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NYSE · USD

MCS

MARCUS CORP

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5078
SEC CIK
0000062234
Parsed reports
496

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202613
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 19, 2021 23:11 UTC
Marcus Gregory SPresident and CEO
SaleCommon Stock 39,874 $22.96 $915,546.91
Disclosure

SEC source: 0001567619-21-006712 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,663

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $22.45 to $23.445. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:03 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
SaleCommon Stock 13,000 $23.17 $301,223.00
Disclosure

SEC source: 0001567619-21-006602 · doc1.xml · nonDerivative · entry 1

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rodriguez Living Trust

Disclosed balance after: 4,713

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.16 to $23.215. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionStock Option (right to buy) (granted 7/30/13) · Derivative 21,000 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · derivative · entry 8

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionStock Option (right to buy) (granted 7/31/12) · Derivative 19,500 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · derivative · entry 7

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,500 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionStock Option (right to buy) (granted 7/26/11) · Derivative 13,500 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · derivative · entry 6

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
SaleCommon Stock 25,000 $23.29 $582,257.50
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 5

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 35,958

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.12 to $23.41. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
Tax withholdingCommon Stock 38,620 $23.32 $900,618.40
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 4

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,403

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionCommon Stock 21,000 $13.04 $273,840.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionCommon Stock 19,500 $13.12 $255,840.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionCommon Stock 13,500 $10.00 $135,000.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 23:18 UTC
BAUM DAVID MDirector
SaleCommon Stock 4,000 $24.12 $96,461.20
Disclosure

SEC source: 0001567619-21-006352 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.86 to $24.41. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:47 UTC ConversionClass B Common Stock · Derivative 19,615 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006243 · doc1.xml · derivative · entry 4

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By DG-LDJ Holdings, LLC

Disclosed balance after: 2,412,533

Underlying: Common Stock · 19,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This security is convertible into common stock on a 1-for-1 basis at no cost.

F2 · derivative.exercise_date: This security is immediately exercisable.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:47 UTC GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006243 · doc1.xml · nonDerivative · entry 3

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By DG-LDJ Holdings, LLC

Disclosed balance after: 0

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:47 UTC GiftCommon Stock 19,615 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006243 · doc1.xml · nonDerivative · entry 2

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,746

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:47 UTC ConversionCommon Stock 19,615 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006243 · doc1.xml · nonDerivative · entry 1

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:41 UTC
NEIS DOUGLAS ACFO and Treasurer
GrantStock Option (right to buy) · Derivative 45,200 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001567619-21-006116 · doc1.xml · derivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,200

Underlying: Common Stock · 45,200 shares

Expires 2031-03-09

F1 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:38 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
GrantStock Option (right to buy) · Derivative 56,500 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001567619-21-006114 · doc1.xml · derivative · entry 4

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500

Underlying: Common Stock · 56,500 shares

Expires 2031-03-09

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:37 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
GrantStock Option (right to buy) · Derivative 47,100 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001567619-21-006112 · doc1.xml · derivative · entry 3

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,100

Underlying: Common Stock · 47,100 shares

Expires 2031-03-09

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:35 UTC
Marcus Gregory SPresident and CEO
GrantStock Option (right to buy) · Derivative 137,300 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001567619-21-006110 · doc1.xml · derivative · entry 4

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,300

Underlying: Common Stock · 137,300 shares

Expires 2031-03-09

F3 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:20 UTC
Marcus Gregory SPresident and CEO
GrantCommon Stock 16,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005132 · doc1.xml · nonDerivative · entry 2

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,537

F2 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 100% after 1st anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:20 UTC
Marcus Gregory SPresident and CEO
GrantCommon Stock 29,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005132 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,937

F1 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:15 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005129 · doc1.xml · nonDerivative · entry 2

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,892

F2 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 100% after 1st anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:15 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005129 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,192

F1 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:08 UTC
NEIS DOUGLAS ACFO and Treasurer
GrantCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005127 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,023

F2 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 100% after 1st anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:08 UTC
NEIS DOUGLAS ACFO and Treasurer
GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005127 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,423

F1 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:53 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005125 · doc1.xml · nonDerivative · entry 2

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,762

F2 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 100% after 1st anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:53 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
GrantCommon Stock 17,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005125 · doc1.xml · nonDerivative · entry 1

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,762

F1 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:26 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Tax withholdingCommon Stock 1,002 $17.98 $18,015.96
Disclosure

SEC source: 0001567619-21-004685 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,192

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:22 UTC
Marcus Gregory SPresident and CEO
Tax withholdingCommon Stock 2,671 $17.98 $48,024.58
Disclosure

SEC source: 0001567619-21-004683 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,737

