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Nasdaq · USD

MCHB

Mechanics Bancorp

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4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2025 Filed Jan 4, 2025 02:34 UTC
MICHEL JOHNEVP, Chief Financial Officer
Tax withholdingCommon Stock 268 $11.42 $3,060.56
Disclosure

SEC source: 0001518715-25-000011 · wk-form4_1735958079.xml · nonDerivative · entry 2

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,615

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 02:34 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 883 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000011 · wk-form4_1735958079.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 3,283 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · derivative · entry 10

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,566

Underlying: Common Stock · 3,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 9,849 RSUs, which shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 9,849 RSUs, which shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · derivative · entry 9

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 542 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · derivative · entry 8

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 996 $11.42 $11,374.32
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · nonDerivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,891

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 3,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · nonDerivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 317 $11.42 $3,620.14
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · nonDerivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,604

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 1,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · nonDerivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 165 $11.42 $1,884.30
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,878

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:54 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 542 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000007 · wk-form4_1735952049.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 2,129 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · derivative · entry 9

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,260

Underlying: Common Stock · 2,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 6,389 RSUs, of which 2,129 shares vest on January 1, 2025 and 2,130 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 6,389 RSUs, of which 2,129 shares vest on January 1, 2025 and 2,130 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · derivative · entry 8

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 335 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · derivative · entry 7

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 658 $11.42 $7,514.36
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · nonDerivative · entry 6

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,074.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 2,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · nonDerivative · entry 5

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,732.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 202 $11.42 $2,306.84
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · nonDerivative · entry 4

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,603.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 651 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · nonDerivative · entry 3

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,805.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 104 $11.42 $1,187.68
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,154.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:53 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 335 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000006 · wk-form4_1735952001.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,258.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 2,723 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · derivative · entry 9

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,446

Underlying: Common Stock · 2,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, of which 2,723 shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, of which 2,723 shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · derivative · entry 8

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 441 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · derivative · entry 7

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 842 $11.42 $9,615.64
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 6

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,513

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 2,723 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 262 $11.42 $2,992.04
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,632

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 848 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

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January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 137 $11.42 $1,564.54
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,046

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

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January 01, 2025 Filed Jan 4, 2025 00:52 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,951 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · derivative · entry 9

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,904

Underlying: Common Stock · 2,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,855 RSUs, of which 2,951 shares vest on January 1, 2025 and 2,952 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,855 RSUs, of which 2,951 shares vest on January 1, 2025 and 2,952 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 938 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · derivative · entry 8

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 487 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · derivative · entry 7

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 1,148 $11.42 $13,110.16
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · nonDerivative · entry 6

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,722

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 2,951 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · nonDerivative · entry 5

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 365 $11.42 $4,168.30
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · nonDerivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,919

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · nonDerivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 190 $11.42 $2,169.80
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,346

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:49 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 487 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000003 · wk-form4_1735951740.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 19:18 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
SaleCommon Stock 5,210 $11.53 $60,096.83
Disclosure

SEC source: 0001518715-24-000194 · wk-form4_1734567527.xml · nonDerivative · entry 1

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.85 to $11.74, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 18, 2024 Filed Dec 18, 2024 21:33 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
SaleCommon Stock 4,541 $11.67 $52,993.47
Disclosure

SEC source: 0001518715-24-000193 · wk-form4_1734557579.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,501

Read SEC document
December 17, 2024 Filed Dec 18, 2024 16:30 UTC
Hand Erik DEVP, Mortgage Lending Director
SaleCommon Stock 5,000 $11.45 $57,250.00
Disclosure

SEC source: 0001518715-24-000192 · wk-form4_1734557393.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,724

Read SEC document
December 17, 2024 Filed Dec 19, 2024 01:29 UTC PurchaseCommon Stock 5,000 $11.49 $57,462.50
Disclosure

SEC source: 0001518715-24-000195 · wk-form4_1734571761.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Defined Benefit Plan

Disclosed balance after: 5,000

F1 · ownership.nature: Held by retirement plan.

Read SEC document
November 27, 2024 Filed Nov 27, 2024 22:53 UTC PurchaseCommon Stock 1,818.261 $11.55 $21,000.01
Disclosure

SEC source: 0001518715-24-000190 · wk-form4_1732748014.xml · nonDerivative · entry 2

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,870.842

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.52 to $11.5495, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2024 Filed Nov 26, 2024 23:51 UTC
EVANS GODFREY BEVP - General Counsel
SaleCommon Stock 4,636 $11.55 $53,547.65
Disclosure

SEC source: 0001518715-24-000188 · wk-form4_1732665098.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,049

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.490 to $11.615, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 22:53 UTC PurchaseCommon Stock 2,145.945 $11.65 $25,000.04
Disclosure

SEC source: 0001518715-24-000190 · wk-form4_1732748014.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,052.581

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.60 to $11.6499, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 20:03 UTC
MICHEL JOHNEVP, Chief Financial Officer
SaleCommon Stock 8,000 $11.26 $90,080.00
Disclosure

SEC source: 0001518715-24-000186 · wk-form4_1732565026.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18

Disclosed balance after: 28,409

F1 · balance_after: Includes 3,883 shares which were held directly and transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

F2 · ownership.nature: Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 16:21 UTC
LEMON PAULETTEEVP - Retail Banking Director
SaleCommon Stock 2,401.226 $15.59 $37,435.59
Disclosure

SEC source: 0001518715-24-000164 · wk-form4_1725466866.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Indirect · HomeStreet, Inc. 401(k) Savings Plan

Disclosed balance after: 0

F1 · ownership.nature: Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 16:50 UTC PurchaseCommon Stock 1,684.636 $14.87 $25,051.72
Disclosure

SEC source: 0001518715-24-000082 · wk-form4_1710780648.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,906.636

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.855 to $14.91, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 17:47 UTC GrantCommon Stock 2,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000023 · wk-form4_1704754026.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,706.791

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 17:43 UTC GrantCommon Stock 2,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000019 · wk-form4_1704753794.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,161

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.