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NEIS DOUGLAS A

Disclosed activity across 1 company

Tapewire entity
128617
SEC CIK
0001183316

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MARCUS CORPMCS · Entity 5078CFO and TreasurerMarch 24, 2022March 31, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MARCUS CORP

Report date March 24, 2022 · Filed March 31, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Neis Revocable Trust50,455 Reported balance After 2022-03-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-03-24 · Gift · Disposed 360 · Balance 50,455

Common StockSEC Table I · non-derivativeDirect31,242 Reported balance Holding disclosure · report date 2022-03-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 31,242

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan1,167 Reported balance Holding disclosure · report date 2022-03-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,167

Stock Option (right to buy) (granted 7/29/14)SEC Table II · derivative / convertible security · Conversion / exercise price $18.34 · Expires 2024-07-29Direct16,400 Reported balance Holding disclosure · report date 2022-03-24 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 16,400

F1: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Stock Option (right to buy) (granted 7/28/15)SEC Table II · derivative / convertible security · Conversion / exercise price $20.26 · Expires 2025-07-28Direct17,400 Reported balance Holding disclosure · report date 2022-03-24 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 17,400

F1: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Stock Option (right to buy) (granted 3/1/16)SEC Table II · derivative / convertible security · Conversion / exercise price $18.68 · Expires 2026-03-01Direct11,150 Reported balance Holding disclosure · report date 2022-03-24 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 11,150

F1: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Stock Option (right to buy) (granted 2/28/17)SEC Table II · derivative / convertible security · Conversion / exercise price $31.20 · Expires 2027-02-28Direct16,500 Reported balance Holding disclosure · report date 2022-03-24 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 16,500

F1: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Stock Option (right to buy) (granted 2/27/18)SEC Table II · derivative / convertible security · Conversion / exercise price $27.00 · Expires 2028-02-27Direct23,500 Reported balance Holding disclosure · report date 2022-03-24 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 23,500

F2: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Stock Option (right to buy) (granted 2/26/19)SEC Table II · derivative / convertible security · Conversion / exercise price $41.90 · Expires 2029-02-26Direct21,900 Reported balance Holding disclosure · report date 2022-03-24 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 21,900

F2: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Stock Option (right to buy) (granted 2/25/20)SEC Table II · derivative / convertible security · Conversion / exercise price $28.88 · Expires 2030-02-25Direct36,400 Reported balance Holding disclosure · report date 2022-03-24 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 36,400

F2: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Stock Option (right to buy) (granted 5/8/20)SEC Table II · derivative / convertible security · Conversion / exercise price $12.71 · Expires 2030-05-08Direct20,000 Reported balance Holding disclosure · report date 2022-03-24 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 20,000

F2: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Stock Option (right to buy)(granted 3/9/21)SEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2031-03-09Direct45,200 Reported balance Holding disclosure · report date 2022-03-24 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 45,200

F2: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Filing footnotes · ownership attribution and instrument terms

F1: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

F2: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2022 Filed Mar 31, 2022 21:50 UTC MARCUS CORP MCS · Entity 5078 GiftCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007785 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 50,455

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:36 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 2,027 $18.08 $36,648.16
Disclosure

SEC source: 0001567619-22-005927 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,099

Read SEC document
February 25, 2022 Filed Mar 31, 2022 21:34 UTC Amendment MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 2,027 $18.08 $36,648.16
Disclosure

SEC source: 0001567619-22-007779 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,242

F1 · balance_after: This amendment is being filed to update the reporting person's direct and indirect holdings. Shares previously held directly by the reporting person were transferred to the Neis Revocable Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:34 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 800 $18.05 $14,440.00
Disclosure

SEC source: 0001567619-22-005385 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 30,681

Read SEC document
February 22, 2022 Filed Mar 2, 2022 01:33 UTC Amendment MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 800 $18.05 $14,440.00
Disclosure

SEC source: 0001567619-22-005926 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,126

F1 · security: This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.

