MCHB

SEC source: 0001518715-21-000069 · wf-form4a_161602333568443.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571.42

F1 · balance_after: 2,788 shares held jointly with Tracy Green, Mr. Green's spouse.

F2 · balance_after: This Form 4 is being amended to add certain shares that were purchased on behalf of the registrant and his spouse through a dividend reinvestment plan prior to the date of the Form 4. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares, but due to the subsequent larger purchase reported on the Form 4 to which this amendment relates, those share acquisitions are properly reported on this form.

SEC source: 0001518715-20-000196 · wf-form4_160531515667493.xml · derivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,901

Underlying: Common Stock · 7,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021, and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021, and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 15,480 RSUs granted on May 11, 2020, which vest incrementally in equal amounts on November 11, 2021 and November 11, 2022, and 5,421 RSUs granted on May 26, 2020, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022 and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000196 · wf-form4_160531515667493.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-20-000195 · wf-form4_160496892033149.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568

F1 · ownership.direct: 1,788 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-20-000189 · wf-form4_160451492922103.xml · nonDerivative · entry 2

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18

Disclosed balance after: 400

F1 · ownership.nature: Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000189 · wf-form4_160451492922103.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

SEC source: 0001518715-20-000195 · wf-form4_160496892033149.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 480

F2 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-20-000195 · wf-form4_160496892033149.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

SEC source: 0001518715-20-000187 · wf-form4_160444977113582.xml · derivative · entry 3

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,765

Underlying: Common Stock · 1,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vested incrementally in equal amounts on November 1, 2018, November 1, 2019, and November 1, 2020, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vested incrementally in equal amounts on November 1, 2018, November 1, 2019, and November 1, 2020, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs include 744 RSUs granted on January 29, 2018, which were scheduled to vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which were scheduled to vest in equal amounts on March 28, 2021 and March 28, 2022, respectively, and 3,285 RSUs granted on March 28, 2020 that were scheduled to vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. The reporting person resigned from the Company effective November 2, 2020, at which time all remaining RSUs were forfeited.

SEC source: 0001518715-20-000187 · wf-form4_160444977113582.xml · nonDerivative · entry 2

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

SEC source: 0001518715-20-000187 · wf-form4_160444977113582.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017.

SEC source: 0001518715-20-000185 · wf-form4_160400703952603.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 163,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.50 to $29.95, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000172 · wf-form4_160211107202335.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000170 · wf-form4_160211084901610.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000174 · wf-form4_160211130383021.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,057

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000176 · wf-form4_160211155963800.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,199.4

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-20-000175 · wf-form4_160211139149161.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,520

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-20-000173 · wf-form4_160211120963741.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,104

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000171 · wf-form4_160211095782116.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000169 · wf-form4_160211072201105.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,659

Underlying: Common Stock · 476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-20-000165 · wf-form4_160011106240789.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 143,000

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000165 · wf-form4_160011106240789.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 136,837

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.84 to $26.86, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000163 · wf-form4_159891256800501.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Pellegrino Advisory Services LLC

Disclosed balance after: 1,000

F1 · ownership.nature: The reporting person is the principal and sole beneficial owner of Pellegrino Advisory Services LLC.

SEC source: 0001518715-21-000068 · wf-form4a_161602326381495.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 481.37

F2 · balance_after: This Form 4 is being amended to add certain shares that were purchased on behalf of the registrant and his spouse through a dividend reinvestment plan prior to the date of the Form 4. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares, but due to the subsequent larger purchase reported on the Form 4 to which this amendment relates, those share acquisitions are properly reported on this form.

F3 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-21-000068 · wf-form4a_161602326381495.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781.36

F1 · balance_after: 2,788 shares held jointly with Tracy Green, Mr. Green's spouse.

F2 · balance_after: This Form 4 is being amended to add certain shares that were purchased on behalf of the registrant and his spouse through a dividend reinvestment plan prior to the date of the Form 4. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares, but due to the subsequent larger purchase reported on the Form 4 to which this amendment relates, those share acquisitions are properly reported on this form.

SEC source: 0001518715-20-000159 · wf-form4_159649270442501.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 261

F1 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-20-000159 · wf-form4_159649270442501.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

SEC source: 0001518715-20-000157 · wf-form4_159622984291464.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 128,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.50 to $25.80, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000140 · wf-form4_159425333363662.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000139 · wf-form4_159425323182160.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,163

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000138 · wf-form4_159425313312740.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,676

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000142 · wf-form4_159425348310516.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,818.4

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-20-000141 · wf-form4_159425342129904.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,771

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000137 · wf-form4_159425305713746.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000136 · wf-form4_159425295051231.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,719

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-20-000135 · wf-form4_159425282388554.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,183

Underlying: Common Stock · 528 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-20-000124 · wf-form4_159233338034925.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 115,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.85 to $22.95, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000124 · wf-form4_159233338034925.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

SEC source: 0001518715-20-000121 · wf-form4_159163981465751.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,127

SEC source: 0001518715-20-000122 · wf-form4_159173445159106.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F3 · derivative.expiration_date: On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4 · balance_after: All remaining RSUs were forfeited upon reporting person's termination date of June 5, 2020.

SEC source: 0001518715-20-000122 · wf-form4_159173445159106.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,301

SEC source: 0001518715-20-000122 · wf-form4_159173445159106.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 11, 2017.

SEC source: 0001518715-20-000115 · wf-form4_159068210153353.xml · derivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,641

Underlying: Common Stock · 5,421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 23,220 RSUs granted on May 11, 2020, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021 and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000119 · wf-form4_159078785565823.xml · derivative · entry 6

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 6,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective May 21, 2020.

F6 · derivative.expiration_date: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective May 21, 2020.

SEC source: 0001518715-20-000119 · wf-form4_159078785565823.xml · nonDerivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,007.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the Reporting Person as director compensation. The Reporting Person had elected that these RSUs vest upon his departure from the Board, which was effective on May 21, 2020.

SEC source: 0001518715-20-000109 · wf-form4_158941271040718.xml · derivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,220

Underlying: Common Stock · 23,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021 and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021 and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000103 · wf-form4_158888855955324.xml · nonDerivative · entry 3

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 105,000

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000103 · wf-form4_158888855955324.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 101,576

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.48 to $22.96, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-20-000102 · wf-form4_158888849443114.xml · nonDerivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marsha Ederer, Mr. Ederer's spouse

Disclosed balance after: 9,781

F1 · balance_after: These shares are owned by the reporting person's spouse. Mr. Ederer disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-20-000103 · wf-form4_158888855955324.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 97,252

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.