable when the Issuer's common stock price closed at $22 per share (or above) for 40 consecutive trading days before the third anniversary of the Grant Date (the "Performance End Date"); (ii) 181,160 shares became exercisable when the Issuer's common stock price closed at $25 per share (or above) for 40 consecutive trading days before the Performance End Date; and (iii) 193,424 shares became exercisable when the Issuer's common stock price closed at $29 per share (or above) for 40 consecutive trading days before the Performance End Date, in each case subject to the reporting person's Employment Agreement and provided that no option shares vested prior to the one-year anniversary of the Grant Date.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:49 UTC
ORDAN MARK SDirector · Chief Executive Officer
SaleCommon Stock 95,000 $35.09 $3,333,550.00
Disclosure

SEC source: 0001209191-21-054168 · doc4.xml · nonDerivative · entry 2

ORDAN MARK S · CIK 0001208541 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,425

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $34.965 to $35.235 for a weighted average sales price of $35.09. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:49 UTC
ORDAN MARK SDirector · Chief Executive Officer
Exercise / conversionCommon Stock 95,000 $17.65 $1,676,750.00
Disclosure

SEC source: 0001209191-21-054168 · doc4.xml · nonDerivative · entry 1

ORDAN MARK S · CIK 0001208541 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of Stock Options granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan").

Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:01 UTC
Hinson Roger MackPres., PDX & OBX Medical Group
SaleCommon Stock 8,799 $32.35 $284,647.65
Disclosure

SEC source: 0001209191-21-050907 · doc4.xml · nonDerivative · entry 1

Hinson Roger Mack · CIK 0001826596 · Pres., PDX & OBX Medical Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,129

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted June 15, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in thirty-six (36) separate transactions with prices ranging from $32.01 to $32.67 for an average weighted sale price of $32.35. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 128 shares acquired by the Reporting person through the Issuer's Employee Stock Purchase Plan since the last Form 4 filing.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 21:00 UTC Tax withholdingCommon Stock 83,092 $29.77 $2,473,648.84
Disclosure

SEC source: 0001209191-21-046555 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,450

F1 · kind: Represents 83,092 shares withheld for payment of taxes upon vesting of shares previously reported.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:00 UTC SaleCommon Stock 100,000 $30.31 $3,031,000.00
Disclosure

SEC source: 0001209191-21-045052 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,542

F1 · kind: Sales made pursuant to reporting person's 10b5-1 trading plan adopted August 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in eighty-seven (87) separate transactions with prices ranging from $30.08 to $30.53 for an average weighted sale price of $30.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:20 UTC
Pepia John CPrincipal Accounting Officer
Tax withholdingCommon Stock 7,858 $31.98 $251,298.84
Disclosure

SEC source: 0001209191-21-037166 · doc4.xml · nonDerivative · entry 1

Pepia John C · CIK 0001674717 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,785

F1 · kind: Represents 7,858 shares withheld for payment of taxes upon vesting of shares previously reported.

F2 · balance_after: Includes 70 shares acquired by reporting person through Issuer's Employee Stock Purchase Plan since the last Form 4 filing.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:26 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032733 · doc4.xml · nonDerivative · entry 1

Weis Shirley A · CIK 0001623324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,223

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:25 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032727 · doc4.xml · nonDerivative · entry 1

Starcher John M. Jr. · CIK 0001583130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,832

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:24 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032724 · doc4.xml · nonDerivative · entry 1

SANSONE GUY P · CIK 0001301446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:24 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032719 · doc4.xml · nonDerivative · entry 1

Rucker Michael A. · CIK 0001588247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,347

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:22 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032716 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322,542

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:21 UTC
Kadre ManuelDirector
GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032713 · doc4.xml · nonDerivative · entry 1

Kadre Manuel · CIK 0001396538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,198

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:22 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032715 · doc4.xml · nonDerivative · entry 1

McEachin Thomas · CIK 0001659781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,841

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:20 UTC
GABOS PAUL GDirector
GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032709 · doc4.xml · nonDerivative · entry 1

GABOS PAUL G · CIK 0001216803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,198

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:19 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032707 · doc4.xml · nonDerivative · entry 1

WALDEMAR, MD CARLO A · CIK 0001218839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,687

