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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 00:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 572 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 572 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 51 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:04 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 623 $455.00 $283,465.00
Disclosure

SEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,363.918

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 572 $167.50 $95,810.00
Disclosure

SEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,986.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:04 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 51 $113.34 $5,780.34
Disclosure

SEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,414.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:04 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 300 $455.00 $136,500.00
Disclosure

SEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,363.918

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:04 UTC
Phillips Jason DChief Acctg Off & Controller
Tax withholdingCommon Stock 21.36 $450.80 $9,629.09
Disclosure

SEC source: 0002062050-26-000009 · wk-form4_1790971485.xml · nonDerivative · entry 1

Phillips Jason D · CIK 0002062050 · Chief Acctg Off & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,088.2425

F1 · shares: Withholding of shares to satisfy tax obligation.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:02 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 91.542 $447.36 $40,952.23
Disclosure

SEC source: 0001950068-26-000014 · wk-form4_1791230525.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298.317

Underlying: Common Stock · 91.542 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:03 UTC GrantCommon Stock 13.384 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060901 · wk-form4_1788897820.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,900.877

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:03 UTC GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060901 · wk-form4_1788897820.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,887.493

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:03 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.379 $493.55 $680.61
Disclosure

SEC source: 0001628280-26-060899 · wk-form4_1788897798.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490.359

Underlying: Common Stock · 1.379 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:03 UTC GrantCommon Stock 15.187 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060899 · wk-form4_1788897798.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,778.564

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:02 UTC GrantCommon Stock 10.931 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060896 · wk-form4_1788897749.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,239.396

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:02 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 3.454 $493.55 $1,704.72
Disclosure

SEC source: 0001628280-26-060898 · wk-form4_1788897773.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,228.16

Underlying: Common Stock · 3.454 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:02 UTC
Minaya JoseDirector
GrantCommon Stock 6.081 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060898 · wk-form4_1788897773.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,914.552

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:02 UTC GrantCommon Stock 1.106 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060895 · wk-form4_1788897727.xml · nonDerivative · entry 1

Sawicki Lisa P · CIK 0002112902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530.312

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:01 UTC GrantCommon Stock 2.118 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060894 · wk-form4_1788897694.xml · nonDerivative · entry 2

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,207.115

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:01 UTC GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060894 · wk-form4_1788897694.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,204.997

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:01 UTC GrantCommon Stock 1.3 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060893 · wk-form4_1788897668.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,955.968

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:01 UTC GrantCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060893 · wk-form4_1788897668.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,954.668

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 575 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51

Underlying: Common Stock · 592 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:09 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,167 $501.89 $585,705.63
Disclosure

SEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,663.918

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 575 $167.50 $96,312.50
Disclosure

SEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,830.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $113.34 $67,097.28
Disclosure

SEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,255.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:09 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 300 $501.89 $150,567.00
Disclosure

SEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,663.918

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,147

Underlying: Common Stock · 575 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 643

Underlying: Common Stock · 592 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:12 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,167 $484.30 $565,178.10
Disclosure

SEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,963.918

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 575 $167.50 $96,312.50
Disclosure

SEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,130.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:12 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $113.34 $67,097.28
Disclosure

SEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,555.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:12 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 300 $484.30 $145,290.00
Disclosure

SEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,963.918

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:08 UTC
Kosmowski ChristinaCEO, Moody's Analytics
GrantCommon Stock 21,542 $0.00 $0.00
Disclosure

SEC source: 0001784000-26-000006 · wk-form4_1783022926.xml · nonDerivative · entry 1

Kosmowski Christina · CIK 0001784000 · CEO, Moody's Analytics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,542

F1 · balance_after: Exempt grant of restricted stock units.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,722

Underlying: Common Stock · 575 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,235

Underlying: Common Stock · 592 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:06 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,167 $455.49 $531,556.83
Disclosure

SEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,263.918

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 575 $167.50 $96,312.50
Disclosure

SEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,430.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $113.34 $67,097.28
Disclosure

SEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,855.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:06 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 300 $455.49 $136,647.00
Disclosure

SEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,263.918

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:03 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 87.563 $468.38 $41,012.76
Disclosure

SEC source: 0001950068-26-000012 · wk-form4_1783022581.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,226.523

Underlying: Common Stock · 87.563 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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July 01, 2026 Filed Jul 2, 2026 20:04 UTC
Steele Richard GSVP - General Counsel
SaleCommon Stock 157 $455.49 $71,511.93
Disclosure

SEC source: 0001990258-26-000013 · wk-form4_1783022668.xml · nonDerivative · entry 1

Steele Richard G · CIK 0001990258 · SVP - General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,827.88

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025.

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June 05, 2026 Filed Jun 8, 2026 20:25 UTC GrantCommon Stock 14.585 $0.00 $0.00
Disclosure

SEC source: 0001199914-26-000003 · wk-form4_1780950325.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,880.493

F2 · shares: RSU deferred dividend reinvestment accrual.

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June 05, 2026 Filed Jun 8, 2026 20:25 UTC GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001199914-26-000003 · wk-form4_1780950325.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,865.908

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 05, 2026 Filed Jun 8, 2026 20:12 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.5 $451.35 $677.03
Disclosure

SEC source: 0001221787-26-000007 · wk-form4_1780949563.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489.939

Underlying: Common Stock · 1.5 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

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June 05, 2026 Filed Jun 8, 2026 20:12 UTC GrantCommon Stock 16.549 $0.00 $0.00
Disclosure

SEC source: 0001221787-26-000007 · wk-form4_1780949563.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,763.377

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 05, 2026 Filed Jun 8, 2026 20:12 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 3.562 $451.35 $1,607.71
Disclosure

SEC source: 0001950068-26-000010 · wk-form4_1780949521.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,163.026

Underlying: Common Stock · 3.562 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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June 05, 2026 Filed Jun 8, 2026 20:12 UTC
Minaya JoseDirector
GrantCommon Stock 6.627 $0.00 $0.00
Disclosure

SEC source: 0001950068-26-000010 · wk-form4_1780949521.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,908.471

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 05, 2026 Filed Jun 8, 2026 20:10 UTC GrantCommon Stock 11.913 $0.00 $0.00
Disclosure

SEC source: 0001767289-26-000007 · wk-form4_1780949434.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,228.465

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 05, 2026 Filed Jun 8, 2026 20:06 UTC GrantCommon Stock 1.206 $0.00 $0.00
Disclosure

SEC source: 0002112902-26-000007 · wk-form4_1780949209.xml · nonDerivative · entry 1

Sawicki Lisa P · CIK 0002112902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529.206

F1 · kind: RSU deferred dividend reinvestment accrual.

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June 05, 2026 Filed Jun 8, 2026 20:05 UTC GrantCommon Stock 2.308 $0.00 $0.00
Disclosure

SEC source: 0001595268-26-000007 · wk-form4_1780949128.xml · nonDerivative · entry 2

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,190.997

F2 · shares: RSU deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.