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MCS

MARCUS CORP

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5078
SEC CIK
0000062234
Parsed reports
496

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202613
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2018 Filed Sep 5, 2018 22:19 UTC Amendment
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Exercise / conversionCommon Stock 2,000 $13.04 $26,080.00
Disclosure

SEC source: 0001567619-18-002165 · doc1.xml · nonDerivative · entry 1

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 2,000 Shares were transferred into the Rodriguez Living Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

F2 · balance_after: The Form 4 filed August 2, 2018 reported the sale of 4,125 shares of common stock held directly by the reporting person. The reporting person actually sold 4,125 shares of common stock held indirectly by the Rodriguez Living Trust. This Form 4 is being filed to correct the reported sale transaction and to correct the total shares held by the reporting person directly and indirectly by the Rodriguez Living Trust.

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July 30, 2018 Filed Aug 1, 2018 22:04 UTC ConversionClass B Common Stock · Derivative 52,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034857 · doc1.xml · derivative · entry 4

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 131,506

Underlying: Common Stock · 52,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This security is convertible into common stock on a 1-for-1 basis at no cost.

F3 · derivative.exercise_date: This security is immediately exercisable.

F4 · derivative.expiration_date: No expiration date.

F1 · ownership.nature: As trustee for brother's children.

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July 30, 2018 Filed Aug 1, 2018 22:04 UTC ConversionCommon Stock 52,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034857 · doc1.xml · nonDerivative · entry 1

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 52,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: As trustee for brother's children.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:12 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionStock Option (right to buy) (granted 7/29/08) · Derivative 100,000 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001140361-18-034538 · doc1.xml · derivative · entry 6

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2018-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:12 UTC
Marcus Gregory SPresident and CEO
SaleCommon Stock 40,000 $36.51 $1,460,536.00
Disclosure

SEC source: 0001140361-18-034538 · doc1.xml · nonDerivative · entry 3

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,183

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $36.40 to $36.90. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:12 UTC
Marcus Gregory SPresident and CEO
Tax withholdingCommon Stock 25,558 $36.60 $935,422.80
Disclosure

SEC source: 0001140361-18-034538 · doc1.xml · nonDerivative · entry 2

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,183

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:12 UTC
Marcus Gregory SPresident and CEO
Exercise / conversionCommon Stock 100,000 $15.59 $1,559,000.00
Disclosure

SEC source: 0001140361-18-034538 · doc1.xml · nonDerivative · entry 1

Marcus Gregory S · CIK 0001333075 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 18:47 UTC SaleCommon Stock 10,000 $31.52 $315,223.00
Disclosure

SEC source: 0001140361-18-027849 · doc1.xml · nonDerivative · entry 2

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for PLM Foundation

Disclosed balance after: 25,244

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $31.5125 to $31.7779. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F2 · ownership.nature: The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:49 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Exercise / conversionStock Option (right to buy) (granted 7/28/15) · Derivative 389 $0.00 Strike: $20.26 $0.00
Disclosure

SEC source: 0001140361-18-027852 · doc1.xml · derivative · entry 8

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,611

Underlying: Common Stock · 389 shares

Expires 2025-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:49 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Exercise / conversionStock Option (right to buy) (granted 7/29/14) · Derivative 7,630 $0.00 Strike: $18.34 $0.00
Disclosure

SEC source: 0001140361-18-027852 · doc1.xml · derivative · entry 7

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,370

Underlying: Common Stock · 7,630 shares

Expires 2024-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:49 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Tax withholdingCommon Stock 5,353 $31.75 $169,957.75
Disclosure

SEC source: 0001140361-18-027852 · doc1.xml · nonDerivative · entry 3

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,975

F1 · balance_after: Shares previously held directly by the reporting person were transferred into the Rodriguez Living Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:49 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Exercise / conversionCommon Stock 389 $20.26 $7,881.14
Disclosure

SEC source: 0001140361-18-027852 · doc1.xml · nonDerivative · entry 2

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:49 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
Exercise / conversionCommon Stock 7,630 $18.34 $139,934.20
Disclosure

SEC source: 0001140361-18-027852 · doc1.xml · nonDerivative · entry 1

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:13 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
SaleCommon Stock 4,000 $31.65 $126,610.00
Disclosure

