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BAUM DAVID M

Disclosed activity across 2 companies

Tapewire entity
127415
SEC CIK
0001667046

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CUMULUS MEDIA INCCMLS · Entity 8735DirectorMay 03, 2022May 05, 2022
MARCUS CORPMCS · Entity 5078DirectorMay 10, 2022May 11, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CUMULUS MEDIA INC

Report date May 03, 2022 · Filed May 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.0000001 per shareSEC Table I · non-derivativeDirect47,800 Reported balance After 2022-05-03 transaction · row 1
1 source row

Row 1 · 2022-05-03 · Grant · Acquired 8,613 · Balance 47,800

F1: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2022, September 30, 2022, December 31, 2022 and March 31, 2023. Each restricted stock unit represents a right to receive one share of Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2022, September 30, 2022, December 31, 2022 and March 31, 2023. Each restricted stock unit represents a right to receive one share of Class A common stock.

MARCUS CORP

Report date May 10, 2022 · Filed May 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,794 Reported balance After 2022-05-10 transaction · row 1
1 source row

Row 1 · 2022-05-10 · Grant · Acquired 1,558 · Balance 16,794

F1: Granted by Issuer in consideration of service as a director.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.56 · Expires 2026-02-15Direct1,000 Reported balance Holding disclosure · report date 2022-05-10 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 1,000

F2: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.55 · Expires 2026-12-29Direct1,000 Reported balance Holding disclosure · report date 2022-05-10 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,000

F2: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.20 · Expires 2027-12-28Direct1,000 Reported balance Holding disclosure · report date 2022-05-10 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,000

F2: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.51 · Expires 2028-12-27Direct1,000 Reported balance Holding disclosure · report date 2022-05-10 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 1,000

F2: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.60 · Expires 2029-12-26Direct1,000 Reported balance Holding disclosure · report date 2022-05-10 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,000

F2: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.95 · Expires 2031-12-30Direct750 Reported balance Holding disclosure · report date 2022-05-10 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 750

F2: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Granted by Issuer in consideration of service as a director.

F2: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2022 Filed May 11, 2022 20:40 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-010081 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,794

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:34 UTC CUMULUS MEDIA INC CMLS · Entity 8735 GrantClass A Common Stock, par value $0.0000001 per share 8,613 $0.00 $0.00
Disclosure

SEC source: 0001058623-22-000092 · wf-form4_165179363820093.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,800

F1 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2022, September 30, 2022, December 31, 2022 and March 31, 2023. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 23:58 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (Right to Buy) · Derivative 750 $0.00 Strike: $17.95 $0.00
Disclosure

SEC source: 0001567619-22-000087 · doc1.xml · derivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires 2031-12-30

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 23:58 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000087 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,236

F1 · kind: Restricted stock granted December 30, 2021 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.

Read SEC document
May 06, 2021 Filed May 10, 2021 13:19 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009375 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,233

F1 · kind: Restricted stock granted May 6, 2021 vests and becomes exercisable as follows: 100% after the first anniversary of the date of grant.

Read SEC document
May 06, 2021 Filed Jul 21, 2021 16:23 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013757 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,986

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:25 UTC CUMULUS MEDIA INC CMLS · Entity 8735 GrantClass A Common Stock, par value $0.0000001 per share 10,051 $0.00 $0.00
Disclosure

SEC source: 0001058623-21-000078 · wf-form4_162033989940019.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,187

F1 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2021, September 30, 2021, December 31, 2021 and March 31, 2022. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 23:18 UTC MARCUS CORP MCS · Entity 5078 SaleCommon Stock 4,000 $24.12 $96,461.20
Disclosure

SEC source: 0001567619-21-006352 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.86 to $24.41. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
May 06, 2020 Filed May 8, 2020 16:57 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009278 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,733

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
April 30, 2020 Filed May 5, 2020 01:53 UTC CUMULUS MEDIA INC CMLS · Entity 8735 GrantClass A Common Stock, par value $0.0000001 per share 18,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011981 · doc4.xml · nonDerivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

F3 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2020, September 30, 2020, December 31, 2020 and March 31, 2021. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC MARCUS CORP MCS · Entity 5078 PurchaseCommon Stock 4,000 $25.34 $101,351.20
Disclosure

SEC source: 0001567619-20-005421 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,980

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $25.18 to $25.46. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 22:39 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $32.60 $0.00
Disclosure

SEC source: 0001567619-19-023727 · doc1.xml · derivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-12-26

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 22:39 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023727 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980

F1 · kind: Restricted stock granted December 26, 2019 vests and becomes exercisable as follows: 50% after the 2nd anniversary of the date of grant and 100% after the 4th anniversary of the date of grant.

