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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2025 Filed Jul 30, 2025 20:05 UTC
Heuland Noemie ClemenceSVP & Chief Financial Officer
Exercise / conversionCommon Stock 783 $391.67 $306,677.61
Disclosure

SEC source: 0001059556-25-000174 · wk-form4_1753905935.xml · nonDerivative · entry 2

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:05 UTC
Heuland Noemie ClemenceSVP & Chief Financial Officer
SaleCommon Stock 114.431 $508.84 $58,227.07
Disclosure

SEC source: 0001059556-25-000174 · wk-form4_1753905935.xml · nonDerivative · entry 1

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,148

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $508.82-$508.8393. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,063

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $503.40 $208,911.00
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,885.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,300.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,209.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 20:11 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000157 · wk-form4_1752696679.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,075.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:26 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 58.89 $502.48 $29,591.05
Disclosure

SEC source: 0001059556-25-000155 · wk-form4_1751487983.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 960.3

Underlying: Common Stock · 58.89 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,154

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 939

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $497.10 $206,296.50
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,019.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,434.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,343.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000153 · wk-form4_1751487807.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,209.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,245

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $476.67 $197,818.05
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,153.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,568.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,477.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000146 · wk-form4_1750191444.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,343.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 21:27 UTC GrantDividend Equivalent · Derivative 0.835 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000144 · wk-form4_1749504394.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2.436

Underlying: Common Stock · 0.835 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 21:27 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.91 $488.95 $444.94
Disclosure

SEC source: 0001059556-25-000144 · wk-form4_1749504394.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484.77

Underlying: Common Stock · 0.91 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 21:27 UTC GrantCommon Stock 11.313 $490.52 $5,549.25
Disclosure

SEC source: 0001059556-25-000144 · wk-form4_1749504394.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,018.156

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 21:24 UTC
Minaya JoseDirector
GrantDividend Equivalent · Derivative 0.835 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000142 · wk-form4_1749504226.xml · derivative · entry 3

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.754

Underlying: Common Stock · 0.835 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 21:24 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.69 $488.95 $826.33
Disclosure

SEC source: 0001059556-25-000142 · wk-form4_1749504226.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900.96

Underlying: Common Stock · 1.69 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 21:24 UTC
Minaya JoseDirector
GrantCommon Stock 3.728 $490.52 $1,828.66
Disclosure

SEC source: 0001059556-25-000142 · wk-form4_1749504226.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,384.039

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:42 UTC GrantDividend Equivalent · Derivative 0.835 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000138 · wk-form4_1749501732.xml · derivative · entry 2

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.754

Underlying: Common Stock · 0.835 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:42 UTC GrantCommon Stock 2.39 $490.52 $1,172.34
Disclosure

SEC source: 0001059556-25-000138 · wk-form4_1749501732.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866.392

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:45 UTC GrantDividend Equivalent · Derivative 0.835 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000140 · wk-form4_1749501925.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.754

Underlying: Common Stock · 0.835 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:45 UTC GrantCommon Stock 10.354 $490.52 $5,078.84
Disclosure

SEC source: 0001059556-25-000140 · wk-form4_1749501925.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,299.539

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:45 UTC GrantCommon Stock 6 $490.78 $2,944.68
Disclosure

SEC source: 0001059556-25-000140 · wk-form4_1749501925.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,289.185

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:40 UTC GrantCommon Stock 1.179 $490.52 $578.32
Disclosure

SEC source: 0001059556-25-000136 · wk-form4_1749501555.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,362.414

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:40 UTC GrantCommon Stock 16 $490.78 $7,852.48
Disclosure

SEC source: 0001059556-25-000136 · wk-form4_1749501555.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,361.235

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:37 UTC GrantDividend Equivalent · Derivative 0.835 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000134 · wk-form4_1749501382.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.754

Underlying: Common Stock · 0.835 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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June 06, 2025 Filed Jun 9, 2025 20:37 UTC GrantCommon Stock 8.129 $490.52 $3,987.44
Disclosure

SEC source: 0001059556-25-000134 · wk-form4_1749501382.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,684.424

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 06, 2025 Filed Jun 9, 2025 20:31 UTC GrantDividend Equivalent · Derivative 0.835 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000132 · wk-form4_1749501103.xml · derivative · entry 3

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.754

Underlying: Common Stock · 0.835 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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June 06, 2025 Filed Jun 9, 2025 20:31 UTC GrantCommon Stock 1.086 $490.52 $532.70
Disclosure

SEC source: 0001059556-25-000132 · wk-form4_1749501103.xml · nonDerivative · entry 2

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,619.682

F2 · shares: RSU deferred dividend reinvestment accrual.

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June 06, 2025 Filed Jun 9, 2025 20:31 UTC GrantCommon Stock 14 $490.78 $6,870.92
Disclosure

SEC source: 0001059556-25-000132 · wk-form4_1749501103.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,618.596

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 02, 2025 Filed Jun 4, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,336

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

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June 02, 2025 Filed Jun 4, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

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June 02, 2025 Filed Jun 4, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 502

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

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June 02, 2025 Filed Jun 4, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $474.35 $196,855.25
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,287.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

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June 02, 2025 Filed Jun 4, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,702.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,611.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000130 · wk-form4_1749068491.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,477.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,427

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.