MCO

SEC source: 0001199914-25-000005 · wk-form4_1757362391.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2.578

Underlying: Common Stock · 0.824 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

SEC source: 0001199914-25-000005 · wk-form4_1757362391.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,315.749

F2 · shares: RSU deferred dividend reinvestment accrual.

SEC source: 0001199914-25-000005 · wk-form4_1757362391.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,305.539

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

SEC source: 0001628280-25-041772 · wk-form4_1757362371.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.58

Underlying: Common Stock · 1.144 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

SEC source: 0001628280-25-041772 · wk-form4_1757362371.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485.58

Underlying: Common Stock · 1.23 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

SEC source: 0001628280-25-041772 · wk-form4_1757362371.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,029.312

F1 · shares: RSU deferred dividend reinvestment accrual.

SEC source: 0001950068-25-000003 · wk-form4_1757362344.xml · derivative · entry 3

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2.578

Underlying: Common Stock · 0.824 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

SEC source: 0001950068-25-000003 · wk-form4_1757362344.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962.28

Underlying: Common Stock · 2.436 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

SEC source: 0001950068-25-000003 · wk-form4_1757362344.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,387.715

F1 · shares: RSU deferred dividend reinvestment accrual.

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,790

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 403

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,483.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,898.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,807.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001481153-25-000007 · wk-form4_1756931031.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,673.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,881

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 537

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,617.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,032.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,941.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001481153-25-000004 · wk-form4_1755562496.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,807.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000188 · wk-form4_1754426925.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,258.382

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,972

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 671

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,751.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,166.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,075.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000186 · wk-form4_1754337817.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,941.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

SEC source: 0001059556-25-000180 · wk-form4_1753998079.xml · nonDerivative · entry 1

Dhawan Sumit · CIK 0001862168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427

F1 · shares: Exempt grant of restricted stock units.

SEC source: 0001059556-25-000183 · wk-form4_1753998256.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,558.382

SEC source: 0001059556-25-000183 · wk-form4_1753998256.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,558.87

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · derivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,377

Underlying: Common Stock · 1,188 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · derivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,002 shares

Expires 2031-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209.099

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,397.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209.099

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $512.340-$512.370. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,211.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209.099

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,584.506

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $512.190-$512.210. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001059556-25-000176 · wk-form4_1753906035.xml · derivative · entry 7

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 730 shares

Expires 2031-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000176 · wk-form4_1753906035.xml · derivative · entry 6

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 727 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000176 · wk-form4_1753906035.xml · nonDerivative · entry 4

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386

SEC source: 0001059556-25-000176 · wk-form4_1753906035.xml · nonDerivative · entry 3

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001059556-25-000176 · wk-form4_1753906035.xml · nonDerivative · entry 2

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386

SEC source: 0001059556-25-000176 · wk-form4_1753906035.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001059556-25-000174 · wk-form4_1753905935.xml · derivative · entry 4

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,349

Underlying: Common Stock · 783 shares

Expires 2034-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

SEC source: 0001059556-25-000174 · wk-form4_1753905935.xml · nonDerivative · entry 3

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,148