F1 · balance_after: This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:34 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 1,218 $18.18 $22,143.24
Disclosure

SEC source: 0001567619-22-005385 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 31,481

Read SEC document
February 21, 2022 Filed Mar 2, 2022 01:33 UTC Amendment MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 1,218 $18.18 $22,143.24
Disclosure

SEC source: 0001567619-22-005926 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,926

F1 · security: This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.

F1 · balance_after: This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 22:34 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 1,259 $18.18 $22,888.62
Disclosure

SEC source: 0001567619-22-005385 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 32,699

Read SEC document
February 19, 2022 Filed Mar 2, 2022 01:33 UTC Amendment MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 1,259 $18.18 $22,888.62
Disclosure

SEC source: 0001567619-22-005926 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,144

F1 · security: This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.

F1 · balance_after: This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:08 UTC MARCUS CORP MCS · Entity 5078 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006789 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 33,958

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/30/13) · Derivative 21,000 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · derivative · entry 8

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/31/12) · Derivative 19,500 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · derivative · entry 7

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,500 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/26/11) · Derivative 13,500 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · derivative · entry 6

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 SaleCommon Stock 25,000 $23.29 $582,257.50
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 5

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 35,958

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.12 to $23.41. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 38,620 $23.32 $900,618.40
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 4

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,403

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionCommon Stock 21,000 $13.04 $273,840.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionCommon Stock 19,500 $13.12 $255,840.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 22:49 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionCommon Stock 13,500 $10.00 $135,000.00
Disclosure

SEC source: 0001567619-21-006709 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:41 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (right to buy) · Derivative 45,200 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001567619-21-006116 · doc1.xml · derivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,200

Underlying: Common Stock · 45,200 shares

Expires 2031-03-09

F1 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:08 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005127 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,023

F2 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 100% after 1st anniversary of date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:08 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005127 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,423

F1 · shares: Restricted stock granted February 25, 2021 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:17 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 925 $17.98 $16,631.50
Disclosure

SEC source: 0001567619-21-004678 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,823

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:15 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 630 $17.49 $11,018.70
Disclosure

SEC source: 0001567619-21-004247 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,748

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:33 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 852 $15.03 $12,805.56
Disclosure

SEC source: 0001567619-20-013644 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,378

F1 · balance_after: Shares previously held by the reporting person directly were transferred into the Neis Revocable Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 22:42 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/27/10) · Derivative 14,077 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001567619-20-013080 · doc1.xml · derivative · entry 4

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,077 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 22:42 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 12,664 $14.61 $185,021.04
Disclosure

SEC source: 0001567619-20-013080 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 59,960

Read SEC document
July 06, 2020 Filed Jul 8, 2020 22:42 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionCommon Stock 14,077 $11.89 $167,375.53
Disclosure

SEC source: 0001567619-20-013080 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable Trust

Disclosed balance after: 72,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 19:47 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (right to buy) (granted 5/8/20) · Derivative 20,000 $0.00 Strike: $12.71 $0.00
Disclosure

SEC source: 0001567619-20-009595 · doc1.xml · derivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-05-08

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:07 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (right to buy) (granted 2/25/20) · Derivative 36,400 $0.00 Strike: $28.88 $0.00
Disclosure

SEC source: 0001567619-20-004961 · doc1.xml · derivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,400

Underlying: Common Stock · 36,400 shares

Expires 2030-02-25

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 22:32 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 950 $32.06 $30,457.00
Disclosure

SEC source: 0001567619-20-004829 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,228

F1 · balance_after: Reflects the transfer of shares previously held directly by the reporting person into the Neis Revocable Trust in transactions exempt from Section 16 reporting pursuant to Rule 16a-13.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:32 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 1,205 $32.06 $38,632.30
Disclosure

SEC source: 0001567619-20-004829 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,178

