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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2025 Filed Dec 16, 2025 21:45 UTC GrantCommon Stock 16 $486.16 $7,778.56
Disclosure

SEC source: 0001628280-25-057413 · wk-form4_1765921517.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,395.577

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 12, 2025 Filed Dec 23, 2025 21:39 UTC GrantDividend Equivalent · Derivative 1.173 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058745 · wk-form4_1766525949.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4.753

Underlying: Common Stock · 1.173 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

Read SEC document
December 12, 2025 Filed Dec 23, 2025 21:39 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.267 $486.60 $616.52
Disclosure

SEC source: 0001628280-25-058745 · wk-form4_1766525949.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666.412

Underlying: Common Stock · 1.267 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 12, 2025 Filed Dec 23, 2025 21:39 UTC GrantCommon Stock 11.443 $486.75 $5,569.82
Disclosure

SEC source: 0001628280-25-058745 · wk-form4_1766525949.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,040.755

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 21:01 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001628280-25-055574 · wk-form4_1764968486.xml · derivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,172

Underlying: Common Stock · 575 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 21:01 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 575 $487.87 $280,525.25
Disclosure

SEC source: 0001628280-25-055574 · wk-form4_1764968486.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 21:01 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 575 $167.50 $96,312.50
Disclosure

SEC source: 0001628280-25-055574 · wk-form4_1764968486.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,656.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:15 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001628280-25-054761 · wk-form4_1764710150.xml · derivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,787

Underlying: Common Stock · 592 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:15 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 592 $486.09 $287,765.28
Disclosure

SEC source: 0001628280-25-054761 · wk-form4_1764710150.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:15 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $113.34 $67,097.28
Disclosure

SEC source: 0001628280-25-054761 · wk-form4_1764710150.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,673.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:16 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,747

Underlying: Common Stock · 575 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:16 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · derivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,379

Underlying: Common Stock · 592 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:16 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,167 $478.95 $558,934.65
Disclosure

SEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:16 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 575 $167.50 $96,312.50
Disclosure

SEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,248.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:16 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $113.34 $67,097.28
Disclosure

SEC source: 0001481153-25-000013 · wk-form4_1762291008.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,673.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
October 28, 2025 Filed Oct 29, 2025 20:14 UTC
Steele Richard GSVP - General Counsel
SaleCommon Stock 26 $493.90 $12,841.40
Disclosure

SEC source: 0001628280-25-047123 · wk-form4_1761768894.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,333.722

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025.

Read SEC document
October 28, 2025 Filed Oct 29, 2025 20:13 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 546 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001628280-25-047119 · wk-form4_1761768816.xml · derivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,971

Underlying: Common Stock · 546 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
October 28, 2025 Filed Oct 29, 2025 20:13 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 546 $493.90 $269,669.40
Disclosure

SEC source: 0001628280-25-047119 · wk-form4_1761768816.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
October 28, 2025 Filed Oct 29, 2025 20:13 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 546 $113.34 $61,883.64
Disclosure

SEC source: 0001628280-25-047119 · wk-form4_1761768816.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,627.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:21 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,517

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:21 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 135 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 135 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:21 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 55 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:21 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $481.09 $199,652.35
Disclosure

SEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,081.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:21 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,496.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:21 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 135 $94.18 $12,714.30
Disclosure

SEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,405.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:21 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 55 $80.81 $4,444.55
Disclosure

SEC source: 0001481153-25-000010 · wk-form4_1760646084.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,270.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,608

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 55 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55

Underlying: Common Stock · 55 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:05 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 414 $477.97 $197,879.58
Disclosure

SEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,215.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,629.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,538.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 55 $80.81 $4,444.55
Disclosure

SEC source: 0001628280-25-043680 · wk-form4_1759435530.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,404.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:07 UTC
Phillips Jason DChief Acctg Off & Controller
Tax withholdingCommon Stock 20.956 $478.96 $10,037.09
Disclosure

SEC source: 0001628280-25-043691 · wk-form4_1759435653.xml · nonDerivative · entry 1

Phillips Jason D · CIK 0002062050 · Chief Acctg Off & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,094.9475

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:08 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 85.59 $479.80 $41,066.08
Disclosure

SEC source: 0001628280-25-043694 · wk-form4_1759435685.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025.427

Underlying: Common Stock · 85.59 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:06 UTC
Steele Richard GSVP - General Counsel
Tax withholdingCommon Stock 26.278 $478.96 $12,586.11
Disclosure

SEC source: 0001628280-25-043684 · wk-form4_1759435594.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,359.722

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:43 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,699

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 20:43 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

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September 15, 2025 Filed Sep 16, 2025 20:43 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

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September 15, 2025 Filed Sep 16, 2025 20:43 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $512.65 $212,749.75
Disclosure

SEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,349.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

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September 15, 2025 Filed Sep 16, 2025 20:43 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,764.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

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September 15, 2025 Filed Sep 16, 2025 20:43 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,673.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

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September 15, 2025 Filed Sep 16, 2025 20:43 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001481153-25-000009 · wk-form4_1758055391.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,539.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

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September 05, 2025 Filed Sep 8, 2025 20:13 UTC GrantDividend Equivalent · Derivative 0.824 $0.00 $0.00
Disclosure

SEC source: 0001767289-25-000003 · wk-form4_1757362436.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2.578

Underlying: Common Stock · 0.824 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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September 05, 2025 Filed Sep 8, 2025 20:13 UTC GrantCommon Stock 8.016 $498.37 $3,994.93
Disclosure

SEC source: 0001767289-25-000003 · wk-form4_1757362436.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,692.44

F1 · shares: RSU deferred dividend reinvestment accrual.

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September 05, 2025 Filed Sep 8, 2025 20:14 UTC GrantDividend Equivalent · Derivative 0.824 $0.00 $0.00
Disclosure

SEC source: 0001595268-25-000004 · wk-form4_1757362457.xml · derivative · entry 3

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2.578

Underlying: Common Stock · 0.824 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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September 05, 2025 Filed Sep 8, 2025 20:14 UTC GrantCommon Stock 1.071 $498.37 $533.75
Disclosure

SEC source: 0001595268-25-000004 · wk-form4_1757362457.xml · nonDerivative · entry 2

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,634.753

F2 · shares: RSU deferred dividend reinvestment accrual.

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September 05, 2025 Filed Sep 8, 2025 20:14 UTC GrantCommon Stock 14 $502.22 $7,031.08
Disclosure

SEC source: 0001595268-25-000004 · wk-form4_1757362457.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,633.682

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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September 05, 2025 Filed Sep 8, 2025 20:13 UTC GrantCommon Stock 1.163 $498.37 $579.60
Disclosure

SEC source: 0001419202-25-000005 · wk-form4_1757362413.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,379.577

F2 · shares: RSU deferred dividend reinvestment accrual.

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September 05, 2025 Filed Sep 8, 2025 20:13 UTC GrantCommon Stock 16 $502.22 $8,035.52
Disclosure

SEC source: 0001419202-25-000005 · wk-form4_1757362413.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,378.414

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.