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:18 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032703 · doc4.xml · nonDerivative · entry 1

Barker Karey D · CIK 0001641573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,663

F1 · kind: Restricted shares granted pursuant to Issuer's Amended and Restated 2008 Incentive Compensation Plan, in connection with annual equity award. Shares will vest on May 12, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 22:00 UTC SaleCommon Stock 782 $25.81 $20,183.42
Disclosure

SEC source: 0001209191-21-024762 · doc4.xml · nonDerivative · entry 2

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317,657

F1 · kind: Sales made pursuant to Reporting Person's 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 22:00 UTC SaleCommon Stock 99,218 $25.40 $2,520,137.20
Disclosure

SEC source: 0001209191-21-024762 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,439

F1 · kind: Sales made pursuant to Reporting Person's 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with prices ranging from $24.80 to $25.80 for an average weighted sale price of $25.40. The reporting person undertakes to provide the issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC
Pepia John CPrincipal Accounting Officer
Tax withholdingCommon Stock 2,568 $24.43 $62,736.24
Disclosure

SEC source: 0001209191-21-016912 · doc4.xml · nonDerivative · entry 3

Pepia John C · CIK 0001674717 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,573

F3 · kind: Represents 2,568 shares withheld for payment of taxes upon vesting of shares previously reported.

F4 · balance_after: Includes 283 shares acquired by Reporting person through Issuer's Employee Stock Purchase Plan since the last Form 4 filing.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC
Pepia John CPrincipal Accounting Officer
GrantCommon Stock 10,205 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016912 · doc4.xml · nonDerivative · entry 2

Pepia John C · CIK 0001674717 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,858

F2 · kind: Restricted shares granted pursuant to the Issuer's Plan, in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2022, twenty-five percent (25%) of the restricted shares will vest on March 1, 2023 and fifty percent (50%) of the restricted shares will vest on March 1, 2024.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:45 UTC
Pepia John CPrincipal Accounting Officer
GrantCommon Stock 10,204 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016912 · doc4.xml · nonDerivative · entry 1

Pepia John C · CIK 0001674717 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,653

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. The number of shares being reported represents the "target" number of restricted shares and does not include the right of the reporting person to receive up to 5,102 additional shares based on the achievement of certain performance-based criteria for the twelve months ending December 31, 2021. The actual number of shares earned could be less than or greater than the target number, depending on the level of performance achieved, and all of the restricted shares granted are subject to forfeiture if minimum levels of performance are not met. Any restricted shares earned will not vest any earlier than in three installments of twenty-five percent (25%) on March 1, 2022, twenty-five percent (25%) on March 1, 2023 and fifty percent (50%) on March 1, 2024, subject to the terms of the Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:43 UTC
Richards C MarcEVP, Chief Financial Officer
GrantCommon Stock 28,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016905 · doc4.xml · nonDerivative · entry 2

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,641

F2 · kind: Restricted shares granted pursuant to the Issuer's Plan, in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2022, twenty-five percent (25%) of the restricted shares will vest on March 1, 2023 and fifty percent (50%) of the restricted shares will vest on March 1, 2024.

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March 01, 2021 Filed Mar 3, 2021 21:43 UTC
Richards C MarcEVP, Chief Financial Officer
GrantCommon Stock 28,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016905 · doc4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,069

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. The number of shares being reported represents the "target" number of restricted shares and does not include the right of the reporting person to receive up to 14,286 additional shares based on the achievement of certain performance-based criteria for the twelve months ending December 31, 2021. The actual number of shares earned could be less than or greater than the target number, depending on the level of performance achieved, and all of the restricted shares granted are subject to forfeiture if minimum levels of performance are not met. Any restricted shares earned will not vest any earlier than in three installments of twenty-five (25%) on March 1, 2022, twenty-five (25%) on March 1, 2023 and fifty (50%) on March 1, 2024, subject to the terms of the Plan.

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March 01, 2021 Filed Mar 3, 2021 21:41 UTC
ORDAN MARK SDirector · Chief Executive Officer
GrantCommon Stock 71,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016899 · doc4.xml · nonDerivative · entry 2

ORDAN MARK S · CIK 0001208541 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,425

F2 · kind: Restricted shares granted pursuant to the Issuer's Plan, in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2022, twenty-five percent (25%) of the restricted shares will vest on March 1, 2023 and fifty percent (50%) of the restricted shares will vest on March 1, 2024.