SEC source: 0001140361-18-027163 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,400

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $31.55 to $31.73. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:38 UTC
RODRIGUEZ ROLANDO BPres. & CEO - Marcus Theatres
SaleCommon Stock 12,000 $31.31 $375,712.80
Disclosure

SEC source: 0001140361-18-026836 · doc1.xml · nonDerivative · entry 1

RODRIGUEZ ROLANDO B · CIK 0001197432 · Pres. & CEO - Marcus Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,100

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $31.2994 to $31.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
May 29, 2018 Filed May 29, 2018 23:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $17.17 $0.00
Disclosure

SEC source: 0001140361-18-026105 · doc1.xml · derivative · entry 4

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
May 29, 2018 Filed May 29, 2018 23:49 UTC Exercise / conversionCommon Stock 500 $17.17 $8,585.00
Disclosure

SEC source: 0001140361-18-026105 · doc1.xml · nonDerivative · entry 1

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed Jun 4, 2018 21:13 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
OtherCommon Stock 458.9 $32.00 $14,684.80
Disclosure

SEC source: 0001140361-18-027163 · doc1.xml · nonDerivative · entry 2

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

Read SEC document
May 12, 2018 Filed May 15, 2018 16:37 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionStock Option (right to buy) (granted 7/27/10) · Derivative 14,077 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001140361-18-023701 · doc1.xml · derivative · entry 5

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,077 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
May 12, 2018 Filed May 15, 2018 16:37 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Tax withholdingCommon Stock 5,198 $32.20 $167,375.60
Disclosure

SEC source: 0001140361-18-023701 · doc1.xml · nonDerivative · entry 2

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,400

Read SEC document
May 12, 2018 Filed May 15, 2018 16:37 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionCommon Stock 14,077 $11.89 $167,375.53
Disclosure

SEC source: 0001140361-18-023701 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 15, 2018 16:39 UTC
NEIS DOUGLAS ACFO and Treasurer
SaleCommon Stock 4,000 $32.16 $128,620.00
Disclosure

SEC source: 0001140361-18-023703 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,108

Read SEC document
May 11, 2018 Filed May 15, 2018 16:39 UTC
NEIS DOUGLAS ACFO and Treasurer
GiftCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-023703 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,108

Read SEC document
May 10, 2018 Filed May 11, 2018 00:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $17.17 $0.00
Disclosure

SEC source: 0001140361-18-022875 · doc1.xml · derivative · entry 3

SELIG ALLAN H · CIK 0001183319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
May 10, 2018 Filed May 11, 2018 00:22 UTC Exercise / conversionCommon Stock 500 $17.17 $8,585.00
Disclosure

SEC source: 0001140361-18-022875 · doc1.xml · nonDerivative · entry 2

SELIG ALLAN H · CIK 0001183319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 11, 2018 00:25 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022878 · doc1.xml · nonDerivative · entry 1

STARK BRIAN JAY · CIK 0001010208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,317

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 08, 2018 Filed May 11, 2018 00:22 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022875 · doc1.xml · nonDerivative · entry 1

SELIG ALLAN H · CIK 0001183319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,426

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 08, 2018 Filed May 11, 2018 00:21 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022873 · doc1.xml · nonDerivative · entry 3

OLSON BRUCE J · CIK 0001183313 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee

Disclosed balance after: 24,600

F1 · kind: Granted by Issuer in consideration of service as a director.

F3 · ownership.nature: As trustee of the Bruce J. Olson & Barbara A. Olson Revocable Trust.

Read SEC document
May 08, 2018 Filed May 11, 2018 00:19 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022871 · doc1.xml · nonDerivative · entry 1

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,760

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 08, 2018 Filed May 11, 2018 00:18 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022869 · doc1.xml · nonDerivative · entry 1

HOEKSEMA TIMOTHY E · CIK 0001093035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 08, 2018 Filed May 11, 2018 00:16 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022867 · doc1.xml · nonDerivative · entry 1

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,235

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 08, 2018 Filed May 10, 2018 23:47 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022861 · doc1.xml · nonDerivative · entry 2

Gehl Katherine M. · CIK 0001630013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katherine M. Gehl 2005 Trust

Disclosed balance after: 3,888

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 08, 2018 Filed May 10, 2018 23:45 UTC
BAUM DAVID MDirector
GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022859 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,227

F1 · kind: Granted by Issuer in consideration of service as a director.