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:17 UTC
NEIS DOUGLAS ACFO and Treasurer
Tax withholdingCommon Stock 925 $17.98 $16,631.50
Disclosure

SEC source: 0001567619-21-004678 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,823

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:13 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Tax withholdingCommon Stock 1,492 $17.98 $26,826.16
Disclosure

SEC source: 0001567619-21-004674 · doc1.xml · nonDerivative · entry 1

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,562

F1 · balance_after: Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:18 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Tax withholdingCommon Stock 936 $17.49 $16,370.64
Disclosure

SEC source: 0001567619-21-004249 · doc1.xml · nonDerivative · entry 1

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,054

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:15 UTC
NEIS DOUGLAS ACFO and Treasurer
Tax withholdingCommon Stock 630 $17.49 $11,018.70
Disclosure

SEC source: 0001567619-21-004247 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,748

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:14 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Tax withholdingCommon Stock 694 $17.49 $12,138.06
Disclosure

SEC source: 0001567619-21-004245 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,194

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:12 UTC
Marcus Gregory SPresident and CEO
Tax withholdingCommon Stock 1,451 $17.49 $25,377.99
Disclosure

SEC source: 0001567619-21-004242 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,408

Read SEC document
February 10, 2021 Filed Feb 12, 2021 15:16 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionStock Option (right to buy) (granted 7/26/11) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-21-003280 · doc1.xml · derivative · entry 6

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 15:16 UTC
Marcus Gregory SPresident and CEO
SaleCommon Stock 10,000 $17.27 $172,710.00
Disclosure

SEC source: 0001567619-21-003280 · doc1.xml · nonDerivative · entry 3

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,859

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $17.1801 to $17.38. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 15:16 UTC
Marcus Gregory SPresident and CEO
Tax withholdingCommon Stock 5,686 $17.59 $100,016.74
Disclosure

SEC source: 0001567619-21-003280 · doc1.xml · nonDerivative · entry 2

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,859

Read SEC document
February 10, 2021 Filed Feb 12, 2021 15:16 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001567619-21-003280 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 16:38 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionStock Option (right to buy) (granted 7/26/11) · Derivative 12,027 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-21-002175 · doc1.xml · derivative · entry 8

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 12,027 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 16:38 UTC
Marcus Gregory SPresident and CEO
SaleCommon Stock 12,027 $17.59 $211,497.20
Disclosure

SEC source: 0001567619-21-002175 · doc1.xml · nonDerivative · entry 4

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,545

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.92. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 16:38 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionCommon Stock 12,027 $10.00 $120,270.00
Disclosure

SEC source: 0001567619-21-002175 · doc1.xml · nonDerivative · entry 3

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:38 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionStock Option (right to buy) (granted 7/26/11) · Derivative 37,973 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-21-002175 · doc1.xml · derivative · entry 7

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,027

Underlying: Common Stock · 37,973 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

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February 02, 2021 Filed Feb 4, 2021 16:38 UTC
Marcus Gregory SPresident and CEO
SaleCommon Stock 37,973 $17.57 $667,364.08
Disclosure

SEC source: 0001567619-21-002175 · doc1.xml · nonDerivative · entry 2

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,545

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.69. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

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February 02, 2021 Filed Feb 4, 2021 16:38 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionCommon Stock 37,973 $10.00 $379,730.00
Disclosure

SEC source: 0001567619-21-002175 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 27, 2020 Filed Jul 29, 2020 17:07 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionStock Option (right to buy) (granted 7/27/10) · Derivative 5,000 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001567619-20-013864 · doc1.xml · derivative · entry 5

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

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July 27, 2020 Filed Jul 29, 2020 17:07 UTC
Marcus Gregory SPresident and CEO
Tax withholdingCommon Stock 4,592 $14.01 $64,333.92
Disclosure

SEC source: 0001567619-20-013864 · doc1.xml · nonDerivative · entry 2

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,545

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July 27, 2020 Filed Jul 29, 2020 17:07 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionCommon Stock 5,000 $11.89 $59,450.00
Disclosure

SEC source: 0001567619-20-013864 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 21, 2020 Filed Jul 23, 2020 20:40 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Tax withholdingCommon Stock 945 $15.03 $14,203.35
Disclosure

SEC source: 0001567619-20-013647 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,888

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July 21, 2020 Filed Jul 23, 2020 20:33 UTC
NEIS DOUGLAS ACFO and Treasurer
Tax withholdingCommon Stock 852 $15.03 $12,805.56
Disclosure

SEC source: 0001567619-20-013644 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,378

F1 · balance_after: Shares previously held by the reporting person directly were transferred into the Neis Revocable Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.