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March 01, 2021 Filed Mar 3, 2021 21:41 UTC
ORDAN MARK SDirector · Chief Executive Officer
GrantCommon Stock 71,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016899 · doc4.xml · nonDerivative · entry 1

ORDAN MARK S · CIK 0001208541 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,996

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. The number of shares being reported represents the "target" number of restricted shares and does not include the right of the reporting person to receive up to 35,715 additional shares based on the achievement of certain performance-based criteria for the twelve months ending December 31, 2021. The actual number of shares earned could be less than or greater than the target number, depending on the level of performance achieved, and all of the restricted shares granted are subject to forfeiture if minimum levels of performance are not met. Any restricted shares earned will not vest any earlier than in three installments of twenty-five percent (25%) on March 1, 2022, twenty-five percent (25%) on March 1, 2023 and fifty percent (50%) on March 1, 2024, subject to the terms of the Plan.

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March 01, 2021 Filed Mar 3, 2021 21:39 UTC Tax withholdingCommon Stock 72,575 $24.43 $1,773,007.25
Disclosure

SEC source: 0001209191-21-016895 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417,657

F1 · kind: Represents 72,575 shares withheld for payment of taxes upon vesting of shares previously reported.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Hinson Roger MackPres., PDX & OBX Medical Group
Tax withholdingCommon Stock 6,244 $24.43 $152,540.92
Disclosure

SEC source: 0001209191-21-016887 · doc4.xml · nonDerivative · entry 3

Hinson Roger Mack · CIK 0001826596 · Pres., PDX & OBX Medical Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,800

F3 · kind: Represents 6,244 shares withheld for payment of taxes upon vesting of shares previously reported.

F4 · balance_after: Includes 182 shares acquired by Reporting person through Issuer's Employee Stock Purchase Plan since the last Form 4 filing.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Hinson Roger MackPres., PDX & OBX Medical Group
GrantCommon Stock 30,613 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016887 · doc4.xml · nonDerivative · entry 2

Hinson Roger Mack · CIK 0001826596 · Pres., PDX & OBX Medical Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,862

F2 · kind: Restricted shares granted pursuant to the Issuer's Plan, in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2022, twenty-five percent (25%) of the restricted shares will vest on March 1, 2023 and fifty percent (50%) of the restricted shares will vest on March 1, 2024.

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March 01, 2021 Filed Mar 3, 2021 21:38 UTC
Hinson Roger MackPres., PDX & OBX Medical Group
GrantCommon Stock 30,612 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016887 · doc4.xml · nonDerivative · entry 1

Hinson Roger Mack · CIK 0001826596 · Pres., PDX & OBX Medical Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,249

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. The number of shares being reported represents the "target" number of restricted shares and does not include the right of the reporting person to receive up to 15,306 additional shares based on the achievement of certain performance-based criteria for the twelve months ending December 31, 2021. The actual number of shares earned could be less than or greater than the target number, depending on the level of performance achieved, and all of the restricted shares granted are subject to forfeiture if minimum levels of performance are not met. Any restricted shares earned will not vest any earlier than in three installments of twenty-five (25%) on March 1, 2022, twenty-five (25%) on March 1, 2023 and fifty (50%) on March 1, 2024, subject to the terms of the Plan.

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March 01, 2021 Filed Mar 3, 2021 21:36 UTC
Andreano Dominic JEVP, General Counsel and Secy
GrantCommon Stock 27,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016882 · doc4.xml · nonDerivative · entry 2

Andreano Dominic J · CIK 0001549694 · EVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,497

F2 · kind: Restricted shares granted pursuant to the Issuer's Plan, in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2022, twenty-five percent (25%) of the restricted shares will vest on March 1, 2023 and fifty percent (50%) of the restricted shares will vest on March 1, 2024, subject to the terms of the Plan.

