Richards C Marc

SEC source: 0000950170-24-096399 · ownership.xml · nonDerivative · entry 2

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,347

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices ranging from $10.00 to $10.17 for a weighted average sales price of $10.08. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securiites and Exchange Commission upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote.

SEC source: 0000950170-24-096399 · ownership.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,785

F1 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions with prices randing from $10.01 to $10.23 for a weighted average sales price of $10.08. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote.

SEC source: 0000950170-24-068805 · ownership.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,347

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on June 1, 2025, twenty-five percent (25%) of the restricted shares will vest on June 1, 2026 and fifty percent (50%) of the restricted shares will vest on June 1, 2027, subject to the terms of the Plan.

SEC source: 0001209191-24-004388 · doc4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,587

F1 · kind: Represents 21,428 restricted shares withheld for payment of taxes upon vesting of shares.

SEC source: 0001209191-23-015672 · doc4.xml · nonDerivative · entry 2

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,015

F3 · kind: Represents 9,991 restricted shares withheld for payment of taxes upon vesting of shares.

SEC source: 0001209191-23-015672 · doc4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,006

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2024, twenty-five percent (25%) of the restricted shares will vest on March 1, 2025 and fifty percent (50%) of the restricted shares will vest on March 1, 2026, subject to the terms of the Plan.

F2 · balance_after: Excludes 30,501 previously reported shares of restricted common stock granted to the reporting person pursuant to the Plan in connection with an annual equity award that were forfeited because the performance-based criteria were not achieved.

SEC source: 0001209191-22-015594 · doc4.xml · nonDerivative · entry 3

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,199

F4 · kind: Represents 6,874 restricted shares withheld for payment of taxes upon vesting of shares.

SEC source: 0001209191-22-015594 · doc4.xml · nonDerivative · entry 2

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,073

F3 · kind: Restricted shares granted pursuant to the Plan in connection with an annual equity award. The number of shares being reported represents the "target" number of restricted shares and does not include the right of the reporting person to receive up to 15,251 additional shares based on the achievement of certain performance-based criteria for the twelve months ending December 31, 2022. The actual number of shares earned could be less than or greater than the target number, depending on the level of performance achieved, and all of the restricted shares granted are subject to forfeiture if minimum levels of performance are not met. Any restricted shares earned will not vest any earlier than in three installments of twenty-five percent (25%) on March 1, 2023, twenty-five percent (25%) on March 1, 2024 and fifty percent (50%) on March 1, 2025, subject to the terms of the Plan.

SEC source: 0001209191-22-015594 · doc4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,572

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2023, twenty-five percent (25%) of the restricted shares will vest on March 1, 2024 and fifty percent (50%) of the restricted shares will vest on March 1, 2025, subject to the terms of the Plan.

F2 · balance_after: Includes 11,429 restricted shares granted pursuant to the Plan in connection with achievement in excess of target of specified performance-based criteria for the performance period from January 1, 2021 through December 31, 2021.

SEC source: 0001209191-21-016905 · doc4.xml · nonDerivative · entry 2

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,641

F2 · kind: Restricted shares granted pursuant to the Issuer's Plan, in connection with an annual equity award. Twenty-five percent (25%) of the restricted shares will vest on March 1, 2022, twenty-five percent (25%) of the restricted shares will vest on March 1, 2023 and fifty percent (50%) of the restricted shares will vest on March 1, 2024.

SEC source: 0001209191-21-016905 · doc4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,069

F1 · kind: Restricted shares granted pursuant to the Issuer's Amended and Restated 2008 Incentive Compensation Plan (the "Plan"), in connection with an annual equity award. The number of shares being reported represents the "target" number of restricted shares and does not include the right of the reporting person to receive up to 14,286 additional shares based on the achievement of certain performance-based criteria for the twelve months ending December 31, 2021. The actual number of shares earned could be less than or greater than the target number, depending on the level of performance achieved, and all of the restricted shares granted are subject to forfeiture if minimum levels of performance are not met. Any restricted shares earned will not vest any earlier than in three installments of twenty-five (25%) on March 1, 2022, twenty-five (25%) on March 1, 2023 and fifty (50%) on March 1, 2024, subject to the terms of the Plan.

SEC source: 0001104659-18-047745 · a4.xml · derivative · entry 5

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,934 shares

Expires 2019-11-29

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of QCP.

F7 · kind: Upon the closing of the Merger, each outstanding QCP restricted stock unit award fully vested and was converted into the right to receive $20.75 in respect of each share underlying the restricted stock unit award.

F7 · price: Upon the closing of the Merger, each outstanding QCP restricted stock unit award fully vested and was converted into the right to receive $20.75 in respect of each share underlying the restricted stock unit award.

F7 · derivative.exercise_date: Upon the closing of the Merger, each outstanding QCP restricted stock unit award fully vested and was converted into the right to receive $20.75 in respect of each share underlying the restricted stock unit award.

SEC source: 0001104659-18-047745 · a4.xml · derivative · entry 4

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 240,000 shares

Expires 2023-12-15

F3 · derivative.exercise_price: Each stock option represents the right to buy, upon exercise, one share of common stock of QCP.

F5 · kind: These QCP options did not vest and were forfeited because the applicable stock price hurdle relating to such option was not met in connection with the Merger.

F5 · price: These QCP options did not vest and were forfeited because the applicable stock price hurdle relating to such option was not met in connection with the Merger.

F5 · derivative.exercise_date: These QCP options did not vest and were forfeited because the applicable stock price hurdle relating to such option was not met in connection with the Merger.