F1 · balance_after: Reflects the transfer of shares previously held directly by the reporting person into the Neis Revocable Trust in transactions exempt from Section 16 reporting pursuant to Rule 16a-13.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 22:38 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004499 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,703

F1 · shares: Restricted stock granted February 19, 2020 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

Read SEC document
July 23, 2019 Filed Jul 31, 2019 21:22 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 783 $32.03 $25,079.49
Disclosure

SEC source: 0001567619-19-015552 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,603

F1 · balance_after: Shares previously held by the reporting person directly were transferred into the Neis Revocable Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:50 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/28/09) · Derivative 13,179 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001567619-19-007237 · doc1.xml · derivative · entry 4

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,179 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

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March 15, 2019 Filed Mar 19, 2019 21:50 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 7,082 $40.55 $287,175.10
Disclosure

SEC source: 0001567619-19-007237 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable trust

Disclosed balance after: 55,310

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March 15, 2019 Filed Mar 19, 2019 21:50 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionCommon Stock 13,179 $13.34 $175,807.86
Disclosure

SEC source: 0001567619-19-007237 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable trust

Disclosed balance after: 62,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 14:29 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (right to buy) (granted 2/26/19) · Derivative 21,900 $0.00 Strike: $41.90 $0.00
Disclosure

SEC source: 0001567619-19-005546 · doc1.xml · derivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

Underlying: Common Stock · 21,900 shares

Expires 2029-02-26

F1 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

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February 20, 2019 Filed Feb 21, 2019 22:29 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005144 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,528

F1 · shares: Restricted stock granted February 20, 2019 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

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February 15, 2019 Filed Mar 12, 2019 20:57 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 444 $40.13 $17,817.72
Disclosure

SEC source: 0001567619-19-006696 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,303

Read SEC document
December 13, 2018 Filed Dec 21, 2018 16:01 UTC MARCUS CORP MCS · Entity 5078 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008479 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Neis Revocable trust

Disclosed balance after: 48,439

F1 · balance_after: 51,439 shares previously held directly were transferred into a trust held jointly by the reporting person and his spouse.

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August 08, 2018 Filed Aug 10, 2018 16:03 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/26/11) · Derivative 9,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-18-000325 · doc1.xml · derivative · entry 6

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 9,000 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:03 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/27/10) · Derivative 8,423 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001567619-18-000325 · doc1.xml · derivative · entry 5

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,077

Underlying: Common Stock · 8,423 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:03 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 6,164 $38.85 $239,471.40
Disclosure

SEC source: 0001567619-18-000325 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,367

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:03 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionCommon Stock 9,000 $10.00 $90,000.00
Disclosure

SEC source: 0001567619-18-000325 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:03 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionCommon Stock 8,423 $11.89 $100,149.47
Disclosure

SEC source: 0001567619-18-000325 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:27 UTC MARCUS CORP MCS · Entity 5078 OtherCommon Stock 7,882.99 $38.00 $299,553.62
Disclosure

SEC source: 0001140361-18-035591 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · balance_after: Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.

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May 11, 2018 Filed May 15, 2018 16:39 UTC MARCUS CORP MCS · Entity 5078 SaleCommon Stock 4,000 $32.16 $128,620.00
Disclosure

SEC source: 0001140361-18-023703 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,108

Read SEC document
May 11, 2018 Filed May 15, 2018 16:39 UTC MARCUS CORP MCS · Entity 5078 GiftCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-023703 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,108

Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:10 UTC MARCUS CORP MCS · Entity 5078 Exercise / conversionStock Option (right to buy) (granted 7/29/08) · Derivative 13,512 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001140361-18-013922 · doc1.xml · derivative · entry 5

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,512 shares

Expires 2018-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:10 UTC MARCUS CORP MCS · Entity 5078 Tax withholdingCommon Stock 9,013 $30.15 $271,741.95
Disclosure

SEC source: 0001140361-18-013922 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,783

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.