Read SEC document
May 04, 2018 Filed May 7, 2018 21:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $17.17 $0.00
Disclosure

SEC source: 0001140361-18-022036 · doc1.xml · derivative · entry 6

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 21:28 UTC Exercise / conversionCommon Stock 500 $17.17 $8,585.00
Disclosure

SEC source: 0001140361-18-022036 · doc1.xml · nonDerivative · entry 1

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 21:53 UTC SaleCommon Stock 12,750 $30.86 $393,410.18
Disclosure

SEC source: 0001140361-18-018081 · doc1.xml · nonDerivative · entry 1

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 0

F1 · shares: Includes 119 shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Rule 16(a)-11.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $30.80 to $30.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F3 · ownership.nature: As trustee for brother's children.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 14:32 UTC SaleCommon Stock 10,000 $30.63 $306,254.00
Disclosure

SEC source: 0001140361-18-014217 · doc1.xml · nonDerivative · entry 2

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for PLM Foundation

Disclosed balance after: 35,244

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $30.5311 to $30.6561. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F2 · ownership.nature: The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 14:31 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
SaleCommon Stock 400 $30.60 $12,240.00
Disclosure

SEC source: 0001140361-18-014215 · doc1.xml · nonDerivative · entry 5

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,521

Read SEC document
March 19, 2018 Filed Mar 20, 2018 14:31 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
SaleCommon Stock 3,100 $30.56 $94,736.00
Disclosure

SEC source: 0001140361-18-014215 · doc1.xml · nonDerivative · entry 4

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,921

Read SEC document
March 16, 2018 Filed Mar 20, 2018 14:31 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionStock Option (right to buy) (granted 7/28/09) · Derivative 13,179 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001140361-18-014215 · doc1.xml · derivative · entry 8

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,179 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 14:31 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
SaleCommon Stock 4,000 $30.66 $122,640.00
Disclosure

SEC source: 0001140361-18-014215 · doc1.xml · nonDerivative · entry 3

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,021

Read SEC document
March 16, 2018 Filed Mar 20, 2018 14:31 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Tax withholdingCommon Stock 5,822 $30.20 $175,824.40
Disclosure

SEC source: 0001140361-18-014215 · doc1.xml · nonDerivative · entry 2

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,021

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March 16, 2018 Filed Mar 20, 2018 14:31 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionCommon Stock 13,179 $13.34 $175,807.86
Disclosure

SEC source: 0001140361-18-014215 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 14, 2018 Filed Mar 17, 2018 00:10 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionStock Option (right to buy) (granted 7/29/08) · Derivative 13,512 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001140361-18-013922 · doc1.xml · derivative · entry 5

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,512 shares

Expires 2018-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

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March 14, 2018 Filed Mar 17, 2018 00:10 UTC
NEIS DOUGLAS ACFO and Treasurer
Tax withholdingCommon Stock 9,013 $30.15 $271,741.95
Disclosure

SEC source: 0001140361-18-013922 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,783

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March 14, 2018 Filed Mar 17, 2018 00:10 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionCommon Stock 13,512 $15.59 $210,652.08
Disclosure

SEC source: 0001140361-18-013922 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 01:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $17.17 $0.00
Disclosure

SEC source: 0001140361-18-013359 · doc1.xml · derivative · entry 3

HOEKSEMA TIMOTHY E · CIK 0001093035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 01:49 UTC Exercise / conversionCommon Stock 500 $17.17 $8,585.00
Disclosure

SEC source: 0001140361-18-013359 · doc1.xml · nonDerivative · entry 1

HOEKSEMA TIMOTHY E · CIK 0001093035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:58 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionStock Option (right to buy) (granted 7/29/08) · Derivative 13,512 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001140361-18-012794 · doc1.xml · derivative · entry 5

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,512 shares

Expires 2018-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

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March 07, 2018 Filed Mar 9, 2018 19:58 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
SaleCommon Stock 10,000 $29.12 $291,200.00
Disclosure

SEC source: 0001140361-18-012794 · doc1.xml · nonDerivative · entry 2

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,664

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.