SEC source: 0001104659-18-047745 · a4.xml · derivative · entry 3

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 705,842 shares

Expires 2023-12-15

F3 · derivative.exercise_price: Each stock option represents the right to buy, upon exercise, one share of common stock of QCP.

F4 · kind: Upon the closing of the Merger, each outstanding QCP option subject to service-based vesting fully vested and was converted into the right to receive, for each share underlying the option, $20.75 less the applicable exercise price of the option. Upon the closing of the Merger, each outstanding QCP option subject to performance-based vesting conditions vested to the extent the applicable stock price hurdle relating to such option was met in connection with the transaction, and was converted into the right to receive, for each share underlying the option, $20.75 less the applicable exercise price of the option.

F4 · price: Upon the closing of the Merger, each outstanding QCP option subject to service-based vesting fully vested and was converted into the right to receive, for each share underlying the option, $20.75 less the applicable exercise price of the option. Upon the closing of the Merger, each outstanding QCP option subject to performance-based vesting conditions vested to the extent the applicable stock price hurdle relating to such option was met in connection with the transaction, and was converted into the right to receive, for each share underlying the option, $20.75 less the applicable exercise price of the option.

F4 · derivative.exercise_date: Upon the closing of the Merger, each outstanding QCP option subject to service-based vesting fully vested and was converted into the right to receive, for each share underlying the option, $20.75 less the applicable exercise price of the option. Upon the closing of the Merger, each outstanding QCP option subject to performance-based vesting conditions vested to the extent the applicable stock price hurdle relating to such option was met in connection with the transaction, and was converted into the right to receive, for each share underlying the option, $20.75 less the applicable exercise price of the option.

SEC source: 0001104659-18-047745 · a4.xml · nonDerivative · entry 2

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Upon the closing of the Merger, each outstanding QCP restricted stock award fully vested and was converted into the right to receive $20.75 in respect of each share subject to the restricted stock award, with the number of shares in respect of awards subject to performance-based vesting conditions determined assuming performance goals were fully satisfied.

SEC source: 0001104659-18-047745 · a4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Upon the July 26, 2018 closing of the merger (the "Merger") of Quality Care Properties, Inc. ("QCP") with and into Welltower Inc. ("Welltower") in which Welltower acquired all of the outstanding capital stock of QCP, each outstanding share of QCP common stock was converted into the right to receive $20.75 in cash (without interest).

SEC source: 0001104659-18-019912 · a4.xml · nonDerivative · entry 2

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,373

F2 · shares: Represents the number of shares of the Company's restricted common stock granted on March 22, 2018 that are subject solely to service-based vesting conditions. Subject to such conditions, the shares will vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · balance_after: 21,528 of these shares remain subject to service-based vesting requirements and will vest in equal installments on March 8, 2019 and on March 8, 2020. 73,068 of these shares remain subject to the vesting requirements described in footnotes 1 and 2.

SEC source: 0001104659-18-019912 · a4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,146

F1 · shares: Represents the number of shares of restricted common stock of Quality Care Properties, Inc. (the "Company") granted on March 22, 2018 that are subject to service and performance-based vesting conditions. Subject to such conditions, the actual number of shares earned will vest in three equal annual installments, provided that the first vesting date only will be the later of (1) the first anniversary of the grant date and (2) the date on which the performance-based vesting conditions are satisfied.

SEC source: 0001104659-18-016380 · a4.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,305

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of previously granted performance-based restricted stock of Quality Care Properties, Inc. (the "Company").

F2 · balance_after: 21,528 of these shares remain subject to time vesting requirements and will vest in equal installments on March 8, 2019 and on March 8, 2020.

SEC source: 0001104659-18-022258 · a4a.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,053

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of previously granted performance-based restricted stock of Quality Care Properties, Inc. (the "Company").

F2 · balance_after: 21,528 of these shares remain subject to time vesting requirements and will vest in equal installments on March 8, 2019 and on March 8, 2020.

SEC source: 0001140361-17-011675 · doc1.xml · nonDerivative · entry 1

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,292

F1 · shares: Represents maximum number of shares of common stock of Quality Care Properties, Inc. that may be earned upon satisfaction of performance criteria. To the extent the performance criteria is determined to be satisfied, the actual number of shares earned will vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001140361-16-090270 · doc1.xml · derivative · entry 2

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,842

Underlying: Common Stock · 305,842 shares

Expires 2023-12-15

F1 · derivative.exercise_price: Each stock option represents the right to buy, upon exercise, one share of common stock of Quality Care Properties, Inc.

F3 · derivative.exercise_date: The 305,842 stock options are scheduled to vest in full on the third anniversary of the grant date. Vested options are not exercisable until the third anniversary of the grant date.

SEC source: 0001140361-16-090270 · doc1.xml · derivative · entry 1

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,000

Underlying: Common Stock · 640,000 shares

Expires 2023-12-15

F1 · derivative.exercise_price: Each stock option represents the right to buy, upon exercise, one share of common stock of Quality Care Properties, Inc.

F2 · derivative.exercise_date: 320,000 of the 640,000 stock options were fully vested on the grant date. The remaining 320,000 stock options will vest subject to the achievement of performance criteria set forth in the form of option award agreement attached to Mr. Richards' employment agreement. Vested options are not exercisable until the third anniversary of the grant date.

SEC source: 0001140361-16-088399 · doc1.xml · derivative · entry 1

Richards C Marc · CIK 0001468881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,934

Underlying: Common Stock · 67,934 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of Quality Care Properties, Inc.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in full on the third anniversary of the date of grant (November 29, 2019).

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in full on the third anniversary of the date of grant (November 29, 2019).