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March 01, 2021 Filed Mar 3, 2021 21:36 UTC
Andreano Dominic JEVP, General Counsel and Secy
GrantCommon Stock 27,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016882 · doc4.xml · nonDerivative · entry 1

Andreano Dominic J · CIK 0001549694 · EVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,945

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. The number of shares being reported represents the "target" number of restricted shares and does not include the right of the reporting person to receive up to 13,776 additional shares based on the achievement of certain performance-based criteria for the twelve months ending December 31, 2021. The actual number of shares earned could be less than or greater than the target number, depending on the level of performance achieved, and all of the restricted shares granted are subject to forfeiture if minimum levels of performance are not met. Any restricted shares earned will not vest any earlier than in three installments of twenty-five percent (25%) on March 1, 2022, twenty-five percent (25%) on March 1, 2023 and fifty percent (50%) on March 1, 2024, subject to the terms of the Plan.

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January 04, 2021 Filed Jan 5, 2021 21:38 UTC SaleCommon Stock 52,961 $23.89 $1,265,238.29
Disclosure

SEC source: 0001209191-21-001146 · doc4.xml · nonDerivative · entry 2

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490,232

F1 · kind: Sales made pursuant to Reporting Person's 10b5-1 trading plan adopted August 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in ninety-eight (98) separate transactions with prices ranging from $23.65 to $24.65 for an average weighted sale price of $23.89. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 04, 2021 Filed Jan 5, 2021 21:38 UTC SaleCommon Stock 47,039 $23.41 $1,101,182.99
Disclosure

SEC source: 0001209191-21-001146 · doc4.xml · nonDerivative · entry 1

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543,193

F1 · kind: Sales made pursuant to Reporting Person's 10b5-1 trading plan adopted August 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in seventy-six (76) separate transactions with prices ranging from $23.15 to $23.645 for an average weighted sale price of $23.41. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 10, 2020 Filed Dec 11, 2020 21:35 UTC SaleCommon Stock 33,194 $23.04 $764,919.22
Disclosure

SEC source: 0001209191-20-062948 · doc4.xml · nonDerivative · entry 4

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,232

F3 · kind: Sales made pursuant to Reporting Person's 10b5-1 trading plan adopted on August 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in twenty-seven (27) separate transactions with prices ranging from $23.00 to $23.15 for an average weighted sale price of $23.0439. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5.

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December 09, 2020 Filed Dec 11, 2020 21:35 UTC SaleCommon Stock 66,806 $23.00 $1,536,671.61
Disclosure

SEC source: 0001209191-20-062948 · doc4.xml · nonDerivative · entry 3

MEDEL ROGER MD · CIK 0001093125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623,426

F3 · kind: Sales made pursuant to Reporting Person's 10b5-1 trading plan adopted on August 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in eight separate transactions with prices ranging from $23.00 to $23.04 for an average weighted sale price of $23.002. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4.

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September 26, 2020 Filed Sep 29, 2020 20:53 UTC
Andreano Dominic JEVP, General Counsel and Secy
GrantEmployee Stock Option (right to buy) · Derivative 96,000 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0001209191-20-052356 · doc4.xml · derivative · entry 2

Andreano Dominic J · CIK 0001549694 · EVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2023-12-26

F2 · derivative.exercise_date: Option to purchase shares of Common Stock awarded under the Plan that vests as follows: (A) 30,500 shares are exercisable if and when the Issuer's Common Stock price closes at $22 per share (or above) for any 40 consecutive trading days before the third anniversary of the grant date ("Performance End Date"); (B) 31,500 shares are exercisable if and when the Issuer's Common Stock closes at $25 per share (or above) for any 40 consecutive trading days before the Performance End Date; and (C) 34,000 shares are exercisable if and when the Issuer's Common Stock price closes at $29 (or above) for any 40 consecutive trading days before the Performance End Date, provided that no option shares will vest prior to the one-year anniversary of the grant date.

F2 · derivative.expiration_date: Option to purchase shares of Common Stock awarded under the Plan that vests as follows: (A) 30,500 shares are exercisable if and when the Issuer's Common Stock price closes at $22 per share (or above) for any 40 consecutive trading days before the third anniversary of the grant date ("Performance End Date"); (B) 31,500 shares are exercisable if and when the Issuer's Common Stock closes at $25 per share (or above) for any 40 consecutive trading days before the Performance End Date; and (C) 34,000 shares are exercisable if and when the Issuer's Common Stock price closes at $29 (or above) for any 40 consecutive trading days before the Performance End Date, provided that no option shares will vest prior to the one-year anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.