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Nasdaq · USD

MCHB

Mechanics Bancorp

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4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 315 $10.30 $3,244.50
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · nonDerivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,042

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 1,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · nonDerivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 164 $10.30 $1,689.20
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · nonDerivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,314

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 542 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · nonDerivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 239 $10.30 $2,461.70
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,936

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 791 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
November 24, 2023 Filed Jan 8, 2024 17:47 UTC OtherCommon Stock 12.52 $6.17 $77.25
Disclosure

SEC source: 0001518715-24-000023 · wk-form4_1704754026.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 785.0745

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Read SEC document
November 24, 2023 Filed Jan 8, 2024 17:47 UTC OtherCommon Stock 14 $6.17 $86.38
Disclosure

SEC source: 0001518715-24-000023 · wk-form4_1704754026.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,454.791

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 3,109.113 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
November 22, 2023 Filed Jan 8, 2024 17:47 UTC OtherCommon Stock 49 $6.31 $309.19
Disclosure

SEC source: 0001518715-24-000023 · wk-form4_1704754026.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,440.791

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 3,109.113 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
October 13, 2023 Filed Oct 13, 2023 18:15 UTC GrantCommon Stock 2,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000177 · wk-form4_1697235310.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,391.791

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 13, 2023 Filed Oct 13, 2023 18:13 UTC GrantCommon Stock 2,707 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000176 · wk-form4_1697235176.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,487

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 13, 2023 Filed Oct 13, 2023 18:05 UTC GrantCommon Stock 2,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000172 · wk-form4_1697234719.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,124.2178

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: Includes 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
October 13, 2023 Filed Oct 13, 2023 22:09 UTC GrantCommon Stock 2,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000175 · wk-form4_1697234984.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,041

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 13, 2023 Filed Oct 13, 2023 22:07 UTC GrantCommon Stock 2,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000174 · wk-form4_1697234864.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,042

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 13, 2023 Filed Oct 13, 2023 22:06 UTC GrantCommon Stock 2,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000173 · wk-form4_1697234769.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,271

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 13, 2023 Filed Oct 13, 2023 22:02 UTC GrantCommon Stock 1,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000171 · wk-form4_1697234555.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,219

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
August 24, 2023 Filed Oct 13, 2023 18:15 UTC OtherCommon Stock 8 $9.44 $75.52
Disclosure

SEC source: 0001518715-23-000177 · wk-form4_1697235310.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 772.5545

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Read SEC document
August 24, 2023 Filed Oct 13, 2023 18:15 UTC OtherCommon Stock 9 $9.44 $84.96
Disclosure

SEC source: 0001518715-23-000177 · wk-form4_1697235310.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,112.791

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 3,060.113 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
August 24, 2023 Filed Oct 13, 2023 18:15 UTC OtherCommon Stock 33 $9.10 $300.30
Disclosure

SEC source: 0001518715-23-000177 · wk-form4_1697235310.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,103.791

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 3,060.113 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 15:57 UTC GrantCommon Stock 2,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000137 · wk-form4_1688759861.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,070.791

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 3,027.113 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 15:54 UTC GrantCommon Stock 2,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000134 · wk-form4_1688759682.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,780

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 15:52 UTC GrantCommon Stock 1,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000131 · wk-form4_1688759518.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,006

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 15:56 UTC GrantCommon Stock 2,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000136 · wk-form4_1688759783.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,845.2178

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 19:55 UTC GrantCommon Stock 2,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000135 · wk-form4_1688759725.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,921

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 19:54 UTC GrantCommon Stock 4,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000133 · wk-form4_1688759634.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,833

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 19:53 UTC GrantCommon Stock 2,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000132 · wk-form4_1688759578.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,834

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 19:49 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000129 · wk-form4_1688759373.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,225

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
May 26, 2023 Filed May 31, 2023 15:32 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,807 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000120 · wk-form4_1685547126.xml · derivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vested incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F3 · derivative.expiration_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vested incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
May 26, 2023 Filed May 31, 2023 15:32 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000120 · wk-form4_1685547126.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
May 25, 2023 Filed Jul 7, 2023 15:57 UTC OtherCommon Stock 11.66 $6.44 $75.09
Disclosure

SEC source: 0001518715-23-000137 · wk-form4_1688759861.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 764.5545

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Read SEC document
May 25, 2023 Filed Jul 7, 2023 15:57 UTC OtherCommon Stock 13 $6.44 $83.72
Disclosure

SEC source: 0001518715-23-000137 · wk-form4_1688759861.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,988.791

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 3,027.113 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
May 24, 2023 Filed Jul 7, 2023 15:57 UTC OtherCommon Stock 43 $6.89 $296.27
Disclosure

SEC source: 0001518715-23-000137 · wk-form4_1688759861.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,975.791

