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Nasdaq · USD

MCHB

Mechanics Bancorp

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Tapewire entity
4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2024 Filed Jan 8, 2024 17:46 UTC GrantCommon Stock 2,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000022 · wk-form4_1704753978.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,376.2178

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: Includes 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:44 UTC GrantCommon Stock 2,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000020 · wk-form4_1704753845.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,222

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:45 UTC GrantCommon Stock 2,322 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000021 · wk-form4_1704753896.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,593

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:42 UTC GrantCommon Stock 2,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000018 · wk-form4_1704753749.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,223

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 22:41 UTC GrantCommon Stock 1,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000017 · wk-form4_1704753696.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,189

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 8

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 7

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 6

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Hand Erik DEVP, Mortgage Lending Director
GrantRestricted Stock Units · Derivative 3,042 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 5

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,042

Underlying: Common Stock · 3,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 3,042 RSUs, of which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 3,042 RSUs, of which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · nonDerivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 167 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 244 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Harper TroyEVP & CIO
Exercise / conversionRestricted Stock Units · Derivative 906 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 7

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814

Underlying: Common Stock · 906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Harper TroyEVP & CIO
Exercise / conversionRestricted Stock Units · Derivative 387 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 6

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388

Underlying: Common Stock · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Harper TroyEVP & CIO
Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 5

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Harper TroyEVP & CIO
GrantRestricted Stock Units · Derivative 8,564 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,564

Underlying: Common Stock · 8,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Harper TroyEVP & CIO
Exercise / conversionCommon Stock 906 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · nonDerivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Harper TroyEVP & CIO
Exercise / conversionCommon Stock 387 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Harper TroyEVP & CIO
Exercise / conversionCommon Stock 566 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionRestricted Stock Units · Derivative 1,245 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · derivative · entry 11

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Common Stock · 1,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 3,736 RSUs, of which 1,245 shares vest on each of January 1, 2024 and January 1, 2025, and 1,246 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 3,736 RSUs, of which 1,245 shares vest on each of January 1, 2024 and January 1, 2025, and 1,246 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionRestricted Stock Units · Derivative 647 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · derivative · entry 10

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock · 647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023 and 647 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023 and 647 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionRestricted Stock Units · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · derivative · entry 9

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
GrantRestricted Stock Units · Derivative 11,761 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · derivative · entry 8

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,761

Underlying: Common Stock · 11,761 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 11,761 RSUs, of which 3,920 shares vest each on January 1, 2025 and January 1, 2026, and 3,921 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 11,761 RSUs, of which 3,920 shares vest each on January 1, 2025 and January 1, 2026, and 3,921 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 383 $10.30 $3,944.90
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · nonDerivative · entry 6

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,379

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 1,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · nonDerivative · entry 5

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 200 $10.30 $2,060.00
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · nonDerivative · entry 4

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,517

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 647 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · nonDerivative · entry 3

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 288 $10.30 $2,966.40
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,070

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 935 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000007 · wk-form4_1704337036.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 4,949 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · derivative · entry 11

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,899

Underlying: Common Stock · 4,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 14,848 RSUs, of which 4,949 shares vest on each of January 1, 2024 and January 1, 2025, and 4,950 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 14,848 RSUs, of which 4,949 shares vest on each of January 1, 2024 and January 1, 2025, and 4,950 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 2,570 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · derivative · entry 10

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,570

Underlying: Common Stock · 2,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 3,865 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · derivative · entry 9

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
GrantRestricted Stock Units · Derivative 46,744 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · derivative · entry 8

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,744

Underlying: Common Stock · 46,744 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 46,744 RSUs, of which 15,581 shares vest each on January 1, 2025 and January 1, 2026, and 15,582 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 46,744 RSUs, of which 15,581 shares vest each on January 1, 2025 and January 1, 2026, and 15,582 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Tax withholdingCommon Stock 2,237 $10.30 $23,041.10
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · nonDerivative · entry 6

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,071

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 4,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · nonDerivative · entry 5

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Tax withholdingCommon Stock 1,162 $10.30 $11,968.60
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · nonDerivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,359

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 2,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · nonDerivative · entry 3

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Tax withholdingCommon Stock 1,747 $10.30 $17,994.10
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,951

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:23 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 3,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000003 · wk-form4_1704335021.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 10

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,697

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 9

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 8

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
GrantRestricted Stock Units · Derivative 8,169 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 7

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,169

Underlying: Common Stock · 8,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 261 $10.30 $2,688.30
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 6

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,742

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 848 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 136 $10.30 $1,400.80
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,155

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 440 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 198 $10.30 $2,039.40
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,851

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 643 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 937 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · derivative · entry 10

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,876

Underlying: Common Stock · 937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.