Read SEC document
June 30, 2019 Filed May 5, 2020 01:53 UTC CUMULUS MEDIA INC CMLS · Entity 8735 Exercise / conversionRestricted Stock Units · Derivative 5,519 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011981 · doc4.xml · derivative · entry 3

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Class A common stock.

F1 · date: Represents grant of restricted stock units on April 30, 2019, which vested in four equal installments on each of June 30, 2019, September 30, 2019, December 31, 2019 and March 31, 2020.

F1 · derivative.exercise_date: Represents grant of restricted stock units on April 30, 2019, which vested in four equal installments on each of June 30, 2019, September 30, 2019, December 31, 2019 and March 31, 2020.

F1 · derivative.expiration_date: Represents grant of restricted stock units on April 30, 2019, which vested in four equal installments on each of June 30, 2019, September 30, 2019, December 31, 2019 and March 31, 2020.

Read SEC document
June 30, 2019 Filed May 5, 2020 01:53 UTC CUMULUS MEDIA INC CMLS · Entity 8735 Exercise / conversionClass A Common Stock, par value $0.0000001 per share 5,519 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-011981 · doc4.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Represents grant of restricted stock units on April 30, 2019, which vested in four equal installments on each of June 30, 2019, September 30, 2019, December 31, 2019 and March 31, 2020.

F2 · price: Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
May 07, 2019 Filed May 9, 2019 17:24 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010239 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,480

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
April 30, 2019 Filed May 3, 2019 01:03 UTC CUMULUS MEDIA INC CMLS · Entity 8735 GrantRestricted Stock Units · Derivative 5,519 $0.00 Strike: $18.12 $0.00
Disclosure

SEC source: 0001209191-19-027158 · doc4.xml · derivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220

Underlying: Class A Common Stock · 5,519 shares

Expires 2024-04-30

F1 · derivative.exercise_date: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2019, September 30, 2019, December 31, 2019 and March 31, 2020.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 21:57 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $38.51 $0.00
Disclosure

SEC source: 0001567619-18-008791 · doc1.xml · derivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-12-27

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 21:57 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008791 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,727

F1 · kind: Restricted stock granted December 27, 2018 vests and becomes exercisable as follows: 50% after 2nd anniversary of the date of grant and 100% after 4th anniversary of the date of grant.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 19:52 UTC CUMULUS MEDIA INC CMIA · Entity 8735 GrantStock Options (right to buy) · Derivative 2,701 $0.00 Strike: $18.75 $0.00
Disclosure

SEC source: 0001209191-18-036302 · doc4.xml · derivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701

Underlying: Class A Common Stock · 2,701 shares

Expires 2023-06-05

F2 · derivative.exercise_date: Represents grant of stock options, which vest in four equal installments on each of June 30, 2018, September 30, 2018, December 31, 2018 and March 31, 2019.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 19:52 UTC CUMULUS MEDIA INC CMIA · Entity 8735 GrantClass A Common Stock, par value $0.0000001 per share 5,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036302 · doc4.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,402

F1 · shares: Represents grant of restricted stock, which vest in four equal installments on each of June 30, 2018, September 30, 2018, December 31, 2018 and March 31, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 23:45 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022859 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,227

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 23:21 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $27.20 $0.00
Disclosure

SEC source: 0001140361-17-047835 · doc1.xml · derivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-28

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 23:21 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047835 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,474

F1 · shares: Restricted stock granted December 28, 2017 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:27 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-018845 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,974

F1 · price: Granted by Issuer in consideration of service as a director.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:18 UTC MARCUS CORP MCS · Entity 5078 GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.55 $0.00
Disclosure

SEC source: 0001140361-16-091228 · doc1.xml · derivative · entry 3

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-29

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:18 UTC MARCUS CORP MCS · Entity 5078 GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091228 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:27 UTC Amendment MARCUS CORP MCS · Entity 5078 GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001233 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.