MCO

SEC source: 0001059556-25-000039 · wk-form4_1740174143.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,428.4

F1 · shares: Exempt grant of restricted stock units.

SEC source: 0001059556-25-000037 · wk-form4_1740174009.xml · derivative · entry 3

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198

Underlying: Common Stock · 2,198 shares

Expires 2035-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000037 · wk-form4_1740174009.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,689

F1 · shares: Exempt grant of restricted stock units.

SEC source: 0001059556-25-000035 · wk-form4_1740173853.xml · derivative · entry 2

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,336

Underlying: Common Stock · 4,336 shares

Expires 2035-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000035 · wk-form4_1740173853.xml · nonDerivative · entry 1

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,404

F1 · shares: Exempt grant of restricted stock units.

SEC source: 0001059556-25-000033 · wk-form4_1740173703.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,275

Underlying: Common Stock · 4,275 shares

Expires 2035-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000033 · wk-form4_1740173703.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,971.404

F1 · shares: Exempt grant of restricted stock units.

SEC source: 0001059556-25-000029 · wk-form4_1740173347.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440

Underlying: Common Stock · 440 shares

Expires 2035-02-20

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000029 · wk-form4_1740173347.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,563.145

F1 · shares: Exempt grant of restricted stock units.

F2 · balance_after: Total includes a de minimis Employee Stock Purchase Plan purchase of 8.038 shares.

SEC source: 0001059556-25-000031 · wk-form4_1740173547.xml · derivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,275

Underlying: Common Stock · 4,275 shares

Expires 2035-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000031 · wk-form4_1740173547.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,010.693

F1 · shares: Exempt grant of restricted stock units.

SEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,973

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,145

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 894

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,894.4

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,175.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,084.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000027 · wk-form4_1740005952.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,950.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,064

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,279

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 950

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,894.4

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,175.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,084.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000008 · wk-form4_1738704295.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,950.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,155

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,413

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,006

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,894.4

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,175.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,084.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000006 · wk-form4_1737062111.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,950.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,246

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,547

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,894.4

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing.

SEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,175.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing.

SEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,084.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing.

SEC source: 0001059556-25-000004 · wk-form4_1735938802.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,950.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

F2 · balance_after: Updated total revised after discovery of an administrative error in a prior filing.

SEC source: 0001059556-25-000002 · wk-form4_1735938579.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833.477

Underlying: Common Stock · 63.446 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

SEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,337

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,681

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,118

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,354.364

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,635.364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,544.364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-24-000212 · wk-form4_1734470376.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,410.364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-24-000210 · wk-form4_1734470249.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6.183

Underlying: Common Stock · 1.371 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

SEC source: 0001059556-24-000210 · wk-form4_1734470249.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482.405

Underlying: Common Stock · 0.824 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

SEC source: 0001059556-24-000210 · wk-form4_1734470249.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,384.221

F1 · shares: RSU deferred dividend reinvestment accrual.