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 3,027.113 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
May 12, 2023 Filed May 15, 2023 13:41 UTC
MICHEL JOHNEVP, Chief Financial Officer
PurchaseCommon Stock 10,000 $5.99 $59,880.00
Disclosure

SEC source: 0001518715-23-000116 · wf-form4_168415807399896.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Excludes 2,184 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

Read SEC document
May 05, 2023 Filed May 8, 2023 13:38 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
PurchaseCommon Stock 1,000 $6.41 $6,409.20
Disclosure

SEC source: 0001518715-23-000105 · wf-form4_168356752778258.xml · nonDerivative · entry 1

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,033

Read SEC document
May 05, 2023 Filed May 8, 2023 13:39 UTC
Hand Erik DEVP, Mortgage Lending Director
PurchaseCommon Stock 3,167 $6.25 $19,793.75
Disclosure

SEC source: 0001518715-23-000106 · wf-form4_168356758313588.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,158

Read SEC document
May 05, 2023 Filed May 8, 2023 20:20 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
PurchaseCommon Stock 1,500 $6.21 $9,314.85
Disclosure

SEC source: 0001518715-23-000107 · wf-form4_168359160913826.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,423

Read SEC document
May 05, 2023 Filed May 8, 2023 13:37 UTC PurchaseCommon Stock 1,000 $6.33 $6,330.00
Disclosure

SEC source: 0001518715-23-000104 · wf-form4_168356741167283.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,782.2178

F1 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
May 05, 2023 Filed Jul 7, 2023 18:16 UTC Amendment
Hand Erik DEVP, Mortgage Lending Director
OtherCommon Stock 3,167 $6.25 $19,793.75
Disclosure

SEC source: 0001518715-23-000139 · wk-form4a_1688768170.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Indirect · HomeStreet, Inc. 401(k) Savings Plan

Disclosed balance after: 3,167

F2 · ownership.nature: Participants in the Company 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.

Read SEC document
May 04, 2023 Filed May 8, 2023 13:39 UTC
Hand Erik DEVP, Mortgage Lending Director
PurchaseCommon Stock 5,000 $5.04 $25,175.00
Disclosure

SEC source: 0001518715-23-000106 · wf-form4_168356758313588.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,991

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.20, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:20 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
PurchaseCommon Stock 2,000 $5.82 $11,640.00
Disclosure

SEC source: 0001518715-23-000107 · wf-form4_168359160913826.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,923

Read SEC document
May 04, 2023 Filed Jul 7, 2023 18:16 UTC Amendment
Hand Erik DEVP, Mortgage Lending Director
PurchaseCommon Stock 5,000 $5.04 $25,175.00
Disclosure

SEC source: 0001518715-23-000139 · wk-form4a_1688768170.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,991

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.20, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 03, 2023 Filed May 4, 2023 11:14 UTC PurchaseCommon Stock 49,983 $6.46 $323,055.12
Disclosure

SEC source: 0001518715-23-000098 · wf-form4_168321324402072.xml · nonDerivative · entry 3

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 287,000

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.885 to $6.70, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
May 02, 2023 Filed May 4, 2023 15:15 UTC
Harper TroyEVP, CIO & COO
PurchaseCommon Stock 2,000 $7.84 $15,680.00
Disclosure

SEC source: 0001518715-23-000100 · wf-form4_168321334350406.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP, CIO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,413

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May 02, 2023 Filed May 4, 2023 11:14 UTC PurchaseCommon Stock 20,017 $6.68 $133,613.48
Disclosure

SEC source: 0001518715-23-000098 · wf-form4_168321324402072.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 237,017

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.65 to $6.70, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

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May 02, 2023 Filed May 4, 2023 11:15 UTC
MASON MARK KDirector · CEO, President
OtherCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000099 · wf-form4_168321328854932.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,833

F1 · shares: The reported securities relate to a private agreement between the reporting person and his spouse.

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April 06, 2023 Filed Apr 7, 2023 11:25 UTC GrantCommon Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000069 · wf-form4_168088109557107.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,932.791

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 2,984.113 shares held jointly with Tracy Green, Mr. Green's spouse.

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April 06, 2023 Filed Apr 7, 2023 11:26 UTC GrantCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000071 · wf-form4_168088117423115.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,475

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

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April 06, 2023 Filed Apr 7, 2023 11:26 UTC GrantCommon Stock 883 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000072 · wf-form4_168088120831886.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,359

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

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April 06, 2023 Filed Apr 7, 2023 11:23 UTC GrantCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000067 · wf-form4_168088100077929.xml · nonDerivative · entry 2

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,782.2178

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

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April 06, 2023 Filed Apr 7, 2023 15:28 UTC GrantCommon Stock 647 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000074 · wf-form4_168088127581084.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,209

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.