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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2023 Filed Dec 18, 2023 21:12 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $391.62 $391,620.00
Disclosure

SEC source: 0001059556-23-000125 · wk-form4_1702933910.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,099

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:17 UTC GrantDividend Equivalent · Derivative 1.687 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000129 · wk-form4_1702934223.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7.182

Underlying: Common Stock · 1.687 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:17 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.273 $389.06 $495.27
Disclosure

SEC source: 0001059556-23-000129 · wk-form4_1702934223.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480.192

Underlying: Common Stock · 1.273 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:17 UTC GrantCommon Stock 8.278 $389.88 $3,227.43
Disclosure

SEC source: 0001059556-23-000129 · wk-form4_1702934223.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,549.367

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:15 UTC GrantCommon Stock 14 $391.62 $5,482.68
Disclosure

SEC source: 0001059556-23-000127 · wk-form4_1702934095.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,531

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:25 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $360.43 $284,739.70
Disclosure

SEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:25 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $360.43 $272,485.08
Disclosure

SEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:25 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $360.43 $360,430.00
Disclosure

SEC source: 0001059556-23-000123 · wk-form4_1701465894.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,099

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 22:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 22:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 22:05 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $350.76 $277,100.40
Disclosure

SEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 22:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 22:05 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $350.76 $265,174.56
Disclosure

SEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,099

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 22:05 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 22:05 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $350.76 $350,760.00
Disclosure

SEC source: 0001059556-23-000121 · wk-form4_1700172298.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,099

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 21:42 UTC
Fauber RobertDirector · President and CEO
GiftCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000115 · wk-form4_1699911714.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,099

F1 · kind: Contribution to charitable entity.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 85 $342.50 $29,112.50
Disclosure

SEC source: 0001059556-23-000113 · wk-form4_1699911605.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,310.997

Read SEC document
November 08, 2023 Filed Nov 9, 2023 22:03 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 873 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000111 · wk-form4_1699567355.xml · derivative · entry 4

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 873 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 22:03 UTC
Steele Richard GSVP - General Counsel
SaleCommon Stock 873 $337.88 $294,969.24
Disclosure

SEC source: 0001059556-23-000111 · wk-form4_1699567355.xml · nonDerivative · entry 2

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Read SEC document
November 08, 2023 Filed Nov 9, 2023 22:03 UTC
Steele Richard GSVP - General Counsel
Exercise / conversionCommon Stock 873 $80.81 $70,547.13
Disclosure

SEC source: 0001059556-23-000111 · wk-form4_1699567355.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,972 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · derivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,972 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 782 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · derivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 782 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 145 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · derivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 1,972 $338.37 $667,265.64
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,395.997

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $338.24-$338.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 1,972 $173.58 $342,299.76
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,367.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 782 $338.41 $264,636.62
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,395.997

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 782 $167.50 $130,985.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,177.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 145 $167.50 $24,287.50
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,395.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 23:20 UTC
Fauber RobertDirector · President and CEO
Tax withholdingCommon Stock 155 $331.72 $51,416.60
Disclosure

SEC source: 0001059556-23-000106 · wk-form4_1699399239.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,683

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:25 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $306.21 $241,905.90
Disclosure

SEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:25 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $306.21 $231,494.76
Disclosure

SEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:25 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:25 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $306.21 $306,210.00
Disclosure

SEC source: 0001059556-23-000104 · wk-form4_1698956710.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,838

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:04 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $320.28 $253,021.20
Disclosure

SEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:04 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $320.28 $242,131.68
Disclosure

SEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:04 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $320.28 $320,280.00
Disclosure

SEC source: 0001059556-23-000090 · wk-form4_1697576635.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,838

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:35 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 90.91 $316.22 $28,747.56
Disclosure

SEC source: 0001059556-23-000086 · wk-form4_1696365327.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476.61

Underlying: Common Stock · 90.91 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
October 01, 2023 Filed Nov 13, 2023 21:56 UTC
Steele Richard GSVP - General Counsel
Tax withholdingCommon Stock 19 $316.61 $6,015.59
Disclosure

SEC source: 0001059556-23-000119 · wk-form4_1699912592.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609

F1 · date: Inadvertently filed late due to an administrative error. This Form reflects the reporting person's holdings as of the date of this filing.

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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September 29, 2023 Filed Oct 2, 2